Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX- Exchange
- Nasdaq
- SEC CIK
- 0001608741
No open-market purchases or sales by Nuveen NASDAQ 100 Dynamic Overwrite Fund insiders were filed in the last 90 days; 152 institutions reported holding it in 13F filings for Q2 2026, worth $396.1M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 96
- −6 vs. Q2 2022
- Shares held
- 10.2M
- +311.7K (+3.2%) vs. Q2 2022
- Total value
- $209.1M
- −$6.88M (−3.2%) vs. Q2 2022
- New holders
- 7
- 41 more added
- Sold out
- 13
- 21 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting QQQX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 152 | $396.1M |
| Q1 2026 | 136 | $355.0M |
| Q4 2025 | 148 | $397.1M |
| Q3 2025 | 140 | $380.3M |
| Q2 2025 | 131 | $371.8M |
| Q1 2025 | 141 | $350.5M |
| Q4 2024 | 140 | $408.6M |
| Q3 2024 | 128 | $388.7M |
| Q2 2024 | 122 | $352.6M |
| Q1 2024 | 121 | $320.1M |
| Q4 2023 | 120 | $274.7M |
| Q3 2023 | 113 | $261.3M |
| Q2 2023 | 106 | $262.1M |
| Q1 2023 | 106 | $243.0M |
| Q4 2022 | 102 | $205.0M |
| Q3 2022 | 96 | $209.1M |
| Q2 2022 | 103 | $216.5M |
| Q1 2022 | 107 | $276.2M |
| Q4 2021 | 108 | $303.7M |
| Q3 2021 | 101 | $271.7M |
| Q2 2021 | 103 | $275.2M |
| Q1 2021 | 109 | $248.9M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Nuveen NASDAQ 100 Dynamic Overwrite Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Horan Securities, Inc. | 69 | $1.00K | 0.00% | +69 | New |
| Global Trust Asset Management, LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| BCR Wealth Strategies, LLC | 91 | $2.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 150 | $3.00K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 200 | $4.00K | 0.00% | +200 | New |
| Life Planning Partners, Inc | 200 | $4.10K | 0.00% | 00.0% | Unchanged |
| Castle Wealth Management LLC | 300 | $6.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 362 | $7.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 352 | $7.00K | 0.00% | 00.0% | Unchanged |
| Coastal Capital Group, Inc. | 400 | $8.00K | 0.00% | +9+2.3% | Added |
| Bangor Savings Bank | 420 | $9.00K | 0.00% | 00.0% | Unchanged |
| Retirement Group, LLC | 415 | $9.00K | 0.01% | 00.0% | Unchanged |
| Financial Synergies Wealth Advisors, Inc. | 460 | $9.44K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 507 | $10.0K | 0.00% | −769−60.3% | Reduced |
| Ellis Investment Partners, LLC | 545 | $11.0K | 0.00% | +12+2.3% | Added |
| Strategic Asset Management, LLC | 600 | $12.0K | 0.02% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 577 | $12.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $14.0K | 0.00% | – | – |
| Householder Group Estate & Retirement Specialist, LLC | 777 | $15.0K | 0.01% | +777 | New |
| Deutsche Bank AG | 856 | $18.0K | 0.00% | +18+2.1% | Added |
| TCI Wealth Advisors, Inc. | 1,059 | $22.0K | 0.00% | +23+2.2% | Added |
| Key Financial Inc | 1,104 | $23.0K | 0.01% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,102 | $25.0K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 1,754 | $36.0K | 0.03% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 2,109 | $43.0K | 0.02% | +46+2.2% | Added |
| Benjamin F. Edwards & Company, Inc. | 2,301 | $47.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,356 | $48.0K | 0.00% | −1,161−33.0% | Reduced |
| US Bancorp | 2,504 | $51.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,750 | $56.0K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,766 | $57.0K | 0.02% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 3,800 | $77.0K | 0.05% | 00.0% | Unchanged |
| Allworth Financial LP | 5,115 | $105.0K | 0.00% | −1,450−22.1% | Reduced |
| Capital Analysts, LLC | 5,404 | $111.0K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 5,651 | $116.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 6,577 | $134.0K | 0.00% | +70+1.1% | Added |
| IFP Advisors, Inc | 5,791 | $160.0K | 0.00% | +2,534+77.8% | Added |
| Merit Financial Group, LLC | 9,800 | $201.0K | 0.01% | −61,209−86.2% | Reduced |
| Formidable Asset Management, LLC | 9,075 | $203.0K | 0.05% | −520−5.4% | Reduced |
| Pathstone Family Office, LLC | 10,000 | $206.1K | 0.00% | +10,000 | New |
| Virtu Financial LLC | 10,514 | $216.0K | 0.02% | +10,514 | New |
| Hilltop Holdings Inc. | 10,932 | $224.0K | 0.03% | −558−4.9% | Reduced |
| Private Advisor Group, LLC | 11,538 | $237.0K | 0.00% | −4,347−27.4% | Reduced |
