Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX- Exchange
- Nasdaq
- SEC CIK
- 0001608741
No open-market purchases or sales by Nuveen NASDAQ 100 Dynamic Overwrite Fund insiders were filed in the last 90 days; 152 institutions reported holding it in 13F filings for Q2 2026, worth $396.1M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 128
- +7 vs. Q2 2024
- Shares held
- 15.3M
- +1.20M (+8.5%) vs. Q2 2024
- Total value
- $388.7M
- +$36.1M (+10.2%) vs. Q2 2024
- New holders
- 14
- 40 more added
- Sold out
- 7
- 42 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting QQQX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 152 | $396.1M |
| Q1 2026 | 136 | $355.0M |
| Q4 2025 | 148 | $397.1M |
| Q3 2025 | 140 | $380.3M |
| Q2 2025 | 131 | $371.8M |
| Q1 2025 | 141 | $350.5M |
| Q4 2024 | 140 | $408.6M |
| Q3 2024 | 128 | $388.7M |
| Q2 2024 | 122 | $352.6M |
| Q1 2024 | 121 | $320.1M |
| Q4 2023 | 120 | $274.7M |
| Q3 2023 | 113 | $261.3M |
| Q2 2023 | 106 | $262.1M |
| Q1 2023 | 106 | $243.0M |
| Q4 2022 | 102 | $205.0M |
| Q3 2022 | 96 | $209.1M |
| Q2 2022 | 103 | $216.5M |
| Q1 2022 | 107 | $276.2M |
| Q4 2021 | 108 | $303.7M |
| Q3 2021 | 101 | $271.7M |
| Q2 2021 | 103 | $275.2M |
| Q1 2021 | 109 | $248.9M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Nuveen NASDAQ 100 Dynamic Overwrite Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Karpus Management, Inc. | 1,740,752 | $43.7M | 1.21% | +659,714+61.0% | Added |
| Morgan Stanley | 1,733,842 | $43.6M | 0.00% | +4,692+0.3% | Added |
| Cornerstone Advisors, LLC | 1,144,884 | $28.8M | 1.14% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,060,821 | $26.6M | 0.01% | +14,127+1.3% | Added |
| UBS Group AG | 824,099 | $20.7M | 0.01% | −16,272−1.9% | Reduced |
| Invesco Ltd. | 768,686 | $19.3M | 0.00% | +69,418+9.9% | Added |
| Nan Shan Life Insurance Co., Ltd. | 758,622 | $19.1M | 0.45% | −88,923−10.5% | Reduced |
| Royal Bank of Canada | 700,846 | $17.6M | 0.00% | −24,370−3.4% | Reduced |
| International Assets Investment Management, LLC | 371,034 | $14.8M | 0.07% | +356,324+2,422.3% | Added |
| LPL Financial LLC | 503,204 | $12.6M | 0.01% | +18,342+3.8% | Added |
| 1607 Capital Partners, LLC | 472,855 | $11.9M | 1.09% | −25,871−5.2% | Reduced |
| Bank of America Corp | 411,606 | $10.3M | 0.00% | −47,086−10.3% | Reduced |
| Guggenheim Capital LLC | 311,034 | $7.81M | 0.06% | −22,287−6.7% | Reduced |
| Shaker Financial Services, LLC | 284,148 | $7.24M | 2.73% | +49,996+21.4% | Added |
| Janney Montgomery Scott LLC | 274,642 | $6.90M | 0.02% | −18,917−6.4% | Reduced |
| HighTower Advisors, LLC | 268,019 | $6.72M | 0.01% | +19,185+7.7% | Added |
| Landscape Capital Management, L.L.C. | 251,797 | $6.33M | 0.64% | −1,276−0.5% | Reduced |
| Wolverine Asset Management LLC | 235,640 | $5.92M | 0.11% | +37,507+18.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 225,773 | $5.67M | 0.01% | −2,470−1.1% | Reduced |
| Flagship Harbor Advisors, LLC | 199,269 | $5.01M | 0.27% | −1,113−0.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 185,860 | $4.67M | 0.01% | +185,860 | New |
