Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX- Exchange
- Nasdaq
- SEC CIK
- 0001608741
No open-market purchases or sales by Nuveen NASDAQ 100 Dynamic Overwrite Fund insiders were filed in the last 90 days; 152 institutions reported holding it in 13F filings for Q2 2026, worth $396.1M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 108
- +13 vs. Q3 2021
- Shares held
- 9.92M
- +416.1K (+4.4%) vs. Q3 2021
- Total value
- $303.7M
- +$34.1M (+12.6%) vs. Q3 2021
- New holders
- 20
- 44 more added
- Sold out
- 7
- 19 more reduced
6 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting QQQX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 152 | $396.1M |
| Q1 2026 | 136 | $355.0M |
| Q4 2025 | 148 | $397.1M |
| Q3 2025 | 140 | $380.3M |
| Q2 2025 | 131 | $371.8M |
| Q1 2025 | 141 | $350.5M |
| Q4 2024 | 140 | $408.6M |
| Q3 2024 | 128 | $388.7M |
| Q2 2024 | 122 | $352.6M |
| Q1 2024 | 121 | $320.1M |
| Q4 2023 | 120 | $274.7M |
| Q3 2023 | 113 | $261.3M |
| Q2 2023 | 106 | $262.1M |
| Q1 2023 | 106 | $243.0M |
| Q4 2022 | 102 | $205.0M |
| Q3 2022 | 96 | $209.1M |
| Q2 2022 | 103 | $216.5M |
| Q1 2022 | 107 | $276.2M |
| Q4 2021 | 108 | $303.7M |
| Q3 2021 | 101 | $271.7M |
| Q2 2021 | 103 | $275.2M |
| Q1 2021 | 109 | $248.9M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Nuveen NASDAQ 100 Dynamic Overwrite Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Quent Capital, LLC | 62 | $2.00K | 0.00% | +62 | New |
| Tower Research Capital LLC (TRC) | 100 | $3.00K | 0.00% | −354−78.0% | Reduced |
| BCR Wealth Strategies, LLC | 91 | $3.00K | 0.00% | +91 | New |
| Patriot Financial Group Insurance Agency, LLC | 122 | $4.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 195 | $6.00K | 0.00% | +195 | New |
| Snowden Capital Advisors LLC | 200 | $6.00K | 0.00% | +200 | New |
| Life Planning Partners, Inc | 200 | $6.00K | 0.01% | +200 | New |
| Wagner Wealth Management, LLC | 250 | $8.00K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 352 | $11.0K | 0.00% | 00.0% | Unchanged |
| Coastal Capital Group, Inc. | 379 | $12.0K | 0.00% | +6+1.6% | Added |
| Princeton Global Asset Management LLC | 400 | $12.0K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 452 | $14.0K | 0.01% | 00.0% | Unchanged |
| Signet Financial Management, LLC | 450 | $14.0K | 0.00% | +450 | New |
| Ellis Investment Partners, LLC | 524 | $16.0K | 0.00% | +16+3.1% | Added |
| Citigroup Inc | 541 | $17.0K | 0.00% | −1,774−76.6% | Reduced |
| Huntington National Bank | – | $22.0K | 0.00% | – | – |
| Deutsche Bank AG | 812 | $25.0K | 0.00% | +12+1.5% | Added |
| Ten Capital Wealth Advisors, LLC | 920 | $28.0K | 0.01% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,017 | $31.0K | 0.00% | 00.0% | Unchanged |
| Global Trust Asset Management, LLC | 1,009 | $31.0K | 0.01% | +1,009 | New |
| Key Financial Inc | 1,104 | $34.0K | 0.02% | 00.0% | Unchanged |
| Confluence Wealth Services, Inc. | 1,200 | $36.0K | 0.01% | +1,200 | New |
