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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q3 2026

Institutional positions in Novartis AG as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
20
+1 vs. Q2 2026
Shares held
279.1K
+4.25K (+1.5%) vs. Q2 2026
Total value
$39.8M
−$3.27M (−7.6%) vs. Q2 2026
New holders
2
6 more added
Sold out
1
9 more reduced

1,606 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,604 institutionsQ2 2026: 1,625 institutions
Value held
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,625$21.3B
Q1 20261,604$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2026.

Institutions holding NVS in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Pinnacle West Asset Management, Inc.––––Not filed
Change Path, LLC––––Not filed
Cromwell Holdings LLC––––Not filed
Thornburg Investment Management Inc––––Not filed
First Command Advisory Services, Inc.––––Not filed
Advisor OS, LLC––––Not filed
Optas, LLC––––Not filed
Argyle Capital Partners, LLC––––Not filed
Capital Analysts, LLC––––Not filed
IFP Advisors, Inc––––Not filed
EverSource Wealth Advisors, LLC––––Not filed
Spears Abacus Advisors LLC––––Not filed
S.A. Mason LLC––––Not filed
Oarsman Capital, Inc.––––Not filed
Verdence Capital Advisors LLC––––Not filed
Seven Mile Advisory––––Not filed
Hexagon Capital Partners LLC––––Not filed
Sym Financial Corp––––Not filed
Kingswood Wealth Advisors, LLC––––Not filed
Keebeck Wealth Management, LLC––––Not filed
Fiduciary Financial Group, LLC––––Not filed
Private Wealth Asset Management, LLC––––Not filed
Qtron Investments LLC––––Not filed
GTS Securities LLC––––Not filed
Smith, Salley & Associates––––Not filed
Riversedge Advisors, LLC––––Not filed
Dakota Wealth Management––––Not filed
Three Seasons Wealth, LLC––––Not filed
Expressive Wealth LLC––––Not filed
Burke & Herbert Bank & Trust Co––––Not filed
Foster Group, Inc.––––Not filed
MW Advisory, LLC––––Not filed
Interchange Capital Partners, LLC––––Not filed
Twin Lakes Capital Management, LLC––––Not filed
Verity Asset Management, Inc.––––Not filed
Mosaic Family Wealth Partners, LLC––––Not filed
Southland Equity Partners LLC––––Not filed
CV Advisors LLC––––Not filed
Strategic Investment Advisors––––Not filed
Hollow Brook Wealth Management LLC––––Not filed
Aull & Monroe Investment Management Corp––––Not filed
ClearAlpha Technologies LP––––Not filed
Intergy Private Wealth, LLC––––Not filed
Aspen Investment Management Inc––––Not filed
New Republic Capital, LLC––––Not filed
Acorn Creek Capital LLC––––Not filed
Grove Bank & Trust––––Not filed
Hemenway Trust Co LLC––––Not filed
Patton Albertson Miller Group, LLC––––Not filed
Davidson Trust Co––––Not filed
Prosperity Consulting Group, LLC––––Not filed
Jackson Square Capital, LLC––––Not filed
Perennial Investment Advisors, LLC––––Not filed
Institute for Wealth Management, LLC.––––Not filed
Avail Investment Partners, LLC––––Not filed
Tred Avon Family Wealth, LLC––––Not filed
Kanawha Capital Management LLC––––Not filed
Independent Financial Group, LLC––––Not filed
Cohen Investment Advisors LLC––––Not filed
Pinnacle Bancorp, Inc.––––Not filed
Harbour Capital Advisors, LLC––––Not filed
CoreFirst Bank & Trust––––Not filed
Journey Retirement Planning & Investment Management LLC––––Not filed
Gallacher Capital Management LLC––––Not filed
OneAscent Family Office, LLC––––Not filed
Pinnacle Wealth Management Advisory Group, LLC––––Not filed
YHB Investment Advisors, Inc.––––Not filed
Cherokee Insurance Co––––Not filed
Newman Dignan & Sheerar, Inc.––––Not filed
Crew Capital Management, Ltd.––––Not filed
55 North Private Wealth, LLC––––Not filed
Burns Matteson Capital Management, LLC––––Not filed
Nwam LLC––––Not filed
Canopy Partners, LLC––––Not filed
Invested Advisors––––Not filed
Verity & Verity, LLC––––Not filed
Heck Capital Advisors, LLC––––Not filed
Inscription Capital, LLC––––Not filed
Viewpoint Investment Partners Corp––––Not filed
Chicago Partners Investment Group LLC––––Not filed
Round Hill Asset Management––––Not filed
Revisor Wealth Management LLC––––Not filed
Michels Family Financial, LLC––––Not filed
LCM Capital Management Inc––––Not filed
Cpwa, LLC––––Not filed
Range Financial Group LLC––––Not filed
Severin Investments, LLC––––Not filed
Hendershot Investments Inc.––––Not filed
Axiom Investment Management LLC––––Not filed
McDaniel Terry & Co––––Not filed
Latitude Advisors, LLC––––Not filed
Arvest Investments, Inc.––––Not filed
MQS Management LLC––––Not filed
Paul Damon & Associates, Inc.––––Not filed
Haven Private, LLC––––Not filed
AlTi Global, Inc.––––Not filed
Elmwood Wealth Management, Inc.––––Not filed
Mondrian Investment Partners LTD––––Not filed
Regatta Capital Group, LLC––––Not filed
Beacon Investment Advisory Services, Inc.––––Not filed