Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX- Exchange
- Nasdaq
- SEC CIK
- 0001608741
No open-market purchases or sales by Nuveen NASDAQ 100 Dynamic Overwrite Fund insiders were filed in the last 90 days; 152 institutions reported holding it in 13F filings for Q2 2026, worth $396.1M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 96
- −6 vs. Q2 2022
- Shares held
- 10.2M
- +311.7K (+3.2%) vs. Q2 2022
- Total value
- $209.1M
- −$6.88M (−3.2%) vs. Q2 2022
- New holders
- 7
- 41 more added
- Sold out
- 13
- 21 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting QQQX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 152 | $396.1M |
| Q1 2026 | 136 | $355.0M |
| Q4 2025 | 148 | $397.1M |
| Q3 2025 | 140 | $380.3M |
| Q2 2025 | 131 | $371.8M |
| Q1 2025 | 141 | $350.5M |
| Q4 2024 | 140 | $408.6M |
| Q3 2024 | 128 | $388.7M |
| Q2 2024 | 122 | $352.6M |
| Q1 2024 | 121 | $320.1M |
| Q4 2023 | 120 | $274.7M |
| Q3 2023 | 113 | $261.3M |
| Q2 2023 | 106 | $262.1M |
| Q1 2023 | 106 | $243.0M |
| Q4 2022 | 102 | $205.0M |
| Q3 2022 | 96 | $209.1M |
| Q2 2022 | 103 | $216.5M |
| Q1 2022 | 107 | $276.2M |
| Q4 2021 | 108 | $303.7M |
| Q3 2021 | 101 | $271.7M |
| Q2 2021 | 103 | $275.2M |
| Q1 2021 | 109 | $248.9M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Nuveen NASDAQ 100 Dynamic Overwrite Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,728,174 | $35.4M | 0.00% | +24,973+1.5% | Added |
| Wells Fargo & Company | 1,338,135 | $27.4M | 0.01% | +53,031+4.1% | Added |
| UBS Group AG | 850,419 | $17.4M | 0.01% | −12,741−1.5% | Reduced |
| Nan Shan Life Insurance Co., Ltd. | 847,545 | $17.4M | 0.43% | 00.0% | Unchanged |
| Royal Bank of Canada | 785,733 | $16.1M | 0.01% | +26,062+3.4% | Added |
| Invesco Ltd. | 446,234 | $9.15M | 0.00% | +49,712+12.5% | Added |
| Bank of America Corp | 431,602 | $8.85M | 0.00% | +29,567+7.4% | Added |
| Janney Montgomery Scott LLC | 355,331 | $7.29M | 0.03% | +31,054+9.6% | Added |
| LPL Financial LLC | 355,113 | $7.28M | 0.01% | +115,309+48.1% | Added |
| Raymond James & Associates | 262,716 | $5.39M | 0.01% | −7,970−2.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 245,871 | $5.04M | 0.01% | +13,800+5.9% | Added |
| Advisor Group Holdings, Inc. | 219,370 | $4.50M | 0.01% | +8,375+4.0% | Added |
| Guggenheim Capital LLC | 208,254 | $4.27M | 0.04% | +11,089+5.6% | Added |
| Ameriprise Financial Inc | 180,683 | $3.71M | 0.00% | +1,361+0.8% | Added |
| Bridge Advisory, LLC | 155,369 | $3.19M | 1.55% | +17,883+13.0% | Added |
| Ausdal Financial Partners, Inc. | 106,723 | $2.19M | 0.35% | +3,789+3.7% | Added |
| Stephens Inc | 98,930 | $2.03M | 0.04% | +3,759+3.9% | Added |
| Commonwealth Equity Services, LLC | 93,257 | $1.91M | 0.01% | +2,888+3.2% | Added |
| MONECO Advisors, LLC | 88,744 | $1.82M | 0.73% | −3,005−3.3% | Reduced |
| D.A. Davidson & Co. | 86,441 | $1.77M | 0.02% | −893−1.0% | Reduced |
| Aviance Capital Partners, LLC | 82,059 | $1.68M | 0.42% | +3,837+4.9% | Added |
| Truist Financial Corp | 72,907 | $1.50M | 0.00% | −967−1.3% | Reduced |
| Stifel Financial Corp | 72,719 | $1.49M | 0.00% | +19,808+37.4% | Added |
| Schnieders Capital Management LLC | 68,021 | $1.40M | 0.37% | +7,075+11.6% | Added |
| Equitable Holdings, Inc. | 61,300 | $1.26M | 0.02% | +7,852+14.7% | Added |
| Pacitti Group Inc. | 56,325 | $1.16M | 0.95% | +357+0.6% | Added |
| Wedbush Securities Inc | 53,842 | $1.10M | 0.06% | +4,711+9.6% | Added |
| Morgan Jess S & Co Inc | 53,432 | $1.10M | 0.95% | +1,565+3.0% | Added |
| Cetera Advisor Networks LLC | 48,641 | $998.0K | 0.01% | −8,072−14.2% | Reduced |
| Mutual Advisors, LLC | 44,648 | $916.0K | 0.05% | +5,854+15.1% | Added |
| Flagship Harbor Advisors, LLC | 43,839 | $899.0K | 0.10% | +80+0.2% | Added |
| Envestnet Asset Management Inc | 42,961 | $881.0K | 0.00% | −20,582−32.4% | Reduced |
| GWM Advisors LLC | 40,129 | $823.0K | 0.01% | +3,782+10.4% | Added |
| Belpointe Asset Management LLC | 38,150 | $782.0K | 0.05% | −1,400−3.5% | Reduced |
| Great Valley Advisor Group, Inc. | 32,948 | $676.0K | 0.04% | +1,230+3.9% | Added |
| MML Investors Services, LLC | 31,561 | $647.0K | 0.00% | −5,922−15.8% | Reduced |
| IFG Advisory, LLC | 27,785 | $569.0K | 0.05% | +4,820+21.0% | Added |
| Sigma Planning Corp | 26,283 | $539.0K | 0.02% | +4,599+21.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 23,625 | $485.0K | 0.00% | −1,731−6.8% | Reduced |
| HighTower Advisors, LLC | 22,522 | $465.0K | 0.00% | +1,252+5.9% | Added |
