LMP Capital & Income Fund Inc.
SCD- Exchange
- NYSE
- SEC CIK
- 0001270131
No open-market purchases or sales by LMP Capital & Income Fund Inc. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $121.3M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in LMP Capital & Income Fund Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- +5 vs. Q4 2022
- Shares held
- 4.54M
- +45.6K (+1.0%) vs. Q4 2022
- Total value
- $55.5M
- +$1.40M (+2.6%) vs. Q4 2022
- New holders
- 10
- 14 more added
- Sold out
- 5
- 13 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $121.3M |
| Q1 2026 | 54 | $117.9M |
| Q4 2025 | 61 | $119.9M |
| Q3 2025 | 56 | $127.5M |
| Q2 2025 | 53 | $73.9M |
| Q1 2025 | 45 | $66.2M |
| Q4 2024 | 41 | $68.4M |
| Q3 2024 | 40 | $68.3M |
| Q2 2024 | 42 | $63.6M |
| Q1 2024 | 43 | $65.8M |
| Q4 2023 | 46 | $59.4M |
| Q3 2023 | 39 | $52.9M |
| Q2 2023 | 42 | $55.4M |
| Q1 2023 | 45 | $55.5M |
| Q4 2022 | 42 | $54.2M |
| Q3 2022 | 36 | $61.1M |
| Q2 2022 | 38 | $54.2M |
| Q1 2022 | 39 | $59.1M |
| Q4 2021 | 46 | $69.9M |
| Q3 2021 | 37 | $61.2M |
| Q2 2021 | 43 | $62.8M |
| Q1 2021 | 37 | $58.1M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding LMP Capital & Income Fund Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 260 | $3.00K | 0.00% | +260 | New |
| Huntington National Bank | – | $3.05K | 0.00% | – | – |
| WealthPLAN Partners, LLC | 264 | $3.22K | 0.00% | +264 | New |
| Allworth Financial LP | 503 | $6.14K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 809 | $10.0K | 0.00% | +809 | New |
| WR Wealth Planners, LLC | 1,190 | $14.5K | 0.01% | +1,190 | New |
| Column Capital Advisors, LLC | 1,432 | $17.5K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,500 | $18.0K | 0.02% | +1,500 | New |
| Spire Wealth Management | 4,200 | $51.3K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,385 | $78.0K | 0.00% | +6,385 | New |
| UBS Group AG | 6,609 | $80.7K | 0.00% | +1,001+17.8% | Added |
| Blue Bell Private Wealth Management, LLC | 7,247 | $88.5K | 0.03% | +1,900+35.5% | Added |
| Capital Investment Advisors, LLC | 11,800 | $144.1K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 12,652 | $154.5K | 0.02% | +12,652 | New |
| International Assets Investment Management, LLC | 12,676 | $154.8K | 0.02% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 17,761 | $217.0K | 0.00% | −626−3.4% | Reduced |
| Avantax Advisory Services, Inc. | 18,025 | $220.1K | 0.00% | −3,500−16.3% | Reduced |
| LPL Financial LLC | 21,066 | $257.2K | 0.00% | −407−1.9% | Reduced |
| Bank of America Corp | 22,357 | $273.0K | 0.00% | +1,768+8.6% | Added |
| CNH Partners LLC | 22,493 | $274.6K | 0.01% | +22,493 | New |
| AlphaStar Capital Management, LLC | 22,839 | $278.9K | 0.02% | +3,814+20.0% | Added |
| XML Financial, LLC | 27,378 | $334.3K | 0.04% | 00.0% | Unchanged |
| PFG Advisors | 27,521 | $336.0K | 0.03% | −1,510−5.2% | Reduced |
| NWF Advisory Services Inc. | 28,288 | $362.4K | 0.08% | +28,288 | New |
| Envestnet Asset Management Inc | 30,522 | $372.7K | 0.00% | +113+0.4% | Added |
| Chapin Davis, Inc. | 31,382 | $383.2K | 0.20% | +10,442+49.9% | Added |
| Ameriprise Financial Inc | 32,322 | $394.6K | 0.00% | −1,000−3.0% | Reduced |
| Guggenheim Capital LLC | 33,310 | $406.7K | 0.00% | −10,803−24.5% | Reduced |
| GWM Advisors LLC | 36,703 | $443.5K | 0.01% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 39,256 | $479.3K | 0.19% | +6,000+18.0% | Added |
| Wolverine Asset Management LLC | 42,895 | $523.7K | 0.01% | +42,895 | New |
| Invesco Ltd. | 70,487 | $860.6K | 0.00% | −27,856−28.3% | Reduced |
| Advisor Resource Council | 75,900 | $928.3K | 0.23% | −1,000−1.3% | Reduced |
| Royal Bank of Canada | 78,002 | $952.0K | 0.00% | +15,482+24.8% | Added |
| Advisor Group Holdings, Inc. | 84,255 | $1.03M | 0.00% | −8,042−8.7% | Reduced |
| 1607 Capital Partners, LLC | 90,648 | $1.11M | 0.08% | +18,725+26.0% | Added |
| Shaker Financial Services, LLC | 90,960 | $1.14M | 0.50% | −10,744−10.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 94,725 | $1.16M | 0.02% | +9,175+10.7% | Added |
| Wells Fargo & Company | 165,369 | $2.02M | 0.00% | −117,439−41.5% | Reduced |
| Karpus Management, Inc. | 228,022 | $2.78M | 0.09% | +98,432+76.0% | Added |
| Cornerstone Advisors, LLC | 255,443 | $3.12M | 0.14% | +57,142+28.8% | Added |
| Morgan Stanley | 479,000 | $5.85M | 0.00% | −46,079−8.8% | Reduced |
| Advisors Asset Management, Inc. | 663,358 | $8.10M | 0.16% | −56,770−7.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 757,016 | $9.24M | 0.02% | +10,767+1.4% | Added |
| Raymond James & Associates | 889,718 | $10.9M | 0.01% | +12,853+1.5% | Added |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,027−100.0% | Sold out |
| Raymond James Trust N.A. | 0 | $0 | 0.00% | −11,478−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −5,575−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −2,827−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −106−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |
| Tyler-Stone Wealth Management | – | – | – | – | Not filed |