Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX- Exchange
- Nasdaq
- SEC CIK
- 0001608741
No open-market purchases or sales by Nuveen NASDAQ 100 Dynamic Overwrite Fund insiders were filed in the last 90 days; 152 institutions reported holding it in 13F filings for Q2 2026, worth $396.1M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 113
- +8 vs. Q2 2023
- Shares held
- 11.6M
- +1.12M (+10.6%) vs. Q2 2023
- Total value
- $261.3M
- −$771.6K (−0.3%) vs. Q2 2023
- New holders
- 22
- 32 more added
- Sold out
- 14
- 32 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting QQQX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 152 | $396.1M |
| Q1 2026 | 136 | $355.0M |
| Q4 2025 | 148 | $397.1M |
| Q3 2025 | 140 | $380.3M |
| Q2 2025 | 131 | $371.8M |
| Q1 2025 | 141 | $350.5M |
| Q4 2024 | 140 | $408.6M |
| Q3 2024 | 128 | $388.7M |
| Q2 2024 | 122 | $352.6M |
| Q1 2024 | 121 | $320.1M |
| Q4 2023 | 120 | $274.7M |
| Q3 2023 | 113 | $261.3M |
| Q2 2023 | 106 | $262.1M |
| Q1 2023 | 106 | $243.0M |
| Q4 2022 | 102 | $205.0M |
| Q3 2022 | 96 | $209.1M |
| Q2 2022 | 103 | $216.5M |
| Q1 2022 | 107 | $276.2M |
| Q4 2021 | 108 | $303.7M |
| Q3 2021 | 101 | $271.7M |
| Q2 2021 | 103 | $275.2M |
| Q1 2021 | 109 | $248.9M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Nuveen NASDAQ 100 Dynamic Overwrite Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,930,457 | $43.4M | 0.00% | −47,290−2.4% | Reduced |
| Wells Fargo & Company | 1,456,305 | $32.7M | 0.01% | −51,853−3.4% | Reduced |
| UBS Group AG | 849,836 | $19.1M | 0.01% | −13,888−1.6% | Reduced |
| Nan Shan Life Insurance Co., Ltd. | 847,545 | $19.0M | 0.52% | 00.0% | Unchanged |
| Royal Bank of Canada | 753,675 | $16.9M | 0.00% | −66,807−8.1% | Reduced |
| Bank of America Corp | 475,461 | $10.7M | 0.00% | +45,520+10.6% | Added |
| Invesco Ltd. | 457,947 | $10.3M | 0.00% | +149,928+48.7% | Added |
| LPL Financial LLC | 448,086 | $10.1M | 0.01% | +3,409+0.8% | Added |
| Guggenheim Capital LLC | 343,818 | $7.73M | 0.07% | −9,310−2.6% | Reduced |
| Janney Montgomery Scott LLC | 317,668 | $7.14M | 0.03% | −10,722−3.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 249,615 | $5.61M | 0.01% | −1,656−0.7% | Reduced |
| Advisor Group Holdings, Inc. | 247,026 | $5.55M | 0.01% | +45,972+22.9% | Added |
| Ameriprise Financial Inc | 225,107 | $5.06M | 0.00% | −8,526−3.6% | Reduced |
| Cornerstone Advisors, LLC | 223,651 | $5.03M | 0.23% | +223,651 | New |
| Wolverine Asset Management LLC | 200,645 | $4.51M | 0.08% | +197,945+7,331.3% | Added |
| Flagship Harbor Advisors, LLC | 192,334 | $4.32M | 0.36% | +171,883+840.5% | Added |
| Bridge Advisory, LLC | 158,379 | $3.56M | 1.25% | +3,090+2.0% | Added |
| Ionic Capital Management LLC | 143,962 | $3.23M | 1.27% | +143,962 | New |
| Cetera Investment Advisers | 118,063 | $2.65M | 0.02% | +9,136+8.4% | Added |
| Arete Wealth Advisors, LLC | 117,835 | $2.65M | 0.46% | +117,835 | New |
| Raymond James & Associates | 113,265 | $2.55M | 0.00% | +240.0% | Added |
