Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX- Exchange
- Nasdaq
- SEC CIK
- 0001608741
No open-market purchases or sales by Nuveen NASDAQ 100 Dynamic Overwrite Fund insiders were filed in the last 90 days; 152 institutions reported holding it in 13F filings for Q2 2026, worth $396.1M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 120
- +8 vs. Q3 2023
- Shares held
- 11.9M
- +250.9K (+2.2%) vs. Q3 2023
- Total value
- $274.7M
- +$13.6M (+5.2%) vs. Q3 2023
- New holders
- 22
- 40 more added
- Sold out
- 14
- 31 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting QQQX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 152 | $396.1M |
| Q1 2026 | 136 | $355.0M |
| Q4 2025 | 148 | $397.1M |
| Q3 2025 | 140 | $380.3M |
| Q2 2025 | 131 | $371.8M |
| Q1 2025 | 141 | $350.5M |
| Q4 2024 | 140 | $408.6M |
| Q3 2024 | 128 | $388.7M |
| Q2 2024 | 122 | $352.6M |
| Q1 2024 | 121 | $320.1M |
| Q4 2023 | 120 | $274.7M |
| Q3 2023 | 113 | $261.3M |
| Q2 2023 | 106 | $262.1M |
| Q1 2023 | 106 | $243.0M |
| Q4 2022 | 102 | $205.0M |
| Q3 2022 | 96 | $209.1M |
| Q2 2022 | 103 | $216.5M |
| Q1 2022 | 107 | $276.2M |
| Q4 2021 | 108 | $303.7M |
| Q3 2021 | 101 | $271.7M |
| Q2 2021 | 103 | $275.2M |
| Q1 2021 | 109 | $248.9M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Nuveen NASDAQ 100 Dynamic Overwrite Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,872,301 | $43.3M | 0.00% | −58,156−3.0% | Reduced |
| Wells Fargo & Company | 933,761 | $21.6M | 0.01% | −522,544−35.9% | Reduced |
| Nan Shan Life Insurance Co., Ltd. | 847,545 | $19.6M | 0.47% | 00.0% | Unchanged |
| UBS Group AG | 839,695 | $19.4M | 0.01% | −10,141−1.2% | Reduced |
| Royal Bank of Canada | 784,126 | $18.2M | 0.00% | +30,451+4.0% | Added |
| Cornerstone Advisors, LLC | 760,141 | $17.6M | 0.77% | +536,490+239.9% | Added |
| Invesco Ltd. | 532,080 | $12.3M | 0.00% | +74,133+16.2% | Added |
| Bank of America Corp | 470,396 | $10.9M | 0.00% | −5,065−1.1% | Reduced |
| LPL Financial LLC | 406,102 | $9.40M | 0.01% | −41,984−9.4% | Reduced |
| Janney Montgomery Scott LLC | 346,137 | $8.01M | 0.03% | +28,469+9.0% | Added |
| Guggenheim Capital LLC | 335,853 | $7.77M | 0.06% | −7,965−2.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 242,165 | $5.61M | 0.01% | −7,450−3.0% | Reduced |
| Karpus Management, Inc. | 233,280 | $5.40M | 0.16% | +233,280 | New |
| Advisor Group Holdings, Inc. | 227,786 | $5.27M | 0.01% | −19,240−7.8% | Reduced |
| Ameriprise Financial Inc | 223,711 | $5.18M | 0.00% | −1,396−0.6% | Reduced |
| Landscape Capital Management, L.L.C. | 214,398 | $4.96M | 0.44% | +149,681+231.3% | Added |
| Flagship Harbor Advisors, LLC | 190,581 | $4.41M | 0.32% | −1,753−0.9% | Reduced |
| Wolverine Asset Management LLC | 156,010 | $3.61M | 0.06% | −44,635−22.2% | Reduced |
| Ionic Capital Management LLC | 144,499 | $3.35M | 1.59% | +537+0.4% | Added |
| Axxcess Wealth Management, LLC | 125,239 | $2.90M | 0.09% | +87,163+228.9% | Added |
| Raymond James & Associates | 121,466 | $2.81M | 0.00% | +8,201+7.2% | Added |
