Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX- Exchange
- Nasdaq
- SEC CIK
- 0001608741
No open-market purchases or sales by Nuveen NASDAQ 100 Dynamic Overwrite Fund insiders were filed in the last 90 days; 152 institutions reported holding it in 13F filings for Q2 2026, worth $396.1M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 106
- +6 vs. Q4 2022
- Shares held
- 10.2M
- +94.5K (+0.9%) vs. Q4 2022
- Total value
- $243.0M
- +$38.1M (+18.6%) vs. Q4 2022
- New holders
- 19
- 32 more added
- Sold out
- 13
- 29 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting QQQX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 152 | $396.1M |
| Q1 2026 | 136 | $355.0M |
| Q4 2025 | 148 | $397.1M |
| Q3 2025 | 140 | $380.3M |
| Q2 2025 | 131 | $371.8M |
| Q1 2025 | 141 | $350.5M |
| Q4 2024 | 140 | $408.6M |
| Q3 2024 | 128 | $388.7M |
| Q2 2024 | 122 | $352.6M |
| Q1 2024 | 121 | $320.1M |
| Q4 2023 | 120 | $274.7M |
| Q3 2023 | 113 | $261.3M |
| Q2 2023 | 106 | $262.1M |
| Q1 2023 | 106 | $243.0M |
| Q4 2022 | 102 | $205.0M |
| Q3 2022 | 96 | $209.1M |
| Q2 2022 | 103 | $216.5M |
| Q1 2022 | 107 | $276.2M |
| Q4 2021 | 108 | $303.7M |
| Q3 2021 | 101 | $271.7M |
| Q2 2021 | 103 | $275.2M |
| Q1 2021 | 109 | $248.9M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Nuveen NASDAQ 100 Dynamic Overwrite Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,945,347 | $46.6M | 0.00% | +197,754+11.3% | Added |
| Wells Fargo & Company | 1,119,174 | $26.8M | 0.01% | +75,045+7.2% | Added |
| Nan Shan Life Insurance Co., Ltd. | 847,545 | $20.3M | 0.48% | 00.0% | Unchanged |
| UBS Group AG | 841,253 | $20.1M | 0.01% | +4,410+0.5% | Added |
| Royal Bank of Canada | 825,149 | $19.8M | 0.01% | +12,859+1.6% | Added |
| Bank of America Corp | 404,738 | $9.69M | 0.00% | −10,792−2.6% | Reduced |
| Janney Montgomery Scott LLC | 365,207 | $8.74M | 0.04% | −9,193−2.5% | Reduced |
| Invesco Ltd. | 327,251 | $7.83M | 0.00% | −44,375−11.9% | Reduced |
| LPL Financial LLC | 320,968 | $7.68M | 0.01% | −55,691−14.8% | Reduced |
| Guggenheim Capital LLC | 305,841 | $7.32M | 0.06% | +43,120+16.4% | Added |
| Ameriprise Financial Inc | 243,482 | $5.82M | 0.00% | +1,105+0.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 242,372 | $5.80M | 0.01% | +3,411+1.4% | Added |
| Advisor Group Holdings, Inc. | 216,215 | $5.18M | 0.01% | −17,226−7.4% | Reduced |
| Bridge Advisory, LLC | 152,868 | $3.66M | 1.41% | −2,025−1.3% | Reduced |
| Raymond James & Associates | 140,899 | $3.37M | 0.00% | +1,987+1.4% | Added |
| Ausdal Financial Partners, Inc. | 114,922 | $2.75M | 0.38% | +5,910+5.4% | Added |
| Commonwealth Equity Services, LLC | 95,129 | $2.28M | 0.01% | +468+0.5% | Added |
| D.A. Davidson & Co. | 91,665 | $2.19M | 0.02% | +7,735+9.2% | Added |
| Atria Wealth Solutions, Inc. | 83,654 | $2.04M | 0.03% | +2,253+2.8% | Added |
| MONECO Advisors, LLC | 83,784 | $2.01M | 0.59% | −4,175−4.7% | Reduced |
| Schnieders Capital Management LLC | 75,096 | $1.80M | 0.40% | +2,075+2.8% | Added |
