Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX- Exchange
- Nasdaq
- SEC CIK
- 0001608741
No open-market purchases or sales by Nuveen NASDAQ 100 Dynamic Overwrite Fund insiders were filed in the last 90 days; 152 institutions reported holding it in 13F filings for Q2 2026, worth $396.1M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 113
- +8 vs. Q2 2023
- Shares held
- 11.6M
- +1.12M (+10.6%) vs. Q2 2023
- Total value
- $261.3M
- −$771.6K (−0.3%) vs. Q2 2023
- New holders
- 22
- 32 more added
- Sold out
- 14
- 32 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting QQQX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 152 | $396.1M |
| Q1 2026 | 136 | $355.0M |
| Q4 2025 | 148 | $397.1M |
| Q3 2025 | 140 | $380.3M |
| Q2 2025 | 131 | $371.8M |
| Q1 2025 | 141 | $350.5M |
| Q4 2024 | 140 | $408.6M |
| Q3 2024 | 128 | $388.7M |
| Q2 2024 | 122 | $352.6M |
| Q1 2024 | 121 | $320.1M |
| Q4 2023 | 120 | $274.7M |
| Q3 2023 | 113 | $261.3M |
| Q2 2023 | 106 | $262.1M |
| Q1 2023 | 106 | $243.0M |
| Q4 2022 | 102 | $205.0M |
| Q3 2022 | 96 | $209.1M |
| Q2 2022 | 103 | $216.5M |
| Q1 2022 | 107 | $276.2M |
| Q4 2021 | 108 | $303.7M |
| Q3 2021 | 101 | $271.7M |
| Q2 2021 | 103 | $275.2M |
| Q1 2021 | 109 | $248.9M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Nuveen NASDAQ 100 Dynamic Overwrite Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ORG Partners LLC | 0 | $10 | 0.00% | −2,361−100.0% | Reduced |
| Financial Management Professionals, Inc. | 89 | $2.00K | 0.00% | +47+111.9% | Added |
| Harbour Investments, Inc. | 100 | $2.25K | 0.00% | +100 | New |
| Fifth Third Bancorp | 200 | $4.49K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 225 | $4.60K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 260 | $5.84K | 0.01% | 00.0% | Unchanged |
| M&R Capital Management Inc | 330 | $7.42K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 352 | $7.91K | 0.00% | 00.0% | Unchanged |
| Retirement Group, LLC | 426 | $9.57K | 0.00% | 00.0% | Unchanged |
| Financial Synergies Wealth Advisors, Inc. | 460 | $10.3K | 0.00% | 00.0% | Unchanged |
| Salomon & Ludwin, LLC | 491 | $11.0K | 0.00% | +491 | New |
| Ramirez Asset Management, Inc. | 500 | $11.2K | 0.00% | +500 | New |
| US Bancorp | 530 | $11.9K | 0.00% | 00.0% | Unchanged |
| Headinvest, LLC | 650 | $14.7K | 0.00% | +650 | New |
| Huntington National Bank | – | $15.8K | 0.00% | – | – |
| Householder Group Estate & Retirement Specialist, LLC | 777 | $17.5K | 0.01% | +777 | New |
| CWM, LLC | 811 | $18.0K | 0.00% | +579+249.6% | Added |
| Deutsche Bank AG | 929 | $20.9K | 0.00% | +15+1.6% | Added |
| Key Financial Inc | 1,104 | $24.8K | 0.01% | 00.0% | Unchanged |
| Private Trust Co NA | 1,500 | $33.7K | 0.00% | +500+50.0% | Added |
| CoreFirst Bank & Trust | 1,754 | $39.4K | 0.03% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 2,290 | $51.0K | 0.00% | −45−1.9% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 2,294 | $51.5K | 0.02% | +39+1.7% | Added |
