Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX- Exchange
- Nasdaq
- SEC CIK
- 0001608741
No open-market purchases or sales by Nuveen NASDAQ 100 Dynamic Overwrite Fund insiders were filed in the last 90 days; 152 institutions reported holding it in 13F filings for Q2 2026, worth $396.1M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 108
- +13 vs. Q3 2021
- Shares held
- 9.92M
- +416.1K (+4.4%) vs. Q3 2021
- Total value
- $303.7M
- +$34.1M (+12.6%) vs. Q3 2021
- New holders
- 20
- 44 more added
- Sold out
- 7
- 19 more reduced
6 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting QQQX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 152 | $396.1M |
| Q1 2026 | 136 | $355.0M |
| Q4 2025 | 148 | $397.1M |
| Q3 2025 | 140 | $380.3M |
| Q2 2025 | 131 | $371.8M |
| Q1 2025 | 141 | $350.5M |
| Q4 2024 | 140 | $408.6M |
| Q3 2024 | 128 | $388.7M |
| Q2 2024 | 122 | $352.6M |
| Q1 2024 | 121 | $320.1M |
| Q4 2023 | 120 | $274.7M |
| Q3 2023 | 113 | $261.3M |
| Q2 2023 | 106 | $262.1M |
| Q1 2023 | 106 | $243.0M |
| Q4 2022 | 102 | $205.0M |
| Q3 2022 | 96 | $209.1M |
| Q2 2022 | 103 | $216.5M |
| Q1 2022 | 107 | $276.2M |
| Q4 2021 | 108 | $303.7M |
| Q3 2021 | 101 | $271.7M |
| Q2 2021 | 103 | $275.2M |
| Q1 2021 | 109 | $248.9M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Nuveen NASDAQ 100 Dynamic Overwrite Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,483,727 | $45.5M | 0.01% | −10,552−0.7% | Reduced |
| Nan Shan Life Insurance Co., Ltd. | 1,379,941 | $42.3M | 0.64% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,194,782 | $36.6M | 0.01% | +38,689+3.3% | Added |
| UBS Group AG | 898,172 | $27.5M | 0.01% | +57,587+6.9% | Added |
| Royal Bank of Canada | 749,466 | $23.0M | 0.01% | +11,871+1.6% | Added |
| Invesco Ltd. | 544,655 | $16.7M | 0.00% | +5,436+1.0% | Added |
| Janney Montgomery Scott LLC | 405,921 | $12.4M | 0.05% | +32,366+8.7% | Added |
| Bank of America Corp | 386,037 | $11.8M | 0.00% | +21,616+5.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 275,105 | $8.43M | 0.02% | +37,277+15.7% | Added |
| Advisor Group Holdings, Inc. | 197,006 | $6.04M | 0.01% | −8,473−4.1% | Reduced |
| LPL Financial LLC | 177,911 | $5.45M | 0.00% | +21,710+13.9% | Added |
| Guggenheim Capital LLC | 119,670 | $3.67M | 0.02% | +76,904+179.8% | Added |
| Raymond James & Associates | 114,592 | $3.51M | 0.00% | −13,149−10.3% | Reduced |
| Ameriprise Financial Inc | 110,067 | $3.37M | 0.00% | +14,294+14.9% | Added |
| Bridge Advisory, LLC | 100,513 | $3.08M | 1.39% | +4,086+4.2% | Added |
| Ausdal Financial Partners, Inc. | 89,036 | $2.73M | 0.37% | +2,292+2.6% | Added |
| Commonwealth Equity Services, LLC | 88,852 | $2.72M | 0.01% | +755+0.9% | Added |
| MONECO Advisors, LLC | 97,963 | $2.63M | 0.99% | −1,813−1.8% | Reduced |
| Shaker Financial Services, LLC | 76,139 | $2.33M | 0.82% | +7,613+11.1% | Added |
| Advisors Asset Management, Inc. | 75,555 | $2.32M | 0.03% | −10,465−12.2% | Reduced |
| D.A. Davidson & Co. | 75,488 | $2.31M | 0.02% | −91−0.1% | Reduced |
