Skip to main content

Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q3 2026

Institutional positions in Novartis AG as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
20
+1 vs. Q2 2026
Shares held
279.1K
+4.25K (+1.5%) vs. Q2 2026
Total value
$39.8M
−$3.27M (−7.6%) vs. Q2 2026
New holders
2
6 more added
Sold out
1
9 more reduced

1,606 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,604 institutionsQ2 2026: 1,625 institutions
Value held
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,625$21.3B
Q1 20261,604$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2026.

Institutions holding NVS in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Cetera Trust Company, N.A––––Not filed
King Wealth––––Not filed
Two Sigma Securities, LLC––––Not filed
J. M. Brown & Associates Inc.––––Not filed
Custom Index Systems, LLC––––Not filed
Mitchell Sinkler & Starr––––Not filed
Deroy & Devereaux Private Investment Counsel Inc––––Not filed
Stokes Family Office, LLC––––Not filed
Wealth Alliance––––Not filed
Summit Financial Wealth Advisors, LLC––––Not filed
Allen Wealth Management, LLC––––Not filed
Traveka Wealth, LLC––––Not filed
44 Wealth Management LLC––––Not filed
Boston Private Wealth LLC––––Not filed
Tranquilli Financial Advisor LLC––––Not filed
Capital Investment Advisors, LLC––––Not filed
Thoroughbred Financial Services, LLC––––Not filed
Advyzon Investment Management, LLC––––Not filed
Millstone Evans Group, LLC––––Not filed
Lantern Wealth Advisors, LLC––––Not filed
Transamerica Financial Advisors, Inc.––––Not filed
Berkshire Bank––––Not filed
Western Wealth Management, LLC––––Not filed
FLC Capital Advisors––––Not filed
Bridgefront Capital, LLC––––Not filed
Meridian Wealth Management, LLC––––Not filed
LaFleur & Godfrey LLC––––Not filed
Klingenstein Fields & Co LP––––Not filed
Charter Trust Co––––Not filed
TigerOak Management, L.L.C.––––Not filed
Capital Investment Advisory Services, LLC––––Not filed
Flagship Harbor Advisors, LLC––––Not filed
Sound Income Strategies, LLC––––Not filed
Heritage Family Offices, LLP––––Not filed
Pacific Excel Wealth Advisors, Inc.––––Not filed
Blake Schutter Theil Wealth Advisors, LLC––––Not filed
Sentry LLC––––Not filed
J Hagan Capital, Inc.––––Not filed
Beacon Investment Advisors LLC––––Not filed
Brucke Financial, Inc.––––Not filed
Abner Herrman & Brock LLC––––Not filed
Sanchez Gaunt Capital Management, LLC––––Not filed
Xxi Wealth, LLC––––Not filed
Pointe Capital Management LLC––––Not filed
Apella Capital, LLC––––Not filed
Robertson Stephens Wealth Management, LLC––––Not filed
Platform Technology Partners––––Not filed
Broderick Brian C––––Not filed
LRI Investments, LLC––––Not filed
Ethos Financial Group, LLC––––Not filed
BIP Wealth, LLC––––Not filed
Range Advisory, LLC––––Not filed
Canal Capital Management, LLC––––Not filed
SIH Partners, LLLP––––Not filed
Harvest Fund Management Co., Ltd––––Not filed
National Philanthropic Trust––––Not filed
SPWM Advisors LLC––––Not filed
Paces Ferry Wealth Advisors, LLC––––Not filed
South Shore Capital Advisors––––Not filed
Cove Private Wealth, LLC––––Not filed
NBC Securities, Inc.––––Not filed
Community Bank & Trust, Waco, Texas––––Not filed
one8zero8, LLC––––Not filed
Wulff, Hansen & Co.––––Not filed
Symmetry Partners, LLC––––Not filed
Hazlett, Burt & Watson, Inc.––––Not filed
Legacy Advisors, LLC––––Not filed
Sound View Wealth Advisors Group, LLC––––Not filed
Ritter Daniher Financial Advisory LLC––––Not filed
Rossby Financial, LCC––––Not filed
Summit Global Investments––––Not filed
Integrated Advisors Network LLC––––Not filed
Woodstock Corp––––Not filed
Flywheel Private Wealth LLC––––Not filed
Ewa, LLC––––Not filed
Shelton Capital Management––––Not filed
Magnus Financial Group LLC––––Not filed
High Net Worth Advisory Group LLC––––Not filed
OneAscent Financial Services LLC––––Not filed
Gsa Capital Partners LLP––––Not filed
Mission Financial Group, LLC––––Not filed
StoneX Group Inc.––––Not filed
Guardian Wealth Advisors, LLC––––Not filed
Northstar Group, Inc.––––Not filed
Beese Fulmer Investment Management, Inc.––––Not filed
Roundview Capital LLC––––Not filed
Walkner Condon Financial Advisors LLC––––Not filed
Philadelphia Trust Co––––Not filed
Kapstone Financial Advisors LLC––––Not filed
NorthRock Partners, LLC––––Not filed
Gotham Asset Management, LLC––––Not filed
Independence Wealth Advisors, LLC––––Not filed
Squarepoint Ops LLC––––Not filed
CoreCap Advisors, LLC––––Not filed
Walter & Keenan Financial Consulting Co––––Not filed
Hilton Head Capital Partners, LLC––––Not filed
Quad-Cities Investment Group, LLC––––Not filed
Icon Wealth Advisors, LLC––––Not filed
Peddock Capital Advisors, LLC––––Not filed
Founders Financial Securities LLC––––Not filed