| Benjamin F. Edwards & Company, Inc. | 2,301 | $52.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,750 | $61.8K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,766 | $62.2K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 3,360 | $75.5K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 3,634 | $81.7K | 0.01% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 3,800 | $85.0K | 0.05% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,494 | $101.0K | 0.00% | +516+13.0% | Added |
| Allworth Financial LP | 5,303 | $119.2K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 5,404 | $121.0K | 0.01% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 5,535 | $124.4K | 0.00% | +5,535 | New |
| Register Financial Advisors LLC | 7,906 | $177.7K | 0.13% | −640−7.5% | Reduced |
| Merit Financial Group, LLC | 8,984 | $201.9K | 0.01% | 00.0% | Unchanged |
| Formidable Asset Management, LLC | 9,075 | $203.9K | 0.05% | −500−5.2% | Reduced |
| Arkadios Wealth Advisors | 9,132 | $205.2K | 0.02% | −60−0.7% | Reduced |
| Atomi Financial Group, Inc. | 9,303 | $209.0K | 0.07% | −445−4.6% | Reduced |
| WealthShield Partners, LLC | 9,602 | $219.8K | 0.03% | −4,808−33.4% | Reduced |
| Millennium Management LLC | 9,988 | $224.4K | 0.00% | +9,988 | New |
| Pathstone Family Office, LLC | 10,000 | $225.5K | 0.00% | −1,207−10.8% | Reduced |
| Commonwealth Financial Services, LLC | 10,114 | $227.3K | 0.07% | +10,114 | New |
| Private Advisor Group, LLC | 10,682 | $239.3K | 0.00% | +9+0.1% | Added |
| TriaGen Wealth Management LLC | 10,951 | $246.1K | 0.13% | +1,276+13.2% | Added |
| J.W. Cole Advisors, Inc. | 11,345 | $254.9K | 0.02% | +11,345 | New |
| Financial Advocates Investment Management | 11,449 | $257.3K | 0.02% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 11,469 | $257.7K | 0.00% | +11,469 | New |
| International Assets Investment Management, LLC | 12,057 | $263.0K | 0.04% | +1,515+14.4% | Added |
| AE Wealth Management LLC | 11,998 | $269.6K | 0.00% | +11,998 | New |
| Davenport & Co LLC | 12,000 | $269.6K | 0.00% | +1,000+9.1% | Added |
| DFPG Investments, LLC | 13,270 | $288.1K | 0.03% | 00.0% | Unchanged |
| Capstone Financial Advisors, Inc. | 13,145 | $295.4K | 0.02% | 00.0% | Unchanged |
| Diversified, LLC | 13,167 | $295.9K | 0.08% | −807−5.8% | Reduced |
| Raymond James Trust N.A. | 13,317 | $299.2K | 0.01% | −3,490−20.8% | Reduced |
| Captrust Financial Advisors | 13,347 | $299.9K | 0.00% | −792−5.6% | Reduced |
| Envestnet Asset Management Inc | 15,362 | $345.2K | 0.00% | −1,249−7.5% | Reduced |
| Moors & Cabot, Inc. | 17,110 | $384.5K | 0.03% | +2,162+14.5% | Added |
| Avory & Company, LLC | 17,157 | $385.5K | 0.33% | 00.0% | Unchanged |
| MML Investors Services, LLC | 17,168 | $386.0K | 0.00% | +1,614+10.4% | Added |
| Jane Street Group, LLC | 17,508 | $393.4K | 0.00% | +17,508 | New |
| Comerica Bank | 17,852 | $401.1K | 0.00% | +17,852 | New |
| Cambridge Investment Research Advisors, Inc. | 18,349 | $412.0K | 0.00% | +2,242+13.9% | Added |