| Shaker Financial Services, LLC | 120,804 | $2.80M | 1.15% | +86,730+254.5% | Added |
| 1607 Capital Partners, LLC | 119,105 | $2.76M | 0.19% | +94,675+387.5% | Added |
| Arete Wealth Advisors, LLC | 116,840 | $2.70M | 0.21% | −995−0.8% | Reduced |
| Commonwealth Equity Services, LLC | 92,823 | $2.15M | 0.00% | +3,634+4.1% | Added |
| D.A. Davidson & Co. | 91,392 | $2.12M | 0.02% | −5,509−5.7% | Reduced |
| MONECO Advisors, LLC | 78,726 | $1.82M | 0.35% | +1,756+2.3% | Added |
| Equitable Holdings, Inc. | 78,720 | $1.82M | 0.02% | +26,641+51.2% | Added |
| Schnieders Capital Management LLC | 72,921 | $1.69M | 0.37% | +8,525+13.2% | Added |
| Atria Wealth Solutions, Inc. | 70,337 | $1.63M | 0.02% | −30,747−30.4% | Reduced |
| Susquehanna International Group, LLP | 38,323 | $887.2K | 0.00% | +38,323 | New |
| Pacitti Group Inc. | 35,793 | $828.6K | 0.52% | −1,297−3.5% | Reduced |
| Wedbush Securities Inc | 34,856 | $807.0K | 0.04% | +3,142+9.9% | Added |
| Elequin Capital LP | 33,635 | $778.6K | 0.24% | −5,692−14.5% | Reduced |
| Cetera Advisor Networks LLC | 33,187 | $768.3K | 0.00% | +4,879+17.2% | Added |
| GWM Advisors LLC | 32,177 | $744.9K | 0.01% | +2,473+8.3% | Added |
| Lindbrook Capital, LLC | 29,932 | $692.9K | 0.07% | +3,000+11.1% | Added |
| Great Valley Advisor Group, Inc. | 29,583 | $684.8K | 0.02% | −14,560−33.0% | Reduced |
| Cyndeo Wealth Partners, LLC | 29,379 | $680.1K | 0.06% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 28,766 | $665.9K | 0.00% | +23,231+419.7% | Added |
| NBC Securities, Inc. | 25,518 | $590.0K | 0.06% | +578+2.3% | Added |
| Truist Financial Corp | 25,419 | $588.4K | 0.00% | −7,622−23.1% | Reduced |
| Sapient Capital LLC | 23,400 | $541.7K | 0.01% | +23,400 | New |
| Mutual Advisors, LLC | 20,784 | $481.1K | 0.02% | +142+0.7% | Added |
| Mercer Global Advisors Inc | 19,703 | $456.0K | 0.00% | +57+0.3% | Added |
| Stifel Financial Corp | 19,590 | $453.5K | 0.00% | −7,766−28.4% | Reduced |
| National Asset Management, Inc. | 19,130 | $442.9K | 0.01% | −1,596−7.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 18,551 | $429.0K | 0.00% | +202+1.1% | Added |
| Millennium Management LLC | 18,505 | $428.4K | 0.00% | +8,517+85.3% | Added |
| Davenport & Co LLC | 17,500 | $405.1K | 0.00% | +5,500+45.8% | Added |
| MML Investors Services, LLC | 17,449 | $404.0K | 0.00% | +281+1.6% | Added |
| Avory & Company, LLC | 17,157 | $397.2K | 0.28% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 16,555 | $383.2K | 0.02% | −555−3.2% | Reduced |
| Captrust Financial Advisors | 15,646 | $362.2K | 0.00% | +2,299+17.2% | Added |
| Capstone Financial Advisors, Inc. | 15,386 | $356.2K | 0.03% | +2,241+17.0% | Added |
| Kingswood Wealth Advisors, LLC | 15,043 | $348.2K | 0.04% | +15,043 | New |
| AE Wealth Management LLC | 14,867 | $346.7K | 0.00% | +2,869+23.9% | Added |
| Comerica Bank | 14,641 | $338.9K | 0.00% | −3,211−18.0% | Reduced |
| International Assets Investment Management, LLC | 13,340 | $308.8K | 0.04% | +1,283+10.6% | Added |
| Diversified, LLC | 13,194 | $305.4K | 0.07% | +27+0.2% | Added |