| Stephens Inc | 72,875 | $1.74M | 0.03% | −26,147−26.4% | Reduced |
| Aviance Capital Partners, LLC | 67,269 | $1.61M | 0.36% | +1,431+2.2% | Added |
| Equitable Holdings, Inc. | 65,527 | $1.57M | 0.03% | −8,268−11.2% | Reduced |
| Cetera Investment Advisers | 54,749 | $1.31M | 0.01% | +20,011+57.6% | Added |
| Truist Financial Corp | 46,246 | $1.11M | 0.00% | −29,553−39.0% | Reduced |
| Baird Financial Group, Inc. | 45,836 | $1.10M | 0.00% | −161−0.4% | Reduced |
| Stifel Financial Corp | 43,716 | $1.05M | 0.00% | −48,335−52.5% | Reduced |
| Flagship Harbor Advisors, LLC | 42,341 | $1.01M | 0.10% | −998−2.3% | Reduced |
| Cetera Advisor Networks LLC | 40,842 | $977.8K | 0.01% | +1,066+2.7% | Added |
| Mutual Advisors, LLC | 40,712 | $974.6K | 0.04% | −1,108−2.6% | Reduced |
| Pacitti Group Inc. | 38,963 | $932.8K | 0.68% | +447+1.2% | Added |
| Belpointe Asset Management LLC | 38,137 | $913.0K | 0.05% | +16,500+76.3% | Added |
| Wedbush Securities Inc | 37,949 | $908.0K | 0.05% | −1,474−3.7% | Reduced |
| GWM Advisors LLC | 37,990 | $902.9K | 0.01% | +530+1.4% | Added |
| Great Valley Advisor Group, Inc. | 37,493 | $897.6K | 0.04% | −500−1.3% | Reduced |
| IFG Advisory, LLC | 29,450 | $705.0K | 0.07% | −371−1.2% | Reduced |
| Cyndeo Wealth Partners, LLC | 29,379 | $703.3K | 0.08% | 00.0% | Unchanged |
| Sigma Planning Corp | 27,692 | $663.0K | 0.02% | +615+2.3% | Added |
| Lindbrook Capital, LLC | 25,182 | $602.9K | 0.07% | +2,750+12.3% | Added |
| World Equity Group, Inc. | 41,267 | $536.1K | 0.09% | +41,267 | New |
| National Asset Management, Inc. | 21,206 | $516.9K | 0.01% | −10,211−32.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 20,229 | $484.0K | 0.00% | −5,154−20.3% | Reduced |
| Mercer Global Advisors Inc | 19,111 | $458.0K | 0.00% | −58−0.3% | Reduced |
| Envestnet Asset Management Inc | 17,509 | $419.2K | 0.00% | −26,745−60.4% | Reduced |
| Avory & Company, LLC | 17,157 | $410.7K | 0.28% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 14,598 | $351.0K | 0.00% | −4,218−22.4% | Reduced |
| Arkadios Wealth Advisors | 14,519 | $347.6K | 0.04% | 00.0% | Unchanged |
| WealthShield Partners, LLC | 13,732 | $334.5K | 0.05% | −2,487−15.3% | Reduced |
| Diversified, LLC | 13,896 | $332.7K | 0.12% | −639−4.4% | Reduced |
| Capital CS Group, LLC | 13,336 | $319.3K | 0.30% | +13,336 | New |
| Raymond James Trust N.A. | 13,307 | $319.0K | 0.01% | 00.0% | Unchanged |
| Capstone Financial Advisors, Inc. | 13,145 | $314.7K | 0.02% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 12,734 | $304.9K | 0.04% | −28,280−69.0% | Reduced |
| Hilltop Holdings Inc. | 12,632 | $302.4K | 0.04% | −329−2.5% | Reduced |
| MML Investors Services, LLC | 12,629 | $302.0K | 0.00% | −21,257−62.7% | Reduced |
| Creative Planning | 12,500 | $299.2K | 0.00% | +12,500 | New |
| Western Wealth Management, LLC | 12,433 | $297.6K | 0.03% | +12,433 | New |
| DFPG Investments, LLC | 12,120 | $290.2K | 0.03% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 12,016 | $288.5K | 0.00% | +2,016+20.2% | Added |