| Atria Wealth Solutions, Inc. | 101,084 | $2.31M | 0.03% | +7,978+8.6% | Added |
| D.A. Davidson & Co. | 96,901 | $2.18M | 0.02% | −3,532−3.5% | Reduced |
| Commonwealth Equity Services, LLC | 89,189 | $2.00M | 0.00% | −5,141−5.5% | Reduced |
| MONECO Advisors, LLC | 76,970 | $1.73M | 0.47% | −4,221−5.2% | Reduced |
| GTS Securities LLC | 65,210 | $1.47M | 0.03% | +9,600+17.3% | Added |
| Landscape Capital Management, L.L.C. | 64,717 | $1.45M | 0.19% | +64,717 | New |
| Schnieders Capital Management LLC | 64,396 | $1.45M | 0.32% | −12,800−16.6% | Reduced |
| Aviance Capital Partners, LLC | 53,781 | $1.21M | 0.27% | −8,023−13.0% | Reduced |
| Equitable Holdings, Inc. | 52,079 | $1.17M | 0.02% | +9,332+21.8% | Added |
| Baird Financial Group, Inc. | 51,221 | $1.15M | 0.00% | +4,817+10.4% | Added |
| Western Wealth Management, LLC | 44,193 | $993.0K | 0.08% | −290−0.7% | Reduced |
| Great Valley Advisor Group, Inc. | 44,143 | $991.9K | 0.04% | +3,950+9.8% | Added |
| Elequin Capital LP | 39,327 | $883.7K | 0.17% | +31,123+379.4% | Added |
| Axxcess Wealth Management, LLC | 38,076 | $855.6K | 0.03% | +38,076 | New |
| Walleye Capital LLC | 37,682 | $846.7K | 0.01% | +37,682 | New |
| Pacitti Group Inc. | 37,090 | $844.8K | 0.59% | −124−0.3% | Reduced |
| Shaker Financial Services, LLC | 34,074 | $813.7K | 0.38% | +34,074 | New |
| Truist Financial Corp | 33,041 | $742.4K | 0.00% | −9,582−22.5% | Reduced |
| Wedbush Securities Inc | 31,714 | $713.0K | 0.04% | −922−2.8% | Reduced |
| GWM Advisors LLC | 29,704 | $667.5K | 0.01% | −8,823−22.9% | Reduced |
| Cyndeo Wealth Partners, LLC | 29,379 | $660.1K | 0.07% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 28,308 | $636.1K | 0.00% | +4,117+17.0% | Added |
| Sigma Planning Corp | 27,424 | $616.2K | 0.02% | −1,074−3.8% | Reduced |
| Stifel Financial Corp | 27,356 | $614.7K | 0.00% | +397+1.5% | Added |
| Lindbrook Capital, LLC | 26,932 | $605.2K | 0.07% | 00.0% | Unchanged |
| NBC Securities, Inc. | 24,940 | $560.0K | 0.06% | +24,940 | New |
| 1607 Capital Partners, LLC | 24,430 | $548.9K | 0.04% | +24,430 | New |
| National Asset Management, Inc. | 20,726 | $473.6K | 0.01% | +31+0.1% | Added |
| Mutual Advisors, LLC | 20,642 | $463.8K | 0.02% | −2,832−12.1% | Reduced |
| Mercer Global Advisors Inc | 19,646 | $441.0K | 0.00% | +1,386+7.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 18,349 | $412.0K | 0.00% | +2,242+13.9% | Added |
| Comerica Bank | 17,852 | $401.1K | 0.00% | +17,852 | New |
| Jane Street Group, LLC | 17,508 | $393.4K | 0.00% | +17,508 | New |
| MML Investors Services, LLC | 17,168 | $386.0K | 0.00% | +1,614+10.4% | Added |
| Avory & Company, LLC | 17,157 | $385.5K | 0.33% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 17,110 | $384.5K | 0.03% | +2,162+14.5% | Added |
| Envestnet Asset Management Inc | 15,362 | $345.2K | 0.00% | −1,249−7.5% | Reduced |
| Captrust Financial Advisors | 13,347 | $299.9K | 0.00% | −792−5.6% | Reduced |
| Raymond James Trust N.A. | 13,317 | $299.2K | 0.01% | −3,490−20.8% | Reduced |