| Weiss Asset Management LP | 12,949 | $299.8K | 0.02% | +12,949 | New |
| Aviance Capital Partners, LLC | 12,923 | $299.2K | 0.06% | −40,858−76.0% | Reduced |
| Cetera Investment Advisers | 12,828 | $297.0K | 0.00% | −105,235−89.1% | Reduced |
| Raymond James Trust N.A. | 12,512 | $289.7K | 0.01% | −805−6.0% | Reduced |
| Envestnet Asset Management Inc | 12,435 | $287.9K | 0.00% | −2,927−19.1% | Reduced |
| Pathstone Holdings, LLC | 12,414 | $287.4K | 0.00% | +12,414 | New |
| DFPG Investments, LLC | 12,770 | $287.1K | 0.02% | −500−3.8% | Reduced |
| Bridge Advisory, LLC | 12,221 | $282.9K | 0.14% | −146,158−92.3% | Reduced |
| Financial Advocates Investment Management | 11,929 | $276.2K | 0.02% | +480+4.2% | Added |
| J.W. Cole Advisors, Inc. | 11,822 | $273.7K | 0.02% | +477+4.2% | Added |
| World Equity Group, Inc. | 11,690 | $270.6K | 0.05% | +11,690 | New |
| Private Advisor Group, LLC | 11,254 | $260.6K | 0.00% | +572+5.4% | Added |
| MGB Wealth Management, LLC | 11,000 | $254.7K | 0.13% | +11,000 | New |
| TriaGen Wealth Management LLC | 10,951 | $253.5K | 0.12% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 10,928 | $253.0K | 0.00% | +6,434+143.2% | Added |
| Cypress Wealth Services, LLC | 10,454 | $242.0K | 0.06% | +10,454 | New |
| Rockefeller Capital Management L.P. | 10,213 | $236.4K | 0.00% | +10,213 | New |
| WealthShield Partners, LLC | 9,716 | $224.9K | 0.04% | +114+1.2% | Added |
| Capital CS Group, LLC | 9,256 | $214.3K | 0.24% | +9,256 | New |
| Arkadios Wealth Advisors | 9,132 | $211.4K | 0.02% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 8,984 | $208.0K | 0.01% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 8,900 | $206.1K | 0.00% | +8,900 | New |
| Jacobi Capital Management LLC | 8,725 | $202.0K | 0.02% | +8,725 | New |
| Atomi Financial Group, Inc. | 8,699 | $201.4K | 0.03% | −604−6.5% | Reduced |
| Aspen Investment Management Inc | 8,650 | $200.0K | 0.11% | +8,650 | New |
| US Bancorp | 7,210 | $166.9K | 0.00% | +6,680+1,260.4% | Added |
| The PNC Financial Services Group, Inc. | 6,975 | $161.5K | 0.00% | +4,225+153.6% | Added |
| Capital Analysts, LLC | 5,404 | $125.0K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 5,303 | $122.8K | 0.00% | 00.0% | Unchanged |
| Caitlin John, LLC | 3,716 | $86.0K | 0.07% | +3,716 | New |
| Steward Partners Investment Advisory, LLC | 3,360 | $77.8K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,766 | $64.0K | 0.02% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 2,301 | $53.0K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 2,290 | $52.8K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 1,834 | $42.5K | 0.01% | −1,800−49.5% | Reduced |
| CoreFirst Bank & Trust | 1,754 | $40.6K | 0.03% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 1,655 | $38.3K | 0.00% | +1,655 | New |
| Private Trust Co NA | 1,500 | $34.7K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 1,104 | $25.6K | 0.01% | 00.0% | Unchanged |
| Deutsche Bank AG | 946 | $21.9K | 0.00% | +17+1.8% | Added |