Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX- Exchange
- Nasdaq
- SEC CIK
- 0001608741
No open-market purchases or sales by Nuveen NASDAQ 100 Dynamic Overwrite Fund insiders were filed in the last 90 days; 152 institutions reported holding it in 13F filings for Q2 2026, worth $396.1M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- −1 vs. Q2 2021
- Shares held
- 9.58M
- +220.9K (+2.4%) vs. Q2 2021
- Total value
- $271.7M
- −$3.28M (−1.2%) vs. Q2 2021
- New holders
- 6
- 51 more added
- Sold out
- 7
- 16 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting QQQX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 152 | $396.1M |
| Q1 2026 | 136 | $355.0M |
| Q4 2025 | 148 | $397.1M |
| Q3 2025 | 140 | $380.3M |
| Q2 2025 | 131 | $371.8M |
| Q1 2025 | 141 | $350.5M |
| Q4 2024 | 140 | $408.6M |
| Q3 2024 | 128 | $388.7M |
| Q2 2024 | 122 | $352.6M |
| Q1 2024 | 121 | $320.1M |
| Q4 2023 | 120 | $274.7M |
| Q3 2023 | 113 | $261.3M |
| Q2 2023 | 106 | $262.1M |
| Q1 2023 | 106 | $243.0M |
| Q4 2022 | 102 | $205.0M |
| Q3 2022 | 96 | $209.1M |
| Q2 2022 | 103 | $216.5M |
| Q1 2022 | 107 | $276.2M |
| Q4 2021 | 108 | $303.7M |
| Q3 2021 | 101 | $271.7M |
| Q2 2021 | 103 | $275.2M |
| Q1 2021 | 109 | $248.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Nuveen NASDAQ 100 Dynamic Overwrite Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,494,279 | $42.4M | 0.01% | +19,319+1.3% | Added |
| Nan Shan Life Insurance Co., Ltd. | 1,379,941 | $39.2M | 0.65% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,156,093 | $32.8M | 0.01% | +5,698+0.5% | Added |
| UBS Group AG | 840,585 | $23.9M | 0.01% | +51,750+6.6% | Added |
| Royal Bank of Canada | 737,595 | $20.9M | 0.01% | −22,289−2.9% | Reduced |
| Invesco Ltd. | 539,219 | $15.3M | 0.00% | +48,238+9.8% | Added |
| Janney Montgomery Scott LLC | 373,555 | $10.6M | 0.05% | +13,597+3.8% | Added |
| Bank of America Corp | 364,421 | $10.3M | 0.00% | +7,721+2.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 237,828 | $6.75M | 0.01% | +15,949+7.2% | Added |
| Advisor Group Holdings, Inc. | 205,479 | $5.83M | 0.01% | +8,331+4.2% | Added |
| LPL Financial LLC | 156,201 | $4.43M | 0.00% | −19,665−11.2% | Reduced |
| Raymond James & Associates | 127,741 | $3.63M | 0.00% | −36,629−22.3% | Reduced |
| MONECO Advisors, LLC | 99,776 | $2.83M | 1.12% | +2,985+3.1% | Added |
| Bridge Advisory, LLC | 96,427 | $2.74M | 1.35% | +12,434+14.8% | Added |
| Ameriprise Financial Inc | 95,773 | $2.72M | 0.00% | +6,863+7.7% | Added |
| Commonwealth Equity Services, LLC | 88,097 | $2.50M | 0.01% | +3,800+4.5% | Added |
| Ausdal Financial Partners, Inc. | 86,744 | $2.46M | 0.37% | +3,279+3.9% | Added |
| Advisors Asset Management, Inc. | 86,020 | $2.44M | 0.04% | −1,482−1.7% | Reduced |
| D.A. Davidson & Co. | 75,579 | $2.15M | 0.02% | +7,866+11.6% | Added |
| Shaker Financial Services, LLC | 68,526 | $1.95M | 0.78% | +68,526 | New |
| Truist Financial Corp | 67,617 | $1.92M | 0.00% | +4,991+8.0% | Added |
| Aviance Capital Partners, LLC | 57,686 | $1.64M | 0.29% | −2,792−4.6% | Reduced |
| Morgan Jess S & Co Inc | 51,667 | $1.47M | 0.97% | +6,000+13.1% | Added |
| Envestnet Asset Management Inc | 49,836 | $1.41M | 0.00% | +16,817+50.9% | Added |
| Pacitti Group Inc. | 49,483 | $1.40M | 0.88% | +2,923+6.3% | Added |
| Stifel Financial Corp | 49,443 | $1.40M | 0.00% | +16,026+48.0% | Added |
| Wedbush Securities Inc | 48,105 | $1.36M | 0.06% | +13,773+40.1% | Added |
| Cetera Advisor Networks LLC | 44,513 | $1.26M | 0.02% | +1,685+3.9% | Added |
| Schnieders Capital Management LLC | 43,746 | $1.24M | 0.33% | +1,700+4.0% | Added |
| Guggenheim Capital LLC | 42,766 | $1.21M | 0.01% | −700−1.6% | Reduced |
| Flagship Harbor Advisors, LLC | 37,591 | $1.10M | 0.12% | 00.0% | Unchanged |
| GWM Advisors LLC | 37,607 | $1.07M | 0.03% | +312+0.8% | Added |
| Belpointe Asset Management LLC | 37,400 | $1.06M | 0.07% | +100+0.3% | Added |
| Arkadios Wealth Advisors | 36,951 | $1.05M | 0.15% | +1,918+5.5% | Added |
| Mercer Global Advisors Inc | 35,221 | $1.00M | 0.01% | −350−1.0% | Reduced |
| B. Riley Wealth Management, Inc. | 34,745 | $986.0K | 0.08% | +19,000+120.7% | Added |
| MML Investors Services, LLC | 31,947 | $907.0K | 0.01% | +1,987+6.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 31,878 | $905.0K | 0.00% | +105+0.3% | Added |
| HighTower Advisors, LLC | 30,976 | $877.0K | 0.00% | +4,094+15.2% | Added |
| Diversified, LLC | 27,759 | $788.0K | 0.42% | +132+0.5% | Added |
