Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX- Exchange
- Nasdaq
- SEC CIK
- 0001608741
No open-market purchases or sales by Nuveen NASDAQ 100 Dynamic Overwrite Fund insiders were filed in the last 90 days; 152 institutions reported holding it in 13F filings for Q2 2026, worth $396.1M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- +10 vs. Q3 2022
- Shares held
- 10.1M
- −45.3K (−0.4%) vs. Q3 2022
- Total value
- $205.0M
- −$2.72M (−1.3%) vs. Q3 2022
- New holders
- 23
- 33 more added
- Sold out
- 13
- 26 more reduced
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting QQQX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 152 | $396.1M |
| Q1 2026 | 136 | $355.0M |
| Q4 2025 | 148 | $397.1M |
| Q3 2025 | 140 | $380.3M |
| Q2 2025 | 131 | $371.8M |
| Q1 2025 | 141 | $350.5M |
| Q4 2024 | 140 | $408.6M |
| Q3 2024 | 128 | $388.7M |
| Q2 2024 | 122 | $352.6M |
| Q1 2024 | 121 | $320.1M |
| Q4 2023 | 120 | $274.7M |
| Q3 2023 | 113 | $261.3M |
| Q2 2023 | 106 | $262.1M |
| Q1 2023 | 106 | $243.0M |
| Q4 2022 | 102 | $205.0M |
| Q3 2022 | 96 | $209.1M |
| Q2 2022 | 103 | $216.5M |
| Q1 2022 | 107 | $276.2M |
| Q4 2021 | 108 | $303.7M |
| Q3 2021 | 101 | $271.7M |
| Q2 2021 | 103 | $275.2M |
| Q1 2021 | 109 | $248.9M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Nuveen NASDAQ 100 Dynamic Overwrite Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Private Advisor Group, LLC | 11,049 | $226 | 0.00% | −489−4.2% | Reduced |
| Horan Securities, Inc. | 69 | $1.41K | 0.00% | 00.0% | Unchanged |
| RWM Asset Management, LLC | 150 | $3.06K | 0.00% | +150 | New |
| Fifth Third Bancorp | 200 | $4.09K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 225 | $4.60K | 0.00% | +225 | New |
| Coppell Advisory Solutions Corp. | 225 | $4.60K | 0.00% | +225 | New |
| CWM, LLC | 223 | $5.00K | 0.00% | +73+48.7% | Added |
| M&R Capital Management Inc | 330 | $6.74K | 0.00% | +330 | New |
| Spire Wealth Management | 352 | $7.00K | 0.00% | 00.0% | Unchanged |
| Coastal Capital Group, Inc. | 400 | $8.21K | 0.00% | 00.0% | Unchanged |
| Retirement Group, LLC | 426 | $9.00K | 0.00% | +11+2.7% | Added |
| Financial Synergies Wealth Advisors, Inc. | 460 | $9.40K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 37,460 | $9.40K | 0.00% | −2,669−6.7% | Reduced |
| US Bancorp | 530 | $10.8K | 0.00% | −1,974−78.8% | Reduced |
| Huntington National Bank | – | $14.3K | 0.00% | – | – |
| Romano Brothers and Company | 750 | $15.3K | 0.00% | +750 | New |
| Advisory Services Network, LLC | 829 | $16.9K | 0.00% | +829 | New |
| Deutsche Bank AG | 876 | $17.9K | 0.00% | +20+2.3% | Added |
| U.S. Capital Wealth Advisors, LLC | 908 | $18.5K | 0.00% | +908 | New |
| Private Trust Co NA | 1,000 | $20.0K | 0.00% | +1,000 | New |
| TCI Wealth Advisors, Inc. | 1,089 | $22.2K | 0.00% | +30+2.8% | Added |
| Global Retirement Partners, LLC | 1,102 | $22.5K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 1,104 | $22.6K | 0.01% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 1,154 | $23.6K | 0.00% | +577+100.0% | Added |
