Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX- Exchange
- Nasdaq
- SEC CIK
- 0001608741
No open-market purchases or sales by Nuveen NASDAQ 100 Dynamic Overwrite Fund insiders were filed in the last 90 days; 152 institutions reported holding it in 13F filings for Q2 2026, worth $396.1M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- +10 vs. Q3 2022
- Shares held
- 10.1M
- −45.3K (−0.4%) vs. Q3 2022
- Total value
- $205.0M
- −$2.72M (−1.3%) vs. Q3 2022
- New holders
- 23
- 33 more added
- Sold out
- 13
- 26 more reduced
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting QQQX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 152 | $396.1M |
| Q1 2026 | 136 | $355.0M |
| Q4 2025 | 148 | $397.1M |
| Q3 2025 | 140 | $380.3M |
| Q2 2025 | 131 | $371.8M |
| Q1 2025 | 141 | $350.5M |
| Q4 2024 | 140 | $408.6M |
| Q3 2024 | 128 | $388.7M |
| Q2 2024 | 122 | $352.6M |
| Q1 2024 | 121 | $320.1M |
| Q4 2023 | 120 | $274.7M |
| Q3 2023 | 113 | $261.3M |
| Q2 2023 | 106 | $262.1M |
| Q1 2023 | 106 | $243.0M |
| Q4 2022 | 102 | $205.0M |
| Q3 2022 | 96 | $209.1M |
| Q2 2022 | 103 | $216.5M |
| Q1 2022 | 107 | $276.2M |
| Q4 2021 | 108 | $303.7M |
| Q3 2021 | 101 | $271.7M |
| Q2 2021 | 103 | $275.2M |
| Q1 2021 | 109 | $248.9M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Nuveen NASDAQ 100 Dynamic Overwrite Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,747,593 | $35.7M | 0.00% | +19,419+1.1% | Added |
| Wells Fargo & Company | 1,044,129 | $21.3M | 0.01% | −294,006−22.0% | Reduced |
| Nan Shan Life Insurance Co., Ltd. | 847,545 | $17.3M | 0.47% | 00.0% | Unchanged |
| UBS Group AG | 836,843 | $17.1M | 0.01% | −13,576−1.6% | Reduced |
| Royal Bank of Canada | 812,290 | $16.6M | 0.01% | +26,557+3.4% | Added |
| Bank of America Corp | 415,530 | $8.49M | 0.00% | −16,072−3.7% | Reduced |
| LPL Financial LLC | 376,659 | $7.70M | 0.01% | +21,546+6.1% | Added |
| Janney Montgomery Scott LLC | 374,400 | $7.65M | 0.03% | +19,069+5.4% | Added |
| Invesco Ltd. | 371,626 | $7.59M | 0.00% | −74,608−16.7% | Reduced |
| Guggenheim Capital LLC | 262,721 | $5.37M | 0.05% | +54,467+26.2% | Added |
| Ameriprise Financial Inc | 242,377 | $4.94M | 0.00% | +61,694+34.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 238,961 | $4.88M | 0.01% | −6,910−2.8% | Reduced |
| Advisor Group Holdings, Inc. | 233,441 | $4.77M | 0.01% | +14,071+6.4% | Added |
| Bridge Advisory, LLC | 154,893 | $3.16M | 1.32% | −476−0.3% | Reduced |
| Raymond James & Associates | 138,912 | $2.84M | 0.00% | −123,804−47.1% | Reduced |
| Ausdal Financial Partners, Inc. | 109,012 | $2.23M | 0.32% | +2,289+2.1% | Added |
| Stephens Inc | 99,022 | $2.02M | 0.04% | +92+0.1% | Added |
| Commonwealth Equity Services, LLC | 94,661 | $1.93M | 0.00% | +1,404+1.5% | Added |
| Stifel Financial Corp | 92,051 | $1.88M | 0.00% | +19,332+26.6% | Added |
| MONECO Advisors, LLC | 87,959 | $1.80M | 0.65% | −785−0.9% | Reduced |
| D.A. Davidson & Co. | 83,930 | $1.71M | 0.02% | −2,511−2.9% | Reduced |
