Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX- Exchange
- Nasdaq
- SEC CIK
- 0001608741
No open-market purchases or sales by Nuveen NASDAQ 100 Dynamic Overwrite Fund insiders were filed in the last 90 days; 152 institutions reported holding it in 13F filings for Q2 2026, worth $396.1M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 121
- +3 vs. Q4 2023
- Shares held
- 13.2M
- +1.33M (+11.2%) vs. Q4 2023
- Total value
- $320.1M
- +$45.7M (+16.7%) vs. Q4 2023
- New holders
- 19
- 36 more added
- Sold out
- 16
- 35 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting QQQX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 152 | $396.1M |
| Q1 2026 | 136 | $355.0M |
| Q4 2025 | 148 | $397.1M |
| Q3 2025 | 140 | $380.3M |
| Q2 2025 | 131 | $371.8M |
| Q1 2025 | 141 | $350.5M |
| Q4 2024 | 140 | $408.6M |
| Q3 2024 | 128 | $388.7M |
| Q2 2024 | 122 | $352.6M |
| Q1 2024 | 121 | $320.1M |
| Q4 2023 | 120 | $274.7M |
| Q3 2023 | 113 | $261.3M |
| Q2 2023 | 106 | $262.1M |
| Q1 2023 | 106 | $243.0M |
| Q4 2022 | 102 | $205.0M |
| Q3 2022 | 96 | $209.1M |
| Q2 2022 | 103 | $216.5M |
| Q1 2022 | 107 | $276.2M |
| Q4 2021 | 108 | $303.7M |
| Q3 2021 | 101 | $271.7M |
| Q2 2021 | 103 | $275.2M |
| Q1 2021 | 109 | $248.9M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Nuveen NASDAQ 100 Dynamic Overwrite Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,701,058 | $41.1M | 0.00% | −171,243−9.1% | Reduced |
| Cornerstone Advisors, LLC | 1,144,884 | $27.6M | 1.14% | +384,743+50.6% | Added |
| Wells Fargo & Company | 1,039,006 | $25.1M | 0.01% | +105,245+11.3% | Added |
| Nan Shan Life Insurance Co., Ltd. | 847,545 | $22.3M | 0.52% | 00.0% | Unchanged |
| UBS Group AG | 848,918 | $20.5M | 0.01% | +9,223+1.1% | Added |
| Royal Bank of Canada | 750,547 | $18.1M | 0.00% | −33,579−4.3% | Reduced |
| Invesco Ltd. | 620,006 | $15.0M | 0.00% | +87,926+16.5% | Added |
| Bank of America Corp | 577,252 | $13.9M | 0.00% | +106,856+22.7% | Added |
| Karpus Management, Inc. | 558,603 | $13.5M | 0.39% | +325,323+139.5% | Added |
| LPL Financial LLC | 402,489 | $9.72M | 0.01% | −3,613−0.9% | Reduced |
| 1607 Capital Partners, LLC | 385,351 | $9.30M | 0.76% | +266,246+223.5% | Added |
| Janney Montgomery Scott LLC | 339,819 | $8.20M | 0.02% | −6,318−1.8% | Reduced |
| Guggenheim Capital LLC | 318,284 | $7.68M | 0.05% | −17,569−5.2% | Reduced |
| Landscape Capital Management, L.L.C. | 268,165 | $6.47M | 0.57% | +53,767+25.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 258,632 | $6.24M | 0.01% | +16,467+6.8% | Added |
| Shaker Financial Services, LLC | 229,898 | $5.64M | 2.18% | +109,094+90.3% | Added |
| Advisor Group Holdings, Inc. | 225,239 | $5.44M | 0.01% | −2,547−1.1% | Reduced |
| Ameriprise Financial Inc | 219,095 | $5.28M | 0.00% | −4,616−2.1% | Reduced |
| Flagship Harbor Advisors, LLC | 193,914 | $4.68M | 0.30% | +3,333+1.7% | Added |
| Wolverine Asset Management LLC | 193,539 | $4.67M | 0.09% | +37,529+24.1% | Added |
| HighTower Advisors, LLC | 153,179 | $3.70M | 0.01% | +153,179 | New |
