Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2024
Institutional positions in Novartis AG as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,314
- +22 vs. Q2 2024
- Shares held
- 132.2M
- −3.48M (−2.6%) vs. Q2 2024
- Total value
- $15.2B
- +$760.1M (+5.3%) vs. Q2 2024
- New holders
- 101
- 414 more added
- Sold out
- 79
- 480 more reduced
17 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| National Bank of Canada | 116,898 | $13.4M | 0.02% | −61,102−34.3% | Reduced |
| Bartlett & Co. Wealth Management LLC | 117,169 | $13.5M | 0.19% | −4,507−3.7% | Reduced |
| Price T Rowe Associates Inc | 120,721 | $13.9M | 0.00% | +113,634+1,603.4% | Added |
| Nixon Peabody Trust Co | 121,770 | $14.0M | 1.17% | +1,294+1.1% | Added |
| Quantinno Capital Management LP | 123,390 | $14.2M | 0.18% | +11,811+10.6% | Added |
| Cambiar Investors LLC | 125,609 | $14.4M | 0.56% | −91,047−42.0% | Reduced |
| Edgemoor Investment Advisors, Inc. | 126,444 | $14.5M | 1.26% | −3,525−2.7% | Reduced |
| Exencial Wealth Advisors, LLC | 127,144 | $14.6M | 0.53% | −4,744−3.6% | Reduced |
| MML Investors Services, LLC | 129,201 | $14.9M | 0.05% | +10,763+9.1% | Added |
| Captrust Financial Advisors | 131,045 | $15.1M | 0.04% | +1,730+1.3% | Added |
| ProVise Management Group, LLC | 131,890 | $15.2M | 1.20% | +3,337+2.6% | Added |
| First Fiduciary Investment Counsel, Inc. | 140,451 | $16.2M | 3.23% | −1,121−0.8% | Reduced |
| Promethos Capital, LLC | 141,076 | $16.2M | 5.78% | 00.0% | Unchanged |
| John G Ullman & Associates Inc | 141,466 | $16.3M | 2.34% | −35,782−20.2% | Reduced |
| Manning & Napier Advisors LLC | 141,763 | $16.3M | 0.18% | +449+0.3% | Added |
| Mercer Global Advisors Inc | 148,170 | $17.0M | 0.04% | −4,885−3.2% | Reduced |
| Oak Associates, Ltd | 152,034 | $17.5M | 1.18% | +527+0.3% | Added |
| Charles Schwab Investment Management Inc | 157,256 | $18.1M | 0.00% | +18,990+13.7% | Added |
| Qube Research & Technologies Ltd | 158,154 | $18.2M | 0.03% | −17,329−9.9% | Reduced |
| M&T Bank Corp | 161,066 | $18.5M | 0.06% | −6,525−3.9% | Reduced |
| Grandfield & Dodd, LLC | 162,363 | $18.7M | 1.11% | +1,821+1.1% | Added |
| Douglas Lane & Associates, LLC | 164,853 | $19.0M | 0.26% | −12,449−7.0% | Reduced |
| Neuberger Berman Group LLC | 165,895 | $19.1M | 0.01% | −1,529−0.9% | Reduced |
| Boston Common Asset Management, LLC | 166,173 | $19.1M | 0.50% | +5,369+3.3% | Added |
| Eastern Bank | 171,947 | $19.8M | 0.35% | +171,947 | New |
| Old Mission Capital LLC | 173,923 | $20.0M | 0.44% | −71,053−29.0% | Reduced |
| QRG Capital Management, Inc. | 177,263 | $20.4M | 0.22% | −360−0.2% | Reduced |
| Citadel Advisors LLC | 182,181 | $21.0M | 0.02% | −64,380−26.1% | Reduced |
| Public Employees Retirement System of Ohio | 183,256 | $21.1M | 0.09% | +183,256 | New |
| Wilkins Investment Counsel Inc | 188,056 | $21.6M | 2.99% | −913−0.5% | Reduced |
