Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX- Exchange
- Nasdaq
- SEC CIK
- 0001608741
No open-market purchases or sales by Nuveen NASDAQ 100 Dynamic Overwrite Fund insiders were filed in the last 90 days; 152 institutions reported holding it in 13F filings for Q2 2026, worth $396.1M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 106
- +6 vs. Q4 2022
- Shares held
- 10.2M
- +94.5K (+0.9%) vs. Q4 2022
- Total value
- $243.0M
- +$38.1M (+18.6%) vs. Q4 2022
- New holders
- 19
- 32 more added
- Sold out
- 13
- 29 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting QQQX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 152 | $396.1M |
| Q1 2026 | 136 | $355.0M |
| Q4 2025 | 148 | $397.1M |
| Q3 2025 | 140 | $380.3M |
| Q2 2025 | 131 | $371.8M |
| Q1 2025 | 141 | $350.5M |
| Q4 2024 | 140 | $408.6M |
| Q3 2024 | 128 | $388.7M |
| Q2 2024 | 122 | $352.6M |
| Q1 2024 | 121 | $320.1M |
| Q4 2023 | 120 | $274.7M |
| Q3 2023 | 113 | $261.3M |
| Q2 2023 | 106 | $262.1M |
| Q1 2023 | 106 | $243.0M |
| Q4 2022 | 102 | $205.0M |
| Q3 2022 | 96 | $209.1M |
| Q2 2022 | 103 | $216.5M |
| Q1 2022 | 107 | $276.2M |
| Q4 2021 | 108 | $303.7M |
| Q3 2021 | 101 | $271.7M |
| Q2 2021 | 103 | $275.2M |
| Q1 2021 | 109 | $248.9M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Nuveen NASDAQ 100 Dynamic Overwrite Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 28 | $677 | 0.00% | +28 | New |
| Horan Securities, Inc. | 69 | $1.65K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 200 | $4.79K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 228 | $5.00K | 0.00% | +5+2.2% | Added |
| Chesapeake Asset Management LLC | 260 | $6.22K | 0.01% | +260 | New |
| M&R Capital Management Inc | 330 | $7.90K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 352 | $8.43K | 0.00% | 00.0% | Unchanged |
| Retirement Group, LLC | 426 | $10.0K | 0.00% | 00.0% | Unchanged |
| Coastal Capital Group, Inc. | 419 | $10.0K | 0.00% | +19+4.8% | Added |
| Financial Synergies Wealth Advisors, Inc. | 460 | $11.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 530 | $12.7K | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 680 | $16.3K | 0.00% | +680 | New |
| Huntington National Bank | – | $16.8K | 0.00% | – | – |
| Householder Group Estate & Retirement Specialist, LLC | 777 | $19.0K | 0.01% | +777 | New |
| Deutsche Bank AG | 898 | $21.5K | 0.00% | +22+2.5% | Added |
| Private Trust Co NA | 1,000 | $23.9K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 1,014 | $24.3K | 0.00% | +185+22.3% | Added |
| Key Financial Inc | 1,104 | $26.4K | 0.01% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,115 | $26.7K | 0.00% | +26+2.4% | Added |
| WealthPLAN Partners, LLC | 1,436 | $34.4K | 0.00% | +1,436 | New |
| CoreFirst Bank & Trust | 1,754 | $42.0K | 0.03% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 2,214 | $53.0K | 0.02% | +54+2.5% | Added |
| Sunbelt Securities, Inc. | 2,300 | $54.4K | 0.01% | +2,300 | New |
| Global Retirement Partners, LLC | 2,335 | $54.7K | 0.00% | +1,233+111.9% | Added |
| Benjamin F. Edwards & Company, Inc. | 2,301 | $55.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,750 | $65.8K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,766 | $66.2K | 0.02% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 3,005 | $71.9K | 0.00% | +3,005 | New |
| FNY Investment Advisers, LLC | 3,800 | $90.0K | 0.10% | +3,800 | New |
| Northwestern Mutual Wealth Management Co | 4,136 | $99.0K | 0.00% | +1,396+50.9% | Added |
| Allworth Financial LP | 5,115 | $122.5K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 5,404 | $129.0K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 5,651 | $135.3K | 0.00% | 00.0% | Unchanged |
| Cornerstone Wealth Group, LLC | 8,453 | $202.4K | 0.04% | +8,453 | New |
| Jacobi Capital Management LLC | 8,872 | $212.4K | 0.03% | +8,872 | New |
| Aspen Investment Management Inc | 9,150 | $219.0K | 0.14% | +9,150 | New |
| Atomi Financial Group, Inc. | 9,227 | $220.9K | 0.12% | +9,227 | New |
| Formidable Asset Management, LLC | 9,575 | $229.0K | 0.05% | +9,575 | New |
| TriaGen Wealth Management LLC | 9,675 | $231.6K | 0.12% | +9,675 | New |
| Merit Financial Group, LLC | 9,800 | $234.6K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 9,937 | $237.9K | 0.00% | +130+1.3% | Added |
| Moors & Cabot, Inc. | 9,957 | $238.4K | 0.02% | +9,957 | New |
| Private Advisor Group, LLC | 10,499 | $251.3K | 0.00% | −550−5.0% | Reduced |