| Raymond James & Associates | 129,073 | $3.12M | 0.00% | +7,607+6.3% | Added |
| Axxcess Wealth Management, LLC | 124,146 | $3.00M | 0.08% | −1,093−0.9% | Reduced |
| Arete Wealth Advisors, LLC | 117,298 | $2.83M | 0.26% | +458+0.4% | Added |
| Commonwealth Equity Services, LLC | 87,869 | $2.12M | 0.00% | −4,954−5.3% | Reduced |
| Ionic Capital Management LLC | 87,560 | $2.11M | 1.29% | −56,939−39.4% | Reduced |
| D.A. Davidson & Co. | 85,928 | $2.07M | 0.02% | −5,464−6.0% | Reduced |
| MONECO Advisors, LLC | 72,861 | $1.76M | 0.28% | −5,865−7.4% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 68,893 | $1.66M | 0.59% | +68,701+35,781.8% | Added |
| Schnieders Capital Management LLC | 68,171 | $1.65M | 0.34% | −4,750−6.5% | Reduced |
| Cetera Investment Advisers | 44,710 | $1.08M | 0.00% | +31,882+248.5% | Added |
| Atria Wealth Solutions, Inc. | 41,078 | $1.01M | 0.01% | −29,259−41.6% | Reduced |
| Pacitti Group Inc. | 35,601 | $870.8K | 0.47% | −192−0.5% | Reduced |
| GWM Advisors LLC | 34,374 | $829.8K | 0.01% | +2,197+6.8% | Added |
| Great Valley Advisor Group, Inc. | 33,543 | $809.7K | 0.02% | +3,960+13.4% | Added |
| Truist Financial Corp | 32,373 | $781.5K | 0.00% | +6,954+27.4% | Added |
| Lindbrook Capital, LLC | 29,932 | $722.6K | 0.07% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 28,766 | $694.4K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 25,346 | $611.0K | 0.06% | −172−0.7% | Reduced |
| Sapient Capital LLC | 23,267 | $571.5K | 0.01% | −133−0.6% | Reduced |
| Wedbush Securities Inc | 22,719 | $548.0K | 0.02% | −12,137−34.8% | Reduced |
| Logan Stone Capital, LLC | 22,113 | $533.8K | 0.11% | +22,113 | New |
| Mutual Advisors, LLC | 20,557 | $496.3K | 0.02% | −227−1.1% | Reduced |
| National Asset Management, Inc. | 20,726 | $473.6K | 0.01% | +1,596+8.3% | Added |
| Mercer Global Advisors Inc | 18,904 | $456.0K | 0.00% | −799−4.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 18,654 | $450.0K | 0.00% | +103+0.6% | Added |
| Stifel Financial Corp | 18,622 | $449.5K | 0.00% | −968−4.9% | Reduced |
| Private Advisor Group, LLC | 18,480 | $446.1K | 0.00% | +7,226+64.2% | Added |
| First Trust Advisors LP | 18,452 | $445.4K | 0.00% | +18,452 | New |
| CNH Partners LLC | 18,131 | $437.7K | 0.02% | +18,131 | New |
| PFG Investments, LLC | 17,933 | $432.9K | 0.03% | +17,933 | New |
| Davenport & Co LLC | 17,500 | $422.4K | 0.00% | 00.0% | Unchanged |
| Avory & Company, LLC | 17,157 | $414.2K | 0.28% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 15,930 | $384.6K | 0.00% | +8,955+128.4% | Added |
| Moors & Cabot, Inc. | 15,552 | $375.4K | 0.02% | −1,003−6.1% | Reduced |
| Captrust Financial Advisors | 15,201 | $367.0K | 0.00% | −445−2.8% | Reduced |
| Cyndeo Wealth Partners, LLC | 15,061 | $363.6K | 0.03% | −14,318−48.7% | Reduced |
| Capstone Financial Advisors, Inc. | 15,048 | $363.3K | 0.02% | −338−2.2% | Reduced |
| Kingswood Wealth Advisors, LLC | 14,609 | $352.7K | 0.04% | −434−2.9% | Reduced |
| International Assets Investment Management, LLC | 14,475 | $348.7K | 0.04% | +1,135+8.5% | Added |