| Ameriprise Financial Inc | 182,212 | $4.58M | 0.00% | +6,008+3.4% | Added |
| CNH Partners LLC | 180,695 | $4.51M | 0.10% | +67,632+59.8% | Added |
| Advisor Group Holdings, Inc. | 175,946 | $4.42M | 0.01% | −9,124−4.9% | Reduced |
| Raymond James & Associates | 143,150 | $3.60M | 0.00% | +17,065+13.5% | Added |
| Logan Stone Capital, LLC | 124,977 | $3.14M | 0.78% | −7,958−6.0% | Reduced |
| Arete Wealth Advisors, LLC | 121,198 | $3.03M | 0.26% | +4,121+3.5% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 113,701 | $2.86M | 0.95% | +3,781+3.4% | Added |
| Ionic Capital Management LLC | 101,732 | $2.56M | 1.54% | +14,172+16.2% | Added |
| Commonwealth Equity Services, LLC | 84,332 | $2.12M | 0.00% | −1,883−2.2% | Reduced |
| D.A. Davidson & Co. | 83,652 | $2.10M | 0.02% | −810−1.0% | Reduced |
| MONECO Advisors, LLC | 69,136 | $1.74M | 0.22% | +2,821+4.3% | Added |
| Axxcess Wealth Management, LLC | 53,664 | $1.35M | 0.03% | −59,239−52.5% | Reduced |
| Schnieders Capital Management LLC | 50,735 | $1.27M | 0.24% | −3,500−6.5% | Reduced |
| The PNC Financial Services Group, Inc. | 46,195 | $1.16M | 0.00% | +15,666+51.3% | Added |
| Two Sigma Investments, LP | 43,444 | $1.09M | 0.00% | +11,301+35.2% | Added |
| GWM Advisors LLC | 37,221 | $935.0K | 0.01% | −3,175−7.9% | Reduced |
| Cetera Investment Advisers | 34,748 | $872.9K | 0.00% | −1,732−4.7% | Reduced |
| Dakota Wealth Management | 34,155 | $858.0K | 0.02% | +14,525+74.0% | Added |
| Great Valley Advisor Group, Inc. | 33,745 | $847.2K | 0.02% | +1,361+4.2% | Added |
| First Trust Advisors LP | 33,508 | $841.7K | 0.00% | +5,572+19.9% | Added |
| Atria Wealth Solutions, Inc. | 30,779 | $786.2K | 0.01% | −1,150−3.6% | Reduced |
| Sanctuary Advisors, LLC | 25,536 | $660.9K | 0.00% | +2,020+8.6% | Added |
| NBC Securities, Inc. | 25,050 | $629.0K | 0.05% | −162−0.6% | Reduced |
| Private Advisor Group, LLC | 24,233 | $608.7K | 0.00% | −1,623−6.3% | Reduced |
| Sapient Capital LLC | 22,438 | $573.1K | 0.01% | 00.0% | Unchanged |
| Truist Financial Corp | 20,427 | $513.1K | 0.00% | −3,201−13.5% | Reduced |
| Mutual Advisors, LLC | 19,954 | $504.6K | 0.01% | −1,197−5.7% | Reduced |
| Wedbush Securities Inc | 19,738 | $496.0K | 0.02% | −5,572−22.0% | Reduced |
| Susquehanna International Group, LLP | 19,001 | $477.3K | 0.00% | −25,270−57.1% | Reduced |
| National Asset Management, Inc. | 18,264 | $461.7K | 0.01% | −1,365−7.0% | Reduced |
| Advisors Asset Management, Inc. | 18,327 | $460.4K | 0.01% | +18,327 | New |
| Cambridge Investment Research Advisors, Inc. | 18,222 | $458.0K | 0.00% | +441+2.5% | Added |
| Davenport & Co LLC | 17,500 | $439.6K | 0.00% | 00.0% | Unchanged |
| Avory & Company, LLC | 17,157 | $431.0K | 0.26% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 16,733 | $420.3K | 0.01% | +2,624+18.6% | Added |
| Moors & Cabot, Inc. | 15,318 | $384.8K | 0.02% | −366−2.3% | Reduced |
| Cyndeo Wealth Partners, LLC | 14,910 | $374.5K | 0.03% | 00.0% | Unchanged |
| Walleye Capital LLC | 14,696 | $369.2K | 0.00% | +6,672+83.2% | Added |
| Stifel Financial Corp | 14,549 | $365.5K | 0.00% | −4,288−22.8% | Reduced |