| Truist Financial Corp | 72,114 | $2.21M | 0.00% | +4,497+6.7% | Added |
| Envestnet Asset Management Inc | 63,933 | $1.96M | 0.00% | +14,097+28.3% | Added |
| Aviance Capital Partners, LLC | 58,018 | $1.78M | 0.30% | +332+0.6% | Added |
| Wedbush Securities Inc | 57,718 | $1.77M | 0.08% | +9,613+20.0% | Added |
| Cetera Advisor Networks LLC | 56,603 | $1.74M | 0.02% | +12,090+27.2% | Added |
| Morgan Jess S & Co Inc | 51,667 | $1.58M | 0.97% | 00.0% | Unchanged |
| Pacitti Group Inc. | 51,181 | $1.57M | 1.02% | +1,698+3.4% | Added |
| Stifel Financial Corp | 49,966 | $1.53M | 0.00% | +523+1.1% | Added |
| Schnieders Capital Management LLC | 46,346 | $1.42M | 0.33% | +2,600+5.9% | Added |
| Aspen Investment Management Inc | 45,733 | $1.40M | 0.69% | +19,568+74.8% | Added |
| GWM Advisors LLC | 44,343 | $1.36M | 0.02% | +6,736+17.9% | Added |
| Flagship Harbor Advisors, LLC | 40,249 | $1.23M | 0.12% | +2,658+7.1% | Added |
| Arkadios Wealth Advisors | 39,712 | $1.22M | 0.16% | +2,761+7.5% | Added |
| Belpointe Asset Management LLC | 37,561 | $1.15M | 0.07% | +161+0.4% | Added |
| MML Investors Services, LLC | 37,368 | $1.15M | 0.01% | +5,421+17.0% | Added |
| B. Riley Wealth Management, Inc. | 35,675 | $1.09M | 0.08% | +930+2.7% | Added |
| Mercer Global Advisors Inc | 30,727 | $942.0K | 0.01% | −4,494−12.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 30,583 | $937.0K | 0.00% | −1,295−4.1% | Reduced |
| HighTower Advisors, LLC | 28,644 | $879.0K | 0.00% | −2,332−7.5% | Reduced |
| Mutual Advisors, LLC | 27,952 | $857.0K | 0.05% | +10,840+63.3% | Added |
| Diversified, LLC | 27,517 | $843.0K | 0.36% | −242−0.9% | Reduced |
| Proequities, Inc. | 21,488 | $659.0K | 0.04% | −262−1.2% | Reduced |
| Equitable Holdings, Inc. | 18,406 | $564.0K | 0.01% | −7,962−30.2% | Reduced |
| Sigma Planning Corp | 16,499 | $506.0K | 0.01% | +2,193+15.3% | Added |
| Capstone Financial Advisors, Inc. | 14,467 | $443.0K | 0.03% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 14,134 | $433.0K | 0.08% | +435+3.2% | Added |
| Private Advisor Group, LLC | 14,082 | $432.0K | 0.00% | −307−2.1% | Reduced |
| Raymond James Trust N.A. | 13,787 | $423.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 13,551 | $415.3K | 0.01% | +921+7.3% | Added |
| Creative Planning | 13,035 | $400.0K | 0.00% | +404+3.2% | Added |
| Headinvest, LLC | 10,590 | $325.0K | 0.06% | −825−7.2% | Reduced |
| WealthTrust Asset Management, LLC | 10,380 | $318.0K | 0.21% | +264+2.6% | Added |
| Doliver Advisors, LP | 11,042 | $299.0K | 0.10% | +11,042 | New |
| Griffin Asset Management, Inc. | 9,355 | $287.0K | 0.04% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 9,361 | $287.0K | 0.03% | +210+2.3% | Added |
| Eaton Vance Management | 8,706 | $267.0K | 0.00% | 00.0% | Unchanged |
| Vivaldi Capital Management, LLC | 8,103 | $248.0K | 0.06% | 00.0% | Unchanged |
| Cypress Wealth Services, LLC | 8,048 | $247.0K | 0.07% | +61+0.8% | Added |