| Stratos Wealth Partners, LTD. | 14,054 | $339.3K | 0.01% | +5,154+57.9% | Added |
| MML Investors Services, LLC | 13,938 | $336.0K | 0.00% | −3,511−20.1% | Reduced |
| Fisher Asset Management, LLC | 13,612 | $328.6K | 0.00% | +13,612 | New |
| Diversified, LLC | 13,264 | $320.2K | 0.04% | +70+0.5% | Added |
| Diversify Advisory Services, LLC | 13,020 | $313.7K | 0.02% | +13,020 | New |
| Aviance Capital Partners, LLC | 12,890 | $311.2K | 0.05% | −33−0.3% | Reduced |
| Dakota Wealth Management | 12,880 | $310.9K | 0.01% | +12,880 | New |
| Comerica Bank | 12,797 | $308.9K | 0.00% | −1,844−12.6% | Reduced |
| Raymond James Trust N.A. | 12,512 | $302.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 12,454 | $300.6K | 0.00% | +1,526+14.0% | Added |
| Pathstone Holdings, LLC | 12,414 | $300.5K | 0.00% | 00.0% | Unchanged |
| Financial Advocates Investment Management | 11,929 | $288.0K | 0.02% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 11,822 | $285.4K | 0.01% | 00.0% | Unchanged |
| MGB Wealth Management, LLC | 11,000 | $265.5K | 0.11% | 00.0% | Unchanged |
| TriaGen Wealth Management LLC | 10,951 | $264.4K | 0.11% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 10,813 | $261.0K | 0.00% | +600+5.9% | Added |
| Envestnet Asset Management Inc | 10,257 | $247.6K | 0.00% | −2,178−17.5% | Reduced |
| Avantax Advisory Services, Inc. | 9,616 | $232.1K | 0.00% | +9,616 | New |
| WealthShield Partners, LLC | 9,197 | $225.9K | 0.04% | −519−5.3% | Reduced |
| Arkadios Wealth Advisors | 9,132 | $220.4K | 0.02% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 9,126 | $220.3K | 0.00% | −29,197−76.2% | Reduced |
| Merit Financial Group, LLC | 9,284 | $217.4K | 0.01% | +300+3.3% | Added |
| Capital CS Group, LLC | 8,858 | $213.8K | 0.21% | −398−4.3% | Reduced |
| Jacobi Capital Management LLC | 8,725 | $210.6K | 0.02% | 00.0% | Unchanged |
| Atomi Financial Group, Inc. | 8,516 | $205.6K | 0.02% | −183−2.1% | Reduced |
| Cornerstone Wealth Group, LLC | 8,453 | $204.1K | 0.02% | +8,453 | New |
| Register Financial Advisors LLC | 8,431 | $203.5K | 0.11% | +8,431 | New |
| US Bancorp | 7,819 | $188.8K | 0.00% | +609+8.4% | Added |
| TD Waterhouse Canada Inc. | 5,581 | $179.9K | 0.00% | +5,581 | New |
| Formidable Asset Management, LLC | 7,200 | $173.8K | 0.03% | +7,200 | New |
| Allworth Financial LP | 5,843 | $141.1K | 0.00% | +540+10.2% | Added |
| Capital Analysts, LLC | 5,404 | $130.0K | 0.01% | 00.0% | Unchanged |
| Main Street Group, LTD | 4,318 | $104.2K | 0.05% | +3,635+532.2% | Added |
| FNY Investment Advisers, LLC | 3,800 | $91.0K | 0.06% | +3,800 | New |
| Caitlin John, LLC | 3,769 | $91.0K | 0.07% | +53+1.4% | Added |
| Steward Partners Investment Advisory, LLC | 3,360 | $81.1K | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 3,001 | $72.3K | 0.14% | +3,001 | New |
| Deutsche Bank AG | 2,963 | $71.5K | 0.00% | +2,017+213.2% | Added |
| Hexagon Capital Partners LLC | 2,766 | $66.8K | 0.01% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 2,301 | $56.0K | 0.00% | 00.0% | Unchanged |