| Captrust Financial Advisors | 14,284 | $358.8K | 0.00% | −742−4.9% | Reduced |
| Kingswood Wealth Advisors, LLC | 14,295 | $354.5K | 0.03% | −3,660−20.4% | Reduced |
| Mercer Global Advisors Inc | 13,803 | $345.1K | 0.00% | −3,275−19.2% | Reduced |
| Diversify Advisory Services, LLC | 13,470 | $342.0K | 0.02% | +100+0.7% | Added |
| Lindbrook Capital, LLC | 13,137 | $330.0K | 0.03% | −3,500−21.0% | Reduced |
| Aviance Capital Partners, LLC | 13,134 | $329.9K | 0.04% | +120+0.9% | Added |
| Financial Advocates Investment Management | 12,852 | $322.8K | 0.02% | −493−3.7% | Reduced |
| Comerica Bank | 12,780 | $321.0K | 0.00% | −12−0.1% | Reduced |
| Diversified, LLC | 12,705 | $319.1K | 0.04% | −143−1.1% | Reduced |
| Diversified Enterprises, LLC | 12,705 | $319.1K | 0.04% | +12,705 | New |
| Raymond James Trust N.A. | 12,512 | $314.3K | 0.01% | 00.0% | Unchanged |
| Millennium Management LLC | 12,329 | $309.7K | 0.00% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 12,179 | $305.9K | 0.01% | +200+1.7% | Added |
| Quantedge Capital Pte Ltd | 11,700 | $293.9K | 0.09% | +11,700 | New |
| Pathstone Holdings, LLC | 11,207 | $282.4K | 0.00% | 00.0% | Unchanged |
| MGB Wealth Management, LLC | 11,000 | $276.3K | 0.10% | 00.0% | Unchanged |
| TriaGen Wealth Management LLC | 10,951 | $275.1K | 0.09% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 10,806 | $271.4K | 0.00% | +10,806 | New |
| Register Financial Advisors LLC | 10,454 | $262.6K | 0.13% | +12+0.1% | Added |
| Envestnet Asset Management Inc | 10,207 | $256.4K | 0.00% | +78+0.8% | Added |
| Rockefeller Capital Management L.P. | 10,017 | $251.7K | 0.00% | −3,120−23.7% | Reduced |
| Merit Financial Group, LLC | 9,908 | $248.9K | 0.01% | +624+6.7% | Added |
| WealthShield Partners, LLC | 9,266 | $236.5K | 0.03% | −60−0.6% | Reduced |
| Arkadios Wealth Advisors | 9,132 | $229.4K | 0.01% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 8,972 | $225.4K | 0.02% | +122+1.4% | Added |
| Cornerstone Wealth Group, LLC | 8,453 | $212.3K | 0.02% | 00.0% | Unchanged |
| PFG Investments, LLC | 8,449 | $212.2K | 0.01% | +30.0% | Added |
| Avantax Advisory Services, Inc. | 8,275 | $207.9K | 0.00% | −563−6.4% | Reduced |
| US Bancorp | 8,219 | $206.5K | 0.00% | 00.0% | Unchanged |
| Atomi Financial Group, Inc. | 8,182 | $205.5K | 0.01% | −402−4.7% | Reduced |
| Aspen Investment Management Inc | 8,150 | $205.0K | 0.10% | 00.0% | Unchanged |
| Allworth Financial LP | 5,843 | $146.8K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 5,404 | $136.0K | 0.01% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 4,536 | $113.9K | 0.03% | +4,536 | New |
| Main Street Group, LTD | 4,318 | $108.5K | 0.04% | 00.0% | Unchanged |
| Caitlin John, LLC | 3,936 | $103.5K | 0.07% | +115+3.0% | Added |
| FNY Investment Advisers, LLC | 3,800 | $95.0K | 0.05% | +3,800 | New |
| Steward Partners Investment Advisory, LLC | 3,360 | $84.4K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,774 | $69.7K | 0.00% | +151+5.8% | Added |
| Hexagon Capital Partners LLC | 2,766 | $69.5K | 0.01% | 00.0% | Unchanged |