| Captrust Financial Advisors | 11,472 | $274.6K | 0.00% | −1,511−11.6% | Reduced |
| Register Financial Advisors LLC | 11,435 | $273.7K | 0.22% | 00.0% | Unchanged |
| Financial Advocates Investment Management | 11,049 | $264.5K | 0.02% | +1,200+12.2% | Added |
| Private Advisor Group, LLC | 10,499 | $251.3K | 0.00% | −550−5.0% | Reduced |
| Moors & Cabot, Inc. | 9,957 | $238.4K | 0.02% | +9,957 | New |
| Susquehanna International Group, LLP | 9,937 | $237.9K | 0.00% | +130+1.3% | Added |
| Merit Financial Group, LLC | 9,800 | $234.6K | 0.01% | 00.0% | Unchanged |
| TriaGen Wealth Management LLC | 9,675 | $231.6K | 0.12% | +9,675 | New |
| Formidable Asset Management, LLC | 9,575 | $229.0K | 0.05% | +9,575 | New |
| Atomi Financial Group, Inc. | 9,227 | $220.9K | 0.12% | +9,227 | New |
| Aspen Investment Management Inc | 9,150 | $219.0K | 0.14% | +9,150 | New |
| Jacobi Capital Management LLC | 8,872 | $212.4K | 0.03% | +8,872 | New |
| Cornerstone Wealth Group, LLC | 8,453 | $202.4K | 0.04% | +8,453 | New |
| Steward Partners Investment Advisory, LLC | 5,651 | $135.3K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 5,404 | $129.0K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 5,115 | $122.5K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,136 | $99.0K | 0.00% | +1,396+50.9% | Added |
| FNY Investment Advisers, LLC | 3,800 | $90.0K | 0.10% | +3,800 | New |
| Ameritas Advisory Services, LLC | 3,005 | $71.9K | 0.00% | +3,005 | New |
| Hexagon Capital Partners LLC | 2,766 | $66.2K | 0.02% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,750 | $65.8K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 2,301 | $55.0K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 2,335 | $54.7K | 0.00% | +1,233+111.9% | Added |
| Sunbelt Securities, Inc. | 2,300 | $54.4K | 0.01% | +2,300 | New |
| Thomas J. Herzfeld Advisors, Inc. | 2,214 | $53.0K | 0.02% | +54+2.5% | Added |
| CoreFirst Bank & Trust | 1,754 | $42.0K | 0.03% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 1,436 | $34.4K | 0.00% | +1,436 | New |
| TCI Wealth Advisors, Inc. | 1,115 | $26.7K | 0.00% | +26+2.4% | Added |
| Key Financial Inc | 1,104 | $26.4K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 1,014 | $24.3K | 0.00% | +185+22.3% | Added |
| Private Trust Co NA | 1,000 | $23.9K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 898 | $21.5K | 0.00% | +22+2.5% | Added |
| Householder Group Estate & Retirement Specialist, LLC | 777 | $19.0K | 0.01% | +777 | New |
| Huntington National Bank | – | $16.8K | 0.00% | – | – |
| ICA Group Wealth Management, LLC | 680 | $16.3K | 0.00% | +680 | New |
| US Bancorp | 530 | $12.7K | 0.00% | 00.0% | Unchanged |
| Financial Synergies Wealth Advisors, Inc. | 460 | $11.0K | 0.00% | 00.0% | Unchanged |
| Coastal Capital Group, Inc. | 419 | $10.0K | 0.00% | +19+4.8% | Added |
| Retirement Group, LLC | 426 | $10.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 352 | $8.43K | 0.00% | 00.0% | Unchanged |