| CoreCap Advisors, LLC | 1,700 | $34.7K | 0.00% | +1,700 | New |
| CoreFirst Bank & Trust | 1,754 | $35.8K | 0.03% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 1,788 | $36.5K | 0.00% | +1,788 | New |
| Thomas J. Herzfeld Advisors, Inc. | 2,160 | $44.1K | 0.02% | +51+2.4% | Added |
| Benjamin F. Edwards & Company, Inc. | 2,301 | $47.0K | 0.00% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 2,396 | $48.0K | 0.01% | +2,396 | New |
| Northwestern Mutual Wealth Management Co | 2,740 | $56.0K | 0.00% | +384+16.3% | Added |
| The PNC Financial Services Group, Inc. | 2,750 | $56.2K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,766 | $56.5K | 0.02% | 00.0% | Unchanged |
| Allworth Financial LP | 5,115 | $104.5K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 5,404 | $110.0K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 5,651 | $115.5K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 5,780 | $118.0K | 0.00% | −797−12.1% | Reduced |
| Merit Financial Group, LLC | 9,800 | $200.2K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 9,807 | $200.4K | 0.00% | +9,807 | New |
| Financial Advocates Investment Management | 9,849 | $201.2K | 0.02% | +9,849 | New |
| Jane Street Group, LLC | 9,984 | $204.0K | 0.00% | +9,984 | New |
| Pathstone Family Office, LLC | 10,000 | $204.3K | 0.00% | 00.0% | Unchanged |
| Cetera Advisors LLC | 10,013 | $204.6K | 0.00% | +10,013 | New |
| Register Financial Advisors LLC | 11,435 | $233.6K | 0.15% | +11,435 | New |
| IFP Advisors, Inc | 9,001 | $248.0K | 0.01% | +3,210+55.4% | Added |
| Hilltop Holdings Inc. | 12,961 | $264.8K | 0.03% | +2,029+18.6% | Added |
| Captrust Financial Advisors | 12,983 | $265.2K | 0.00% | +12,983 | New |
| Capstone Financial Advisors, Inc. | 13,145 | $268.6K | 0.02% | 00.0% | Unchanged |
| DFPG Investments, LLC | 12,120 | $270.6K | 0.04% | +12,120 | New |
| Raymond James Trust N.A. | 13,307 | $272.0K | 0.01% | −3,520−20.9% | Reduced |
| Arkadios Wealth Advisors | 14,519 | $296.6K | 0.04% | −1,786−11.0% | Reduced |
| Diversified, LLC | 14,535 | $296.9K | 0.12% | −2,457−14.5% | Reduced |
| WealthShield Partners, LLC | 16,219 | $331.4K | 0.06% | −5,022−23.6% | Reduced |
| Avory & Company, LLC | 17,157 | $350.5K | 0.28% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 18,816 | $384.0K | 0.00% | −3,706−16.5% | Reduced |
| Mercer Global Advisors Inc | 19,169 | $392.0K | 0.00% | −2,670−12.2% | Reduced |
| Belpointe Asset Management LLC | 21,637 | $442.0K | 0.03% | −16,513−43.3% | Reduced |
| Lindbrook Capital, LLC | 22,432 | $458.3K | 0.06% | +22,432 | New |
| Alpine Global Management, LLC | 23,611 | $482.0K | 0.16% | +23,611 | New |
| Cambridge Investment Research Advisors, Inc. | 25,383 | $519.0K | 0.00% | +1,758+7.4% | Added |
| Sigma Planning Corp | 27,077 | $553.2K | 0.02% | +794+3.0% | Added |
| Cyndeo Wealth Partners, LLC | 29,379 | $600.2K | 0.07% | +29,379 | New |