| Mercer Global Advisors Inc | 19,646 | $441.0K | 0.00% | +1,386+7.6% | Added |
| Mutual Advisors, LLC | 20,642 | $463.8K | 0.02% | −2,832−12.1% | Reduced |
| National Asset Management, Inc. | 20,726 | $473.6K | 0.01% | +31+0.1% | Added |
| 1607 Capital Partners, LLC | 24,430 | $548.9K | 0.04% | +24,430 | New |
| NBC Securities, Inc. | 24,940 | $560.0K | 0.06% | +24,940 | New |
| Lindbrook Capital, LLC | 26,932 | $605.2K | 0.07% | 00.0% | Unchanged |
| Stifel Financial Corp | 27,356 | $614.7K | 0.00% | +397+1.5% | Added |
| Sigma Planning Corp | 27,424 | $616.2K | 0.02% | −1,074−3.8% | Reduced |
| Cetera Advisor Networks LLC | 28,308 | $636.1K | 0.00% | +4,117+17.0% | Added |
| Cyndeo Wealth Partners, LLC | 29,379 | $660.1K | 0.07% | 00.0% | Unchanged |
| GWM Advisors LLC | 29,704 | $667.5K | 0.01% | −8,823−22.9% | Reduced |
| Wedbush Securities Inc | 31,714 | $713.0K | 0.04% | −922−2.8% | Reduced |
| Truist Financial Corp | 33,041 | $742.4K | 0.00% | −9,582−22.5% | Reduced |
| Shaker Financial Services, LLC | 34,074 | $813.7K | 0.38% | +34,074 | New |
| Pacitti Group Inc. | 37,090 | $844.8K | 0.59% | −124−0.3% | Reduced |
| Walleye Capital LLC | 37,682 | $846.7K | 0.01% | +37,682 | New |
| Axxcess Wealth Management, LLC | 38,076 | $855.6K | 0.03% | +38,076 | New |
| Elequin Capital LP | 39,327 | $883.7K | 0.17% | +31,123+379.4% | Added |
| Great Valley Advisor Group, Inc. | 44,143 | $991.9K | 0.04% | +3,950+9.8% | Added |
| Western Wealth Management, LLC | 44,193 | $993.0K | 0.08% | −290−0.7% | Reduced |
| Baird Financial Group, Inc. | 51,221 | $1.15M | 0.00% | +4,817+10.4% | Added |
| Equitable Holdings, Inc. | 52,079 | $1.17M | 0.02% | +9,332+21.8% | Added |
| Aviance Capital Partners, LLC | 53,781 | $1.21M | 0.27% | −8,023−13.0% | Reduced |
| Schnieders Capital Management LLC | 64,396 | $1.45M | 0.32% | −12,800−16.6% | Reduced |
| Landscape Capital Management, L.L.C. | 64,717 | $1.45M | 0.19% | +64,717 | New |
| GTS Securities LLC | 65,210 | $1.47M | 0.03% | +9,600+17.3% | Added |
| MONECO Advisors, LLC | 76,970 | $1.73M | 0.47% | −4,221−5.2% | Reduced |
| Commonwealth Equity Services, LLC | 89,189 | $2.00M | 0.00% | −5,141−5.5% | Reduced |
| D.A. Davidson & Co. | 96,901 | $2.18M | 0.02% | −3,532−3.5% | Reduced |
| Atria Wealth Solutions, Inc. | 101,084 | $2.31M | 0.03% | +7,978+8.6% | Added |
| Raymond James & Associates | 113,265 | $2.55M | 0.00% | +240.0% | Added |
| Arete Wealth Advisors, LLC | 117,835 | $2.65M | 0.46% | +117,835 | New |
| Cetera Investment Advisers | 118,063 | $2.65M | 0.02% | +9,136+8.4% | Added |
| Ionic Capital Management LLC | 143,962 | $3.23M | 1.27% | +143,962 | New |
| Bridge Advisory, LLC | 158,379 | $3.56M | 1.25% | +3,090+2.0% | Added |
| Flagship Harbor Advisors, LLC | 192,334 | $4.32M | 0.36% | +171,883+840.5% | Added |
| Wolverine Asset Management LLC | 200,645 | $4.51M | 0.08% | +197,945+7,331.3% | Added |
| Cornerstone Advisors, LLC | 223,651 | $5.03M | 0.23% | +223,651 | New |