| Geneos Wealth Management Inc. | 1,276 | $39.0K | 0.00% | −526−29.2% | Reduced |
| Koshinski Asset Management, Inc. | 1,381 | $42.3K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,700 | $52.0K | 0.00% | +1,700 | New |
| CoreFirst Bank & Trust | 1,754 | $54.0K | 0.03% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 1,997 | $61.0K | 0.02% | +31+1.6% | Added |
| Masso Torrence Wealth Management Inc. | 2,194 | $67.0K | 0.05% | +2,194 | New |
| Benjamin F. Edwards & Company, Inc. | 2,301 | $71.0K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,766 | $85.0K | 0.02% | 00.0% | Unchanged |
| Fifth Third Bancorp | 2,800 | $86.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 3,170 | $97.0K | 0.00% | +150+5.0% | Added |
| US Bancorp | 3,328 | $102.0K | 0.00% | −421−11.2% | Reduced |
| Northwestern Mutual Wealth Management Co | 3,488 | $107.0K | 0.00% | +332+10.5% | Added |
| Allworth Financial LP | 3,716 | $114.0K | 0.00% | 00.0% | Unchanged |
| Retirement Planning Co of New England, Inc. | 3,931 | $120.0K | 0.06% | +3,931 | New |
| NEXT Financial Group, Inc | 4,242 | $130.0K | 0.01% | 00.0% | Unchanged |
| Capital Analysts, LLC | 5,404 | $166.0K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 5,651 | $173.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 5,811 | $178.0K | 0.00% | +5,811 | New |
| Rockefeller Capital Management L.P. | 5,979 | $183.0K | 0.00% | −198−3.2% | Reduced |
| Level Four Advisory Services, LLC | 6,923 | $212.0K | 0.02% | +6,923 | New |
| Cetera Advisors LLC | 7,004 | $215.0K | 0.00% | +7,004 | New |
| Foundations Investment Advisors, LLC | 7,359 | $216.0K | 0.01% | +7,359 | New |
| Chemistry Wealth Management LLC | 7,260 | $223.0K | 0.19% | +7,260 | New |
| Next Level Private LLC | 7,260 | $223.0K | 0.19% | +7,260 | New |
| Kestra Private Wealth Services, LLC | 7,310 | $224.0K | 0.01% | +7,310 | New |
| Stratos Wealth Partners, LTD. | 7,572 | $232.0K | 0.01% | +291+4.0% | Added |
| Ameritas Advisory Services, LLC | 7,869 | $241.0K | 0.01% | +7,869 | New |
| Cypress Wealth Services, LLC | 8,048 | $247.0K | 0.07% | +61+0.8% | Added |
| Vivaldi Capital Management, LLC | 8,103 | $248.0K | 0.06% | 00.0% | Unchanged |
| Eaton Vance Management | 8,706 | $267.0K | 0.00% | 00.0% | Unchanged |
| Griffin Asset Management, Inc. | 9,355 | $287.0K | 0.04% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 9,361 | $287.0K | 0.03% | +210+2.3% | Added |
| Doliver Advisors, LP | 11,042 | $299.0K | 0.10% | +11,042 | New |
| WealthTrust Asset Management, LLC | 10,380 | $318.0K | 0.21% | +264+2.6% | Added |
| Headinvest, LLC | 10,590 | $325.0K | 0.06% | −825−7.2% | Reduced |
| Creative Planning | 13,035 | $400.0K | 0.00% | +404+3.2% | Added |
| American Portfolios Advisors | 13,551 | $415.3K | 0.01% | +921+7.3% | Added |
| Raymond James Trust N.A. | 13,787 | $423.0K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 14,082 | $432.0K | 0.00% | −307−2.1% | Reduced |
| International Assets Investment Management, LLC | 14,134 | $433.0K | 0.08% | +435+3.2% | Added |