| Atria Wealth Solutions, Inc. | 81,401 | $1.66M | 0.03% | +59,613+273.6% | Added |
| Truist Financial Corp | 75,799 | $1.55M | 0.00% | +2,892+4.0% | Added |
| Equitable Holdings, Inc. | 73,795 | $1.51M | 0.03% | +12,495+20.4% | Added |
| Schnieders Capital Management LLC | 73,021 | $1.49M | 0.34% | +5,000+7.4% | Added |
| Aviance Capital Partners, LLC | 65,838 | $1.35M | 0.31% | −16,221−19.8% | Reduced |
| Baird Financial Group, Inc. | 45,997 | $940.0K | 0.00% | +45,997 | New |
| Envestnet Asset Management Inc | 44,254 | $904.1K | 0.00% | +1,293+3.0% | Added |
| Millennium Management LLC | 43,380 | $886.0K | 0.00% | +43,380 | New |
| Flagship Harbor Advisors, LLC | 43,339 | $885.4K | 0.09% | −500−1.1% | Reduced |
| Mutual Advisors, LLC | 41,820 | $854.4K | 0.04% | −2,828−6.3% | Reduced |
| International Assets Investment Management, LLC | 41,014 | $837.9K | 0.09% | +27,710+208.3% | Added |
| Cetera Advisor Networks LLC | 39,776 | $812.6K | 0.01% | −8,865−18.2% | Reduced |
| Wedbush Securities Inc | 39,423 | $805.0K | 0.04% | −14,419−26.8% | Reduced |
| Pacitti Group Inc. | 38,516 | $786.9K | 0.62% | −17,809−31.6% | Reduced |
| Great Valley Advisor Group, Inc. | 37,993 | $776.2K | 0.04% | +5,045+15.3% | Added |
| Cetera Investment Advisers | 34,738 | $709.7K | 0.01% | +13,656+64.8% | Added |
| MML Investors Services, LLC | 33,886 | $692.0K | 0.00% | +2,325+7.4% | Added |
| National Asset Management, Inc. | 31,417 | $642.4K | 0.02% | +19,910+173.0% | Added |
| IFG Advisory, LLC | 29,821 | $609.0K | 0.06% | +2,036+7.3% | Added |
| Cyndeo Wealth Partners, LLC | 29,379 | $600.2K | 0.07% | +29,379 | New |
| Sigma Planning Corp | 27,077 | $553.2K | 0.02% | +794+3.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 25,383 | $519.0K | 0.00% | +1,758+7.4% | Added |
| Alpine Global Management, LLC | 23,611 | $482.0K | 0.16% | +23,611 | New |
| Lindbrook Capital, LLC | 22,432 | $458.3K | 0.06% | +22,432 | New |
| Belpointe Asset Management LLC | 21,637 | $442.0K | 0.03% | −16,513−43.3% | Reduced |
| Mercer Global Advisors Inc | 19,169 | $392.0K | 0.00% | −2,670−12.2% | Reduced |
| HighTower Advisors, LLC | 18,816 | $384.0K | 0.00% | −3,706−16.5% | Reduced |
| Avory & Company, LLC | 17,157 | $350.5K | 0.28% | 00.0% | Unchanged |
| WealthShield Partners, LLC | 16,219 | $331.4K | 0.06% | −5,022−23.6% | Reduced |
| Diversified, LLC | 14,535 | $296.9K | 0.12% | −2,457−14.5% | Reduced |
| Arkadios Wealth Advisors | 14,519 | $296.6K | 0.04% | −1,786−11.0% | Reduced |
| Raymond James Trust N.A. | 13,307 | $272.0K | 0.01% | −3,520−20.9% | Reduced |
| DFPG Investments, LLC | 12,120 | $270.6K | 0.04% | +12,120 | New |
| Capstone Financial Advisors, Inc. | 13,145 | $268.6K | 0.02% | 00.0% | Unchanged |
| Captrust Financial Advisors | 12,983 | $265.2K | 0.00% | +12,983 | New |
| Hilltop Holdings Inc. | 12,961 | $264.8K | 0.03% | +2,029+18.6% | Added |
| IFP Advisors, Inc | 9,001 | $248.0K | 0.01% | +3,210+55.4% | Added |