| National Asset Management, Inc. | 11,507 | $237.0K | 0.01% | +11,507 | New |
| Capstone Financial Advisors, Inc. | 13,145 | $270.0K | 0.02% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 13,304 | $273.0K | 0.06% | −905−6.4% | Reduced |
| American Portfolios Advisors | 15,944 | $327.0K | 0.01% | +310+2.0% | Added |
| Arkadios Wealth Advisors | 16,305 | $334.0K | 0.05% | −4,866−23.0% | Reduced |
| Western Wealth Management, LLC | 16,466 | $338.0K | 0.02% | +7,200+77.7% | Added |
| Raymond James Trust N.A. | 16,827 | $345.0K | 0.01% | 00.0% | Unchanged |
| Diversified, LLC | 16,992 | $349.0K | 0.18% | −5,061−22.9% | Reduced |
| Avory & Company, LLC | 17,157 | $352.0K | 0.30% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 19,478 | $399.0K | 0.02% | +49+0.3% | Added |
| Cetera Investment Advisers | 21,082 | $432.0K | 0.01% | +7,097+50.7% | Added |
| WealthShield Partners, LLC | 21,241 | $446.0K | 0.09% | +937+4.6% | Added |
| Mercer Global Advisors Inc | 21,839 | $448.0K | 0.00% | −2,370−9.8% | Reduced |
| Atria Wealth Solutions, Inc. | 21,788 | $457.4K | 0.01% | +21,788 | New |
| HighTower Advisors, LLC | 22,522 | $465.0K | 0.00% | +1,252+5.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 23,625 | $485.0K | 0.00% | −1,731−6.8% | Reduced |
| Sigma Planning Corp | 26,283 | $539.0K | 0.02% | +4,599+21.2% | Added |
| IFG Advisory, LLC | 27,785 | $569.0K | 0.05% | +4,820+21.0% | Added |
| MML Investors Services, LLC | 31,561 | $647.0K | 0.00% | −5,922−15.8% | Reduced |
| Great Valley Advisor Group, Inc. | 32,948 | $676.0K | 0.04% | +1,230+3.9% | Added |
| Belpointe Asset Management LLC | 38,150 | $782.0K | 0.05% | −1,400−3.5% | Reduced |
| GWM Advisors LLC | 40,129 | $823.0K | 0.01% | +3,782+10.4% | Added |
| Envestnet Asset Management Inc | 42,961 | $881.0K | 0.00% | −20,582−32.4% | Reduced |
| Flagship Harbor Advisors, LLC | 43,839 | $899.0K | 0.10% | +80+0.2% | Added |
| Mutual Advisors, LLC | 44,648 | $916.0K | 0.05% | +5,854+15.1% | Added |
| Cetera Advisor Networks LLC | 48,641 | $998.0K | 0.01% | −8,072−14.2% | Reduced |
| Morgan Jess S & Co Inc | 53,432 | $1.10M | 0.95% | +1,565+3.0% | Added |
| Wedbush Securities Inc | 53,842 | $1.10M | 0.06% | +4,711+9.6% | Added |
| Pacitti Group Inc. | 56,325 | $1.16M | 0.95% | +357+0.6% | Added |
| Equitable Holdings, Inc. | 61,300 | $1.26M | 0.02% | +7,852+14.7% | Added |
| Schnieders Capital Management LLC | 68,021 | $1.40M | 0.37% | +7,075+11.6% | Added |
| Stifel Financial Corp | 72,719 | $1.49M | 0.00% | +19,808+37.4% | Added |
| Truist Financial Corp | 72,907 | $1.50M | 0.00% | −967−1.3% | Reduced |
| Aviance Capital Partners, LLC | 82,059 | $1.68M | 0.42% | +3,837+4.9% | Added |
| D.A. Davidson & Co. | 86,441 | $1.77M | 0.02% | −893−1.0% | Reduced |
| MONECO Advisors, LLC | 88,744 | $1.82M | 0.73% | −3,005−3.3% | Reduced |
| Commonwealth Equity Services, LLC | 93,257 | $1.91M | 0.01% | +2,888+3.2% | Added |
| Stephens Inc | 98,930 | $2.03M | 0.04% | +3,759+3.9% | Added |
| Ausdal Financial Partners, Inc. | 106,723 | $2.19M | 0.35% | +3,789+3.7% | Added |
| Bridge Advisory, LLC | 155,369 | $3.19M | 1.55% | +17,883+13.0% | Added |
| Ameriprise Financial Inc | 180,683 | $3.71M | 0.00% | +1,361+0.8% | Added |
| Guggenheim Capital LLC | 208,254 | $4.27M | 0.04% | +11,089+5.6% | Added |
| Advisor Group Holdings, Inc. | 219,370 | $4.50M | 0.01% | +8,375+4.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 245,871 | $5.04M | 0.01% | +13,800+5.9% | Added |
| Raymond James & Associates | 262,716 | $5.39M | 0.01% | −7,970−2.9% | Reduced |
| LPL Financial LLC | 355,113 | $7.28M | 0.01% | +115,309+48.1% | Added |
| Janney Montgomery Scott LLC | 355,331 | $7.29M | 0.03% | +31,054+9.6% | Added |
| Bank of America Corp | 431,602 | $8.85M | 0.00% | +29,567+7.4% | Added |
| Invesco Ltd. | 446,234 | $9.15M | 0.00% | +49,712+12.5% | Added |
| Royal Bank of Canada | 785,733 | $16.1M | 0.01% | +26,062+3.4% | Added |
| Nan Shan Life Insurance Co., Ltd. | 847,545 | $17.4M | 0.43% | 00.0% | Unchanged |
| UBS Group AG | 850,419 | $17.4M | 0.01% | −12,741−1.5% | Reduced |
| Wells Fargo & Company | 1,338,135 | $27.4M | 0.01% | +53,031+4.1% | Added |
| Morgan Stanley | 1,728,174 | $35.4M | 0.00% | +24,973+1.5% | Added |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −29,977−100.0% | Sold out |
| Aspen Investment Management Inc | 0 | $0 | 0.00% | −9,650−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −9,512−100.0% | Sold out |