| Ameritas Advisory Services, LLC | 7,869 | $241.0K | 0.01% | +7,869 | New |
| Stratos Wealth Partners, LTD. | 7,572 | $232.0K | 0.01% | +291+4.0% | Added |
| Kestra Private Wealth Services, LLC | 7,310 | $224.0K | 0.01% | +7,310 | New |
| Chemistry Wealth Management LLC | 7,260 | $223.0K | 0.19% | +7,260 | New |
| Next Level Private LLC | 7,260 | $223.0K | 0.19% | +7,260 | New |
| Foundations Investment Advisors, LLC | 7,359 | $216.0K | 0.01% | +7,359 | New |
| Cetera Advisors LLC | 7,004 | $215.0K | 0.00% | +7,004 | New |
| Level Four Advisory Services, LLC | 6,923 | $212.0K | 0.02% | +6,923 | New |
| Rockefeller Capital Management L.P. | 5,979 | $183.0K | 0.00% | −198−3.2% | Reduced |
| CWM, LLC | 5,811 | $178.0K | 0.00% | +5,811 | New |
| Steward Partners Investment Advisory, LLC | 5,651 | $173.0K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 5,404 | $166.0K | 0.01% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 4,242 | $130.0K | 0.01% | 00.0% | Unchanged |
| Retirement Planning Co of New England, Inc. | 3,931 | $120.0K | 0.06% | +3,931 | New |
| Allworth Financial LP | 3,716 | $114.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,488 | $107.0K | 0.00% | +332+10.5% | Added |
| US Bancorp | 3,328 | $102.0K | 0.00% | −421−11.2% | Reduced |
| The PNC Financial Services Group, Inc. | 3,170 | $97.0K | 0.00% | +150+5.0% | Added |
| Fifth Third Bancorp | 2,800 | $86.0K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,766 | $85.0K | 0.02% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 2,301 | $71.0K | 0.00% | 00.0% | Unchanged |
| Masso Torrence Wealth Management Inc. | 2,194 | $67.0K | 0.05% | +2,194 | New |
| Thomas J. Herzfeld Advisors, Inc. | 1,997 | $61.0K | 0.02% | +31+1.6% | Added |
| CoreFirst Bank & Trust | 1,754 | $54.0K | 0.03% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,700 | $52.0K | 0.00% | +1,700 | New |
| Koshinski Asset Management, Inc. | 1,381 | $42.3K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,276 | $39.0K | 0.00% | −526−29.2% | Reduced |
| Confluence Wealth Services, Inc. | 1,200 | $36.0K | 0.01% | +1,200 | New |
| Key Financial Inc | 1,104 | $34.0K | 0.02% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,017 | $31.0K | 0.00% | 00.0% | Unchanged |
| Global Trust Asset Management, LLC | 1,009 | $31.0K | 0.01% | +1,009 | New |
| Ten Capital Wealth Advisors, LLC | 920 | $28.0K | 0.01% | 00.0% | Unchanged |
| Deutsche Bank AG | 812 | $25.0K | 0.00% | +12+1.5% | Added |
| Huntington National Bank | – | $22.0K | 0.00% | – | – |
| Citigroup Inc | 541 | $17.0K | 0.00% | −1,774−76.6% | Reduced |
| Ellis Investment Partners, LLC | 524 | $16.0K | 0.00% | +16+3.1% | Added |
| Accel Wealth Management | 452 | $14.0K | 0.01% | 00.0% | Unchanged |
| Signet Financial Management, LLC | 450 | $14.0K | 0.00% | +450 | New |
| Coastal Capital Group, Inc. | 379 | $12.0K | 0.00% | +6+1.6% | Added |
| Princeton Global Asset Management LLC | 400 | $12.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 352 | $11.0K | 0.00% | 00.0% | Unchanged |