| IFG Advisory, LLC | 29,821 | $609.0K | 0.06% | +2,036+7.3% | Added |
| National Asset Management, Inc. | 31,417 | $642.4K | 0.02% | +19,910+173.0% | Added |
| MML Investors Services, LLC | 33,886 | $692.0K | 0.00% | +2,325+7.4% | Added |
| Cetera Investment Advisers | 34,738 | $709.7K | 0.01% | +13,656+64.8% | Added |
| Great Valley Advisor Group, Inc. | 37,993 | $776.2K | 0.04% | +5,045+15.3% | Added |
| Pacitti Group Inc. | 38,516 | $786.9K | 0.62% | −17,809−31.6% | Reduced |
| Wedbush Securities Inc | 39,423 | $805.0K | 0.04% | −14,419−26.8% | Reduced |
| Cetera Advisor Networks LLC | 39,776 | $812.6K | 0.01% | −8,865−18.2% | Reduced |
| International Assets Investment Management, LLC | 41,014 | $837.9K | 0.09% | +27,710+208.3% | Added |
| Mutual Advisors, LLC | 41,820 | $854.4K | 0.04% | −2,828−6.3% | Reduced |
| Flagship Harbor Advisors, LLC | 43,339 | $885.4K | 0.09% | −500−1.1% | Reduced |
| Millennium Management LLC | 43,380 | $886.0K | 0.00% | +43,380 | New |
| Envestnet Asset Management Inc | 44,254 | $904.1K | 0.00% | +1,293+3.0% | Added |
| Baird Financial Group, Inc. | 45,997 | $940.0K | 0.00% | +45,997 | New |
| Aviance Capital Partners, LLC | 65,838 | $1.35M | 0.31% | −16,221−19.8% | Reduced |
| Schnieders Capital Management LLC | 73,021 | $1.49M | 0.34% | +5,000+7.4% | Added |
| Equitable Holdings, Inc. | 73,795 | $1.51M | 0.03% | +12,495+20.4% | Added |
| Truist Financial Corp | 75,799 | $1.55M | 0.00% | +2,892+4.0% | Added |
| Atria Wealth Solutions, Inc. | 81,401 | $1.66M | 0.03% | +59,613+273.6% | Added |
| D.A. Davidson & Co. | 83,930 | $1.71M | 0.02% | −2,511−2.9% | Reduced |
| MONECO Advisors, LLC | 87,959 | $1.80M | 0.65% | −785−0.9% | Reduced |
| Stifel Financial Corp | 92,051 | $1.88M | 0.00% | +19,332+26.6% | Added |
| Commonwealth Equity Services, LLC | 94,661 | $1.93M | 0.00% | +1,404+1.5% | Added |
| Stephens Inc | 99,022 | $2.02M | 0.04% | +92+0.1% | Added |
| Ausdal Financial Partners, Inc. | 109,012 | $2.23M | 0.32% | +2,289+2.1% | Added |
| Raymond James & Associates | 138,912 | $2.84M | 0.00% | −123,804−47.1% | Reduced |
| Bridge Advisory, LLC | 154,893 | $3.16M | 1.32% | −476−0.3% | Reduced |
| Advisor Group Holdings, Inc. | 233,441 | $4.77M | 0.01% | +14,071+6.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 238,961 | $4.88M | 0.01% | −6,910−2.8% | Reduced |
| Ameriprise Financial Inc | 242,377 | $4.94M | 0.00% | +61,694+34.1% | Added |
| Guggenheim Capital LLC | 262,721 | $5.37M | 0.05% | +54,467+26.2% | Added |
| Invesco Ltd. | 371,626 | $7.59M | 0.00% | −74,608−16.7% | Reduced |
| Janney Montgomery Scott LLC | 374,400 | $7.65M | 0.03% | +19,069+5.4% | Added |
| LPL Financial LLC | 376,659 | $7.70M | 0.01% | +21,546+6.1% | Added |
| Bank of America Corp | 415,530 | $8.49M | 0.00% | −16,072−3.7% | Reduced |
| Royal Bank of Canada | 812,290 | $16.6M | 0.01% | +26,557+3.4% | Added |
| UBS Group AG | 836,843 | $17.1M | 0.01% | −13,576−1.6% | Reduced |
| Nan Shan Life Insurance Co., Ltd. | 847,545 | $17.3M | 0.47% | 00.0% | Unchanged |