| Equitable Holdings, Inc. | 26,368 | $748.0K | 0.01% | +4,000+17.9% | Added |
| Aspen Investment Management Inc | 26,165 | $743.0K | 0.39% | +13,040+99.4% | Added |
| Professional Planning | 23,181 | $657.0K | 0.31% | +491+2.2% | Added |
| Harborview Advisors, LLC | 22,497 | $638.0K | 0.36% | +942+4.4% | Added |
| Proequities, Inc. | 21,750 | $627.0K | 0.04% | −438−2.0% | Reduced |
| Mutual Advisors, LLC | 17,112 | $486.0K | 0.03% | +4,585+36.6% | Added |
| Capstone Financial Advisors, Inc. | 14,467 | $411.0K | 0.03% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 14,389 | $408.0K | 0.00% | +50+0.3% | Added |
| Sigma Planning Corp | 14,306 | $406.0K | 0.01% | +3,353+30.6% | Added |
| Raymond James Trust N.A. | 13,787 | $391.0K | 0.01% | +450+3.4% | Added |
| International Assets Investment Management, LLC | 13,699 | $389.0K | 0.07% | +1,000+7.9% | Added |
| American Portfolios Advisors | 12,630 | $358.4K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 12,631 | $358.0K | 0.00% | +84+0.7% | Added |
| Weather Gauge Advisory, LLC | 12,299 | $349.0K | 0.45% | 00.0% | Unchanged |
| Formidable Asset Management, LLC | 11,595 | $329.0K | 0.06% | −125−1.1% | Reduced |
| Headinvest, LLC | 11,415 | $324.0K | 0.06% | −2,075−15.4% | Reduced |
| WealthTrust Asset Management, LLC | 10,116 | $287.0K | 0.26% | +552+5.8% | Added |
| Mid Atlantic Financial Management Inc | 9,563 | $271.0K | 0.02% | −400−4.0% | Reduced |
| Griffin Asset Management, Inc. | 9,355 | $265.0K | 0.03% | 00.0% | Unchanged |
| AE Wealth Management LLC | 9,276 | $263.0K | 0.00% | −701−7.0% | Reduced |
| Jacobi Capital Management LLC | 9,151 | $260.0K | 0.03% | +263+3.0% | Added |
| Ameritas Investment Company, LLC | 8,220 | $233.0K | 0.01% | 00.0% | Unchanged |
| Vivaldi Capital Management, LLC | 8,103 | $230.0K | 0.05% | 00.0% | Unchanged |
| Cypress Wealth Services, LLC | 7,987 | $227.0K | 0.07% | +58+0.7% | Added |
| Stratos Wealth Partners, LTD. | 7,281 | $207.0K | 0.01% | +7,281 | New |
| Rockefeller Capital Management L.P. | 6,177 | $175.0K | 0.00% | +37+0.6% | Added |
| Steward Partners Investment Advisory, LLC | 5,651 | $160.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 5,535 | $155.0K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 5,404 | $153.0K | 0.01% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 4,242 | $120.0K | 0.01% | −90−2.1% | Reduced |
| US Bancorp | 3,749 | $106.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 3,716 | $105.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,156 | $90.0K | 0.00% | +420+15.4% | Added |
| The PNC Financial Services Group, Inc. | 3,020 | $86.0K | 0.00% | 00.0% | Unchanged |
| Ibex Wealth Advisors | 2,940 | $83.0K | 0.02% | +2,940 | New |
| Fifth Third Bancorp | 2,800 | $79.0K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,766 | $78.0K | 0.02% | +2,766 | New |
| Citigroup Inc | 2,315 | $66.0K | 0.00% | −1,605−40.9% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 2,301 | $65.0K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 1,966 | $56.0K | 0.02% | +29+1.5% | Added |
| Geneos Wealth Management Inc. | 1,802 | $51.0K | 0.00% | −526−22.6% | Reduced |
| CoreFirst Bank & Trust | 1,754 | $50.0K | 0.03% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 1,381 | $39.2K | 0.00% | +1,381 | New |
| Key Financial Inc | 1,104 | $31.0K | 0.02% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,017 | $29.0K | 0.00% | +17+1.7% | Added |
| Ten Capital Wealth Advisors, LLC | 920 | $26.0K | 0.01% | 00.0% | Unchanged |
| Deutsche Bank AG | 800 | $23.0K | 0.00% | −64,684−98.8% | Reduced |
| Eaton Vance Management | 8,706 | $20.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $20.0K | 0.00% | – | – |
| Heritage Wealth Management, LLC | 577 | $16.0K | 0.01% | 00.0% | Unchanged |
| Ellis Investment Partners, LLC | 508 | $14.0K | 0.00% | +7+1.4% | Added |
| Accel Wealth Management | 452 | $13.0K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 454 | $13.0K | 0.00% | +454 | New |
| Princeton Global Asset Management LLC | 400 | $11.0K | 0.00% | 00.0% | Unchanged |
| Coastal Capital Group, Inc. | 373 | $11.0K | 0.00% | +5+1.4% | Added |
| D'Orazio & Associates, Inc. | 336 | $10.0K | 0.00% | +5+1.5% | Added |
| Spire Wealth Management | 352 | $10.0K | 0.00% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 250 | $7.00K | 0.01% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 122 | $3.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 100 | $3.00K | 0.00% | 00.0% | Unchanged |