| Diversified, LLC | 13,167 | $295.9K | 0.08% | −807−5.8% | Reduced |
| Capstone Financial Advisors, Inc. | 13,145 | $295.4K | 0.02% | 00.0% | Unchanged |
| DFPG Investments, LLC | 13,270 | $288.1K | 0.03% | 00.0% | Unchanged |
| Davenport & Co LLC | 12,000 | $269.6K | 0.00% | +1,000+9.1% | Added |
| AE Wealth Management LLC | 11,998 | $269.6K | 0.00% | +11,998 | New |
| International Assets Investment Management, LLC | 12,057 | $263.0K | 0.04% | +1,515+14.4% | Added |
| JPMorgan Chase & Co | 11,469 | $257.7K | 0.00% | +11,469 | New |
| Financial Advocates Investment Management | 11,449 | $257.3K | 0.02% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 11,345 | $254.9K | 0.02% | +11,345 | New |
| TriaGen Wealth Management LLC | 10,951 | $246.1K | 0.13% | +1,276+13.2% | Added |
| Private Advisor Group, LLC | 10,682 | $239.3K | 0.00% | +9+0.1% | Added |
| Commonwealth Financial Services, LLC | 10,114 | $227.3K | 0.07% | +10,114 | New |
| Pathstone Family Office, LLC | 10,000 | $225.5K | 0.00% | −1,207−10.8% | Reduced |
| Millennium Management LLC | 9,988 | $224.4K | 0.00% | +9,988 | New |
| WealthShield Partners, LLC | 9,602 | $219.8K | 0.03% | −4,808−33.4% | Reduced |
| Atomi Financial Group, Inc. | 9,303 | $209.0K | 0.07% | −445−4.6% | Reduced |
| Arkadios Wealth Advisors | 9,132 | $205.2K | 0.02% | −60−0.7% | Reduced |
| Formidable Asset Management, LLC | 9,075 | $203.9K | 0.05% | −500−5.2% | Reduced |
| Merit Financial Group, LLC | 8,984 | $201.9K | 0.01% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 7,906 | $177.7K | 0.13% | −640−7.5% | Reduced |
| Qube Research & Technologies Ltd | 5,535 | $124.4K | 0.00% | +5,535 | New |
| Capital Analysts, LLC | 5,404 | $121.0K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 5,303 | $119.2K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,494 | $101.0K | 0.00% | +516+13.0% | Added |
| FNY Investment Advisers, LLC | 3,800 | $85.0K | 0.05% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 3,634 | $81.7K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 3,360 | $75.5K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,766 | $62.2K | 0.02% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,750 | $61.8K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 2,301 | $52.0K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 2,294 | $51.5K | 0.02% | +39+1.7% | Added |
| Global Retirement Partners, LLC | 2,290 | $51.0K | 0.00% | −45−1.9% | Reduced |
| CoreFirst Bank & Trust | 1,754 | $39.4K | 0.03% | 00.0% | Unchanged |
| Private Trust Co NA | 1,500 | $33.7K | 0.00% | +500+50.0% | Added |
| Key Financial Inc | 1,104 | $24.8K | 0.01% | 00.0% | Unchanged |
| Deutsche Bank AG | 929 | $20.9K | 0.00% | +15+1.6% | Added |
| CWM, LLC | 811 | $18.0K | 0.00% | +579+249.6% | Added |
| Householder Group Estate & Retirement Specialist, LLC | 777 | $17.5K | 0.01% | +777 | New |
| Huntington National Bank | – | $15.8K | 0.00% | – | – |
| Headinvest, LLC | 650 | $14.7K | 0.00% | +650 | New |