| Financial Advocates Investment Management | 11,049 | $264.5K | 0.02% | +1,200+12.2% | Added |
| Register Financial Advisors LLC | 11,435 | $273.7K | 0.22% | 00.0% | Unchanged |
| Captrust Financial Advisors | 11,472 | $274.6K | 0.00% | −1,511−11.6% | Reduced |
| Pathstone Family Office, LLC | 12,016 | $288.5K | 0.00% | +2,016+20.2% | Added |
| DFPG Investments, LLC | 12,120 | $290.2K | 0.03% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 12,433 | $297.6K | 0.03% | +12,433 | New |
| Creative Planning | 12,500 | $299.2K | 0.00% | +12,500 | New |
| MML Investors Services, LLC | 12,629 | $302.0K | 0.00% | −21,257−62.7% | Reduced |
| Hilltop Holdings Inc. | 12,632 | $302.4K | 0.04% | −329−2.5% | Reduced |
| International Assets Investment Management, LLC | 12,734 | $304.9K | 0.04% | −28,280−69.0% | Reduced |
| Capstone Financial Advisors, Inc. | 13,145 | $314.7K | 0.02% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 13,307 | $319.0K | 0.01% | 00.0% | Unchanged |
| Capital CS Group, LLC | 13,336 | $319.3K | 0.30% | +13,336 | New |
| Diversified, LLC | 13,896 | $332.7K | 0.12% | −639−4.4% | Reduced |
| WealthShield Partners, LLC | 13,732 | $334.5K | 0.05% | −2,487−15.3% | Reduced |
| Arkadios Wealth Advisors | 14,519 | $347.6K | 0.04% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 14,598 | $351.0K | 0.00% | −4,218−22.4% | Reduced |
| Avory & Company, LLC | 17,157 | $410.7K | 0.28% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 17,509 | $419.2K | 0.00% | −26,745−60.4% | Reduced |
| Mercer Global Advisors Inc | 19,111 | $458.0K | 0.00% | −58−0.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 20,229 | $484.0K | 0.00% | −5,154−20.3% | Reduced |
| National Asset Management, Inc. | 21,206 | $516.9K | 0.01% | −10,211−32.5% | Reduced |
| World Equity Group, Inc. | 41,267 | $536.1K | 0.09% | +41,267 | New |
| Lindbrook Capital, LLC | 25,182 | $602.9K | 0.07% | +2,750+12.3% | Added |
| Sigma Planning Corp | 27,692 | $663.0K | 0.02% | +615+2.3% | Added |
| Cyndeo Wealth Partners, LLC | 29,379 | $703.3K | 0.08% | 00.0% | Unchanged |
| IFG Advisory, LLC | 29,450 | $705.0K | 0.07% | −371−1.2% | Reduced |
| Great Valley Advisor Group, Inc. | 37,493 | $897.6K | 0.04% | −500−1.3% | Reduced |
| GWM Advisors LLC | 37,990 | $902.9K | 0.01% | +530+1.4% | Added |
| Wedbush Securities Inc | 37,949 | $908.0K | 0.05% | −1,474−3.7% | Reduced |
| Belpointe Asset Management LLC | 38,137 | $913.0K | 0.05% | +16,500+76.3% | Added |
| Pacitti Group Inc. | 38,963 | $932.8K | 0.68% | +447+1.2% | Added |
| Mutual Advisors, LLC | 40,712 | $974.6K | 0.04% | −1,108−2.6% | Reduced |
| Cetera Advisor Networks LLC | 40,842 | $977.8K | 0.01% | +1,066+2.7% | Added |
| Flagship Harbor Advisors, LLC | 42,341 | $1.01M | 0.10% | −998−2.3% | Reduced |
| Stifel Financial Corp | 43,716 | $1.05M | 0.00% | −48,335−52.5% | Reduced |
| Baird Financial Group, Inc. | 45,836 | $1.10M | 0.00% | −161−0.4% | Reduced |
| Truist Financial Corp | 46,246 | $1.11M | 0.00% | −29,553−39.0% | Reduced |
| Cetera Investment Advisers | 54,749 | $1.31M | 0.01% | +20,011+57.6% | Added |
| Equitable Holdings, Inc. | 65,527 | $1.57M | 0.03% | −8,268−11.2% | Reduced |
| Aviance Capital Partners, LLC | 67,269 | $1.61M | 0.36% | +1,431+2.2% | Added |
| Stephens Inc | 72,875 | $1.74M | 0.03% | −26,147−26.4% | Reduced |
| Schnieders Capital Management LLC | 75,096 | $1.80M | 0.40% | +2,075+2.8% | Added |
| MONECO Advisors, LLC | 83,784 | $2.01M | 0.59% | −4,175−4.7% | Reduced |
| Atria Wealth Solutions, Inc. | 83,654 | $2.04M | 0.03% | +2,253+2.8% | Added |
| D.A. Davidson & Co. | 91,665 | $2.19M | 0.02% | +7,735+9.2% | Added |
| Commonwealth Equity Services, LLC | 95,129 | $2.28M | 0.01% | +468+0.5% | Added |
| Ausdal Financial Partners, Inc. | 114,922 | $2.75M | 0.38% | +5,910+5.4% | Added |
| Raymond James & Associates | 140,899 | $3.37M | 0.00% | +1,987+1.4% | Added |
| Bridge Advisory, LLC | 152,868 | $3.66M | 1.41% | −2,025−1.3% | Reduced |
| Advisor Group Holdings, Inc. | 216,215 | $5.18M | 0.01% | −17,226−7.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 242,372 | $5.80M | 0.01% | +3,411+1.4% | Added |
| Ameriprise Financial Inc | 243,482 | $5.82M | 0.00% | +1,105+0.5% | Added |
| Guggenheim Capital LLC | 305,841 | $7.32M | 0.06% | +43,120+16.4% | Added |
| LPL Financial LLC | 320,968 | $7.68M | 0.01% | −55,691−14.8% | Reduced |
| Invesco Ltd. | 327,251 | $7.83M | 0.00% | −44,375−11.9% | Reduced |
| Janney Montgomery Scott LLC | 365,207 | $8.74M | 0.04% | −9,193−2.5% | Reduced |