| Register Financial Advisors LLC | 11,435 | $233.6K | 0.15% | +11,435 | New |
| Cetera Advisors LLC | 10,013 | $204.6K | 0.00% | +10,013 | New |
| Pathstone Family Office, LLC | 10,000 | $204.3K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 9,984 | $204.0K | 0.00% | +9,984 | New |
| Financial Advocates Investment Management | 9,849 | $201.2K | 0.02% | +9,849 | New |
| Susquehanna International Group, LLP | 9,807 | $200.4K | 0.00% | +9,807 | New |
| Merit Financial Group, LLC | 9,800 | $200.2K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 5,780 | $118.0K | 0.00% | −797−12.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 5,651 | $115.5K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 5,404 | $110.0K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 5,115 | $104.5K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,766 | $56.5K | 0.02% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,750 | $56.2K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,740 | $56.0K | 0.00% | +384+16.3% | Added |
| PrairieView Partners, LLC | 2,396 | $48.0K | 0.01% | +2,396 | New |
| Benjamin F. Edwards & Company, Inc. | 2,301 | $47.0K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 2,160 | $44.1K | 0.02% | +51+2.4% | Added |
| Money Concepts Capital Corp | 1,788 | $36.5K | 0.00% | +1,788 | New |
| CoreFirst Bank & Trust | 1,754 | $35.8K | 0.03% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,700 | $34.7K | 0.00% | +1,700 | New |
| Heritage Wealth Management, LLC | 1,154 | $23.6K | 0.00% | +577+100.0% | Added |
| Key Financial Inc | 1,104 | $22.6K | 0.01% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,102 | $22.5K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,089 | $22.2K | 0.00% | +30+2.8% | Added |
| Private Trust Co NA | 1,000 | $20.0K | 0.00% | +1,000 | New |
| U.S. Capital Wealth Advisors, LLC | 908 | $18.5K | 0.00% | +908 | New |
| Deutsche Bank AG | 876 | $17.9K | 0.00% | +20+2.3% | Added |
| Advisory Services Network, LLC | 829 | $16.9K | 0.00% | +829 | New |
| Romano Brothers and Company | 750 | $15.3K | 0.00% | +750 | New |
| Huntington National Bank | – | $14.3K | 0.00% | – | – |
| US Bancorp | 530 | $10.8K | 0.00% | −1,974−78.8% | Reduced |
| GWM Advisors LLC | 37,460 | $9.40K | 0.00% | −2,669−6.7% | Reduced |
| Financial Synergies Wealth Advisors, Inc. | 460 | $9.40K | 0.00% | 00.0% | Unchanged |
| Retirement Group, LLC | 426 | $9.00K | 0.00% | +11+2.7% | Added |
| Coastal Capital Group, Inc. | 400 | $8.21K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 352 | $7.00K | 0.00% | 00.0% | Unchanged |
| M&R Capital Management Inc | 330 | $6.74K | 0.00% | +330 | New |
| CWM, LLC | 223 | $5.00K | 0.00% | +73+48.7% | Added |
| Coppell Advisory Solutions LLC | 225 | $4.60K | 0.00% | +225 | New |
| Coppell Advisory Solutions Corp. | 225 | $4.60K | 0.00% | +225 | New |
| Fifth Third Bancorp | 200 | $4.09K | 0.00% | 00.0% | Unchanged |
| RWM Asset Management, LLC | 150 | $3.06K | 0.00% | +150 | New |