| Capstone Financial Advisors, Inc. | 14,467 | $443.0K | 0.03% | 00.0% | Unchanged |
| Sigma Planning Corp | 16,499 | $506.0K | 0.01% | +2,193+15.3% | Added |
| Equitable Holdings, Inc. | 18,406 | $564.0K | 0.01% | −7,962−30.2% | Reduced |
| Proequities, Inc. | 21,488 | $659.0K | 0.04% | −262−1.2% | Reduced |
| Diversified, LLC | 27,517 | $843.0K | 0.36% | −242−0.9% | Reduced |
| Mutual Advisors, LLC | 27,952 | $857.0K | 0.05% | +10,840+63.3% | Added |
| HighTower Advisors, LLC | 28,644 | $879.0K | 0.00% | −2,332−7.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 30,583 | $937.0K | 0.00% | −1,295−4.1% | Reduced |
| Mercer Global Advisors Inc | 30,727 | $942.0K | 0.01% | −4,494−12.8% | Reduced |
| B. Riley Wealth Management, Inc. | 35,675 | $1.09M | 0.08% | +930+2.7% | Added |
| MML Investors Services, LLC | 37,368 | $1.15M | 0.01% | +5,421+17.0% | Added |
| Belpointe Asset Management LLC | 37,561 | $1.15M | 0.07% | +161+0.4% | Added |
| Arkadios Wealth Advisors | 39,712 | $1.22M | 0.16% | +2,761+7.5% | Added |
| Flagship Harbor Advisors, LLC | 40,249 | $1.23M | 0.12% | +2,658+7.1% | Added |
| GWM Advisors LLC | 44,343 | $1.36M | 0.02% | +6,736+17.9% | Added |
| Aspen Investment Management Inc | 45,733 | $1.40M | 0.69% | +19,568+74.8% | Added |
| Schnieders Capital Management LLC | 46,346 | $1.42M | 0.33% | +2,600+5.9% | Added |
| Stifel Financial Corp | 49,966 | $1.53M | 0.00% | +523+1.1% | Added |
| Pacitti Group Inc. | 51,181 | $1.57M | 1.02% | +1,698+3.4% | Added |
| Morgan Jess S & Co Inc | 51,667 | $1.58M | 0.97% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 56,603 | $1.74M | 0.02% | +12,090+27.2% | Added |
| Wedbush Securities Inc | 57,718 | $1.77M | 0.08% | +9,613+20.0% | Added |
| Aviance Capital Partners, LLC | 58,018 | $1.78M | 0.30% | +332+0.6% | Added |
| Envestnet Asset Management Inc | 63,933 | $1.96M | 0.00% | +14,097+28.3% | Added |
| Truist Financial Corp | 72,114 | $2.21M | 0.00% | +4,497+6.7% | Added |
| D.A. Davidson & Co. | 75,488 | $2.31M | 0.02% | −91−0.1% | Reduced |
| Advisors Asset Management, Inc. | 75,555 | $2.32M | 0.03% | −10,465−12.2% | Reduced |
| Shaker Financial Services, LLC | 76,139 | $2.33M | 0.82% | +7,613+11.1% | Added |
| MONECO Advisors, LLC | 97,963 | $2.63M | 0.99% | −1,813−1.8% | Reduced |
| Commonwealth Equity Services, LLC | 88,852 | $2.72M | 0.01% | +755+0.9% | Added |
| Ausdal Financial Partners, Inc. | 89,036 | $2.73M | 0.37% | +2,292+2.6% | Added |
| Bridge Advisory, LLC | 100,513 | $3.08M | 1.39% | +4,086+4.2% | Added |
| Ameriprise Financial Inc | 110,067 | $3.37M | 0.00% | +14,294+14.9% | Added |
| Raymond James & Associates | 114,592 | $3.51M | 0.00% | −13,149−10.3% | Reduced |
| Guggenheim Capital LLC | 119,670 | $3.67M | 0.02% | +76,904+179.8% | Added |
| LPL Financial LLC | 177,911 | $5.45M | 0.00% | +21,710+13.9% | Added |
| Advisor Group Holdings, Inc. | 197,006 | $6.04M | 0.01% | −8,473−4.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 275,105 | $8.43M | 0.02% | +37,277+15.7% | Added |