| Atria Wealth Solutions, Inc. | 21,788 | $457.4K | 0.01% | +21,788 | New |
| Mercer Global Advisors Inc | 21,839 | $448.0K | 0.00% | −2,370−9.8% | Reduced |
| WealthShield Partners, LLC | 21,241 | $446.0K | 0.09% | +937+4.6% | Added |
| Cetera Investment Advisers | 21,082 | $432.0K | 0.01% | +7,097+50.7% | Added |
| Ameritas Advisory Services, LLC | 19,478 | $399.0K | 0.02% | +49+0.3% | Added |
| Avory & Company, LLC | 17,157 | $352.0K | 0.30% | 00.0% | Unchanged |
| Diversified, LLC | 16,992 | $349.0K | 0.18% | −5,061−22.9% | Reduced |
| Raymond James Trust N.A. | 16,827 | $345.0K | 0.01% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 16,466 | $338.0K | 0.02% | +7,200+77.7% | Added |
| Arkadios Wealth Advisors | 16,305 | $334.0K | 0.05% | −4,866−23.0% | Reduced |
| American Portfolios Advisors | 15,944 | $327.0K | 0.01% | +310+2.0% | Added |
| International Assets Investment Management, LLC | 13,304 | $273.0K | 0.06% | −905−6.4% | Reduced |
| Capstone Financial Advisors, Inc. | 13,145 | $270.0K | 0.02% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 11,538 | $237.0K | 0.00% | −4,347−27.4% | Reduced |
| National Asset Management, Inc. | 11,507 | $237.0K | 0.01% | +11,507 | New |
| Hilltop Holdings Inc. | 10,932 | $224.0K | 0.03% | −558−4.9% | Reduced |
| Virtu Financial LLC | 10,514 | $216.0K | 0.02% | +10,514 | New |
| Pathstone Family Office, LLC | 10,000 | $206.1K | 0.00% | +10,000 | New |
| Formidable Asset Management, LLC | 9,075 | $203.0K | 0.05% | −520−5.4% | Reduced |
| Merit Financial Group, LLC | 9,800 | $201.0K | 0.01% | −61,209−86.2% | Reduced |
| IFP Advisors, Inc | 5,791 | $160.0K | 0.00% | +2,534+77.8% | Added |
| Rockefeller Capital Management L.P. | 6,577 | $134.0K | 0.00% | +70+1.1% | Added |
| Steward Partners Investment Advisory, LLC | 5,651 | $116.0K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 5,404 | $111.0K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 5,115 | $105.0K | 0.00% | −1,450−22.1% | Reduced |
| FNY Investment Advisers, LLC | 3,800 | $77.0K | 0.05% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,766 | $57.0K | 0.02% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,750 | $56.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 2,504 | $51.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,356 | $48.0K | 0.00% | −1,161−33.0% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 2,301 | $47.0K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 2,109 | $43.0K | 0.02% | +46+2.2% | Added |
| CoreFirst Bank & Trust | 1,754 | $36.0K | 0.03% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,102 | $25.0K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 1,104 | $23.0K | 0.01% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,059 | $22.0K | 0.00% | +23+2.2% | Added |
| Deutsche Bank AG | 856 | $18.0K | 0.00% | +18+2.1% | Added |
| Householder Group Estate & Retirement Specialist, LLC | 777 | $15.0K | 0.01% | +777 | New |
| Huntington National Bank | – | $14.0K | 0.00% | – | – |
| Strategic Asset Management, LLC | 600 | $12.0K | 0.02% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 577 | $12.0K | 0.00% | 00.0% | Unchanged |
| Ellis Investment Partners, LLC | 545 | $11.0K | 0.00% | +12+2.3% | Added |
| Geneos Wealth Management Inc. | 507 | $10.0K | 0.00% | −769−60.3% | Reduced |
| Financial Synergies Wealth Advisors, Inc. | 460 | $9.44K | 0.00% | 00.0% | Unchanged |
| Bangor Savings Bank | 420 | $9.00K | 0.00% | 00.0% | Unchanged |
| Retirement Group, LLC | 415 | $9.00K | 0.01% | 00.0% | Unchanged |
| Coastal Capital Group, Inc. | 400 | $8.00K | 0.00% | +9+2.3% | Added |
| GPS Wealth Strategies Group, LLC | 362 | $7.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 352 | $7.00K | 0.00% | 00.0% | Unchanged |
| Castle Wealth Management LLC | 300 | $6.00K | 0.00% | 00.0% | Unchanged |
| Life Planning Partners, Inc | 200 | $4.10K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 200 | $4.00K | 0.00% | +200 | New |
| CWM, LLC | 150 | $3.00K | 0.00% | 00.0% | Unchanged |
| Global Trust Asset Management, LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| BCR Wealth Strategies, LLC | 91 | $2.00K | 0.00% | 00.0% | Unchanged |
| Horan Securities, Inc. | 69 | $1.00K | 0.00% | +69 | New |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −29,977−100.0% | Sold out |
| Aspen Investment Management Inc | 0 | $0 | 0.00% | −9,650−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −9,512−100.0% | Sold out |