| Kestra Advisory Services, LLC | 188,747 | $21.7M | 0.12% | −590.0% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 191,317 | $22.0M | 0.11% | +113,260+145.1% | Added |
| Godsey & Gibb Associates | 191,338 | $22.0M | 2.10% | +420+0.2% | Added |
| Managed Asset Portfolios, LLC | 193,359 | $22.2M | 3.14% | −51,451−21.0% | Reduced |
| Integral Health Asset Management, LLC | 200,000 | $23.0M | 2.71% | −100,000−33.3% | Reduced |
| Invesco Ltd. | 202,726 | $23.3M | 0.00% | −40,155−16.5% | Reduced |
| Brown Advisory Inc | 202,758 | $23.3M | 0.03% | −20,052−9.0% | Reduced |
| Mariner, LLC | 203,048 | $23.4M | 0.04% | +5,267+2.7% | Added |
| Commonwealth Equity Services, LLC | 203,510 | $23.4M | 0.04% | −13,169−6.1% | Reduced |
| Mediolanum International Funds Ltd | 207,506 | $24.1M | 0.34% | +207,506 | New |
| First Financial Bankshares Inc | 210,808 | $24.2M | 0.51% | −2,226−1.0% | Reduced |
| Brandes Investment Partners, LP | 213,759 | $24.6M | 0.28% | −10,465−4.7% | Reduced |
| Stifel Financial Corp | 219,027 | $25.2M | 0.03% | +8,284+3.9% | Added |
| The PNC Financial Services Group, Inc. | 220,827 | $25.4M | 0.02% | −2,210−1.0% | Reduced |
| Assetmark, Inc | 223,996 | $25.8M | 0.07% | +10,290+4.8% | Added |
| Foresight Global Investors, Inc. | 224,816 | $25.9M | 14.03% | +53,520+31.2% | Added |
| Teachers Retirement System of the State of Kentucky | 229,800 | $26.4M | 0.23% | 00.0% | Unchanged |
| Oppenheimer Asset Management Inc. | 229,901 | $26.4M | 0.32% | −60,212−20.8% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 231,792 | $26.8M | 0.12% | +124,111+115.3% | Added |
| Martin Investment Management, LLC | 234,636 | $27.0M | 6.61% | +5,700+2.5% | Added |
| O'Shaughnessy Asset Management, LLC | 233,362 | $27.1M | 0.24% | +41,859+21.9% | Added |
| US Bancorp | 242,627 | $27.9M | 0.04% | +26,150+12.1% | Added |
| Janney Montgomery Scott LLC | 244,998 | $28.2M | 0.08% | −3,913−1.6% | Reduced |
| GW Henssler & Associates Ltd | 250,878 | $28.9M | 1.63% | +1,653+0.7% | Added |
| Financial Counselors Inc | 259,813 | $29.9M | 0.44% | −375−0.1% | Reduced |
| HighTower Advisors, LLC | 290,860 | $33.5M | 0.05% | −4,988−1.7% | Reduced |
| Citigroup Inc | 294,178 | $33.8M | 0.03% | +42,642+17.0% | Added |
| Van Eck Associates Corp | 310,713 | $35.4M | 0.04% | +24,123+8.4% | Added |
| JPMorgan Chase & Co | 312,076 | $35.9M | 0.00% | −5,738−1.8% | Reduced |
| Cerity Partners LLC | 315,488 | $36.3M | 0.08% | +46,232+17.2% | Added |
| Saturna Capital CORP | 318,018 | $36.6M | 0.48% | −8,395−2.6% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 323,100 | $37.2M | 1.87% | +3,721+1.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 330,063 | $38.0M | 0.05% | −24,386−6.9% | Reduced |
| Creative Planning | 344,951 | $39.7M | 0.04% | +13,486+4.1% | Added |
| Morningstar Investment Services LLC | 375,916 | $43.5M | 0.44% | +918+0.2% | Added |
| Pacer Advisors, Inc. | 385,002 | $44.3M | 0