Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX- Exchange
- Nasdaq
- SEC CIK
- 0001608741
No open-market purchases or sales by Nuveen NASDAQ 100 Dynamic Overwrite Fund insiders were filed in the last 90 days; 152 institutions reported holding it in 13F filings for Q2 2026, worth $396.1M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- −1 vs. Q2 2021
- Shares held
- 9.58M
- +220.9K (+2.4%) vs. Q2 2021
- Total value
- $271.7M
- −$3.28M (−1.2%) vs. Q2 2021
- New holders
- 6
- 51 more added
- Sold out
- 7
- 16 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting QQQX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 152 | $396.1M |
| Q1 2026 | 136 | $355.0M |
| Q4 2025 | 148 | $397.1M |
| Q3 2025 | 140 | $380.3M |
| Q2 2025 | 131 | $371.8M |
| Q1 2025 | 141 | $350.5M |
| Q4 2024 | 140 | $408.6M |
| Q3 2024 | 128 | $388.7M |
| Q2 2024 | 122 | $352.6M |
| Q1 2024 | 121 | $320.1M |
| Q4 2023 | 120 | $274.7M |
| Q3 2023 | 113 | $261.3M |
| Q2 2023 | 106 | $262.1M |
| Q1 2023 | 106 | $243.0M |
| Q4 2022 | 102 | $205.0M |
| Q3 2022 | 96 | $209.1M |
| Q2 2022 | 103 | $216.5M |
| Q1 2022 | 107 | $276.2M |
| Q4 2021 | 108 | $303.7M |
| Q3 2021 | 101 | $271.7M |
| Q2 2021 | 103 | $275.2M |
| Q1 2021 | 109 | $248.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Nuveen NASDAQ 100 Dynamic Overwrite Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 3 | $0 | 0.00% | +2+200.0% | Added |
| Patriot Financial Group Insurance Agency, LLC | 122 | $3.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 100 | $3.00K | 0.00% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 250 | $7.00K | 0.01% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 336 | $10.0K | 0.00% | +5+1.5% | Added |
| Spire Wealth Management | 352 | $10.0K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 400 | $11.0K | 0.00% | 00.0% | Unchanged |
| Coastal Capital Group, Inc. | 373 | $11.0K | 0.00% | +5+1.4% | Added |
| Accel Wealth Management | 452 | $13.0K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 454 | $13.0K | 0.00% | +454 | New |
| Ellis Investment Partners, LLC | 508 | $14.0K | 0.00% | +7+1.4% | Added |
| Heritage Wealth Management, LLC | 577 | $16.0K | 0.01% | 00.0% | Unchanged |
| Eaton Vance Management | 8,706 | $20.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $20.0K | 0.00% | – | – |
| Deutsche Bank AG | 800 | $23.0K | 0.00% | −64,684−98.8% | Reduced |
| Ten Capital Wealth Advisors, LLC | 920 | $26.0K | 0.01% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,017 | $29.0K | 0.00% | +17+1.7% | Added |
| Key Financial Inc | 1,104 | $31.0K | 0.02% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 1,381 | $39.2K | 0.00% | +1,381 | New |
| CoreFirst Bank & Trust | 1,754 | $50.0K | 0.03% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,802 | $51.0K | 0.00% | −526−22.6% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 1,966 | $56.0K | 0.02% | +29+1.5% | Added |
| Benjamin F. Edwards & Company, Inc. | 2,301 | $65.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 2,315 | $66.0K | 0.00% | −1,605−40.9% | Reduced |
| Hexagon Capital Partners LLC | 2,766 | $78.0K | 0.02% | +2,766 | New |
| Fifth Third Bancorp | 2,800 | $79.0K | 0.00% | 00.0% | Unchanged |
| Ibex Wealth Advisors | 2,940 | $83.0K | 0.02% | +2,940 | New |
| The PNC Financial Services Group, Inc. | 3,020 | $86.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,156 | $90.0K | 0.00% | +420+15.4% | Added |
| Allworth Financial LP | 3,716 | $105.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 3,749 | $106.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 4,242 | $120.0K | 0.01% | −90−2.1% | Reduced |
| Capital Analysts, LLC | 5,404 | $153.0K | 0.01% | 00.0% | Unchanged |
| Barclays PLC | 5,535 | $155.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 5,651 | $160.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 6,177 | $175.0K | 0.00% | +37+0.6% | Added |
| Stratos Wealth Partners, LTD. | 7,281 | $207.0K | 0.01% | +7,281 | New |
| Cypress Wealth Services, LLC | 7,987 | $227.0K | 0.07% | +58+0.7% | Added |
| Vivaldi Capital Management, LLC | 8,103 | $230.0K | 0.05% | 00.0% | Unchanged |
| Ameritas Investment Company, LLC | 8,220 | $233.0K | 0.01% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 9,151 | $260.0K | 0.03% | +263+3.0% | Added |
| AE Wealth Management LLC | 9,276 | $263.0K | 0.00% | −701−7.0% | Reduced |
| Griffin Asset Management, Inc. | 9,355 | $265.0K | 0.03% | 00.0% | Unchanged |
| Mid Atlantic Financial Management Inc | 9,563 | $271.0K | 0.02% | −400−4.0% | Reduced |
| WealthTrust Asset Management, LLC | 10,116 | $287.0K | 0.26% | +552+5.8% | Added |
| Headinvest, LLC | 11,415 | $324.0K | 0.06% | −2,075−15.4% | Reduced |
| Formidable Asset Management, LLC | 11,595 | $329.0K | 0.06% | −125−1.1% | Reduced |
| Weather Gauge Advisory, LLC | 12,299 | $349.0K | 0.45% | 00.0% | Unchanged |
| Creative Planning | 12,631 | $358.0K | 0.00% | +84+0.7% | Added |
| American Portfolios Advisors | 12,630 | $358.4K | 0.01% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 13,699 | $389.0K | 0.07% | +1,000+7.9% | Added |
| Raymond James Trust N.A. | 13,787 | $391.0K | 0.01% | +450+3.4% | Added |
| Sigma Planning Corp | 14,306 | $406.0K | 0.01% | +3,353+30.6% | Added |
| Private Advisor Group, LLC | 14,389 | $408.0K | 0.00% | +50+0.3% | Added |
| Capstone Financial Advisors, Inc. | 14,467 | $411.0K | 0.03% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 17,112 | $486.0K | 0.03% | +4,585+36.6% | Added |
| Proequities, Inc. | 21,750 | $627.0K | 0.04% | −438−2.0% | Reduced |
| Harborview Advisors, LLC | 22,497 | $638.0K | 0.36% | +942+4.4% | Added |
| Professional Planning | 23,181 | $657.0K | 0.31% | +491+2.2% | Added |
| Aspen Investment Management Inc | 26,165 | $743.0K | 0.39% | +13,040+99.4% | Added |
| Equitable Holdings, Inc. | 26,368 | $748.0K | 0.01% | +4,000+17.9% | Added |
| Diversified, LLC | 27,759 | $788.0K | 0.42% | +132+0.5% | Added |
| HighTower Advisors, LLC | 30,976 | $877.0K | 0.00% | +4,094+15.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 31,878 | $905.0K | 0.00% | +105+0.3% | Added |
| MML Investors Services, LLC | 31,947 | $907.0K | 0.01% | +1,987+6.6% | Added |
| B. Riley Wealth Management, Inc. | 34,745 | $986.0K | 0.08% | +19,000+120.7% | Added |
| Mercer Global Advisors Inc | 35,221 | $1.00M | 0.01% | −350−1.0% | Reduced |
| Arkadios Wealth Advisors | 36,951 | $1.05M | 0.15% | +1,918+5.5% | Added |
| Belpointe Asset Management LLC | 37,400 | $1.06M | 0.07% | +100+0.3% | Added |
| GWM Advisors LLC | 37,607 | $1.07M | 0.03% | +312+0.8% | Added |
| Flagship Harbor Advisors, LLC | 37,591 | $1.10M | 0.12% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 42,766 | $1.21M | 0.01% | −700−1.6% | Reduced |
| Schnieders Capital Management LLC | 43,746 | $1.24M | 0.33% | +1,700+4.0% | Added |
| Cetera Advisor Networks LLC | 44,513 | $1.26M | 0.02% | +1,685+3.9% | Added |
| Wedbush Securities Inc | 48,105 | $1.36M | 0.06% | +13,773+40.1% | Added |
| Stifel Financial Corp | 49,443 | $1.40M | 0.00% | +16,026+48.0% | Added |
| Pacitti Group Inc. | 49,483 | $1.40M | 0.88% | +2,923+6.3% | Added |
| Envestnet Asset Management Inc | 49,836 | $1.41M | 0.00% | +16,817+50.9% | Added |
| Morgan Jess S & Co Inc | 51,667 | $1.47M | 0.97% | +6,000+13.1% | Added |
| Aviance Capital Partners, LLC | 57,686 | $1.64M | 0.29% | −2,792−4.6% | Reduced |
| Truist Financial Corp | 67,617 | $1.92M | 0.00% | +4,991+8.0% | Added |
| Shaker Financial Services, LLC | 68,526 | $1.95M | 0.78% | +68,526 | New |
| D.A. Davidson & Co. | 75,579 | $2.15M | 0.02% | +7,866+11.6% | Added |
| Advisors Asset Management, Inc. | 86,020 | $2.44M | 0.04% | −1,482−1.7% | Reduced |
| Ausdal Financial Partners, Inc. | 86,744 | $2.46M | 0.37% | +3,279+3.9% | Added |
| Commonwealth Equity Services, LLC | 88,097 | $2.50M | 0.01% | +3,800+4.5% | Added |
| Ameriprise Financial Inc | 95,773 | $2.72M | 0.00% | +6,863+7.7% | Added |
| Bridge Advisory, LLC | 96,427 | $2.74M | 1.35% | +12,434+14.8% | Added |
| MONECO Advisors, LLC | 99,776 | $2.83M | 1.12% | +2,985+3.1% | Added |
| Raymond James & Associates | 127,741 | $3.63M | 0.00% | −36,629−22.3% | Reduced |
| LPL Financial LLC | 156,201 | $4.43M | 0.00% | −19,665−11.2% | Reduced |
| Advisor Group Holdings, Inc. | 205,479 | $5.83M | 0.01% | +8,331+4.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 237,828 | $6.75M | 0.01% | +15,949+7.2% | Added |
| Bank of America Corp | 364,421 | $10.3M | 0.00% | +7,721+2.2% | Added |
| Janney Montgomery Scott LLC | 373,555 | $10.6M | 0.05% | +13,597+3.8% | Added |
| Invesco Ltd. | 539,219 | $15.3M | 0.00% | +48,238+9.8% | Added |
| Royal Bank of Canada | 737,595 | $20.9M | 0.01% | −22,289−2.9% | Reduced |
| UBS Group AG | 840,585 | $23.9M | 0.01% | +51,750+6.6% | Added |
| Wells Fargo & Company | 1,156,093 | $32.8M | 0.01% | +5,698+0.5% | Added |
| Nan Shan Life Insurance Co., Ltd. | 1,379,941 | $39.2M | 0.65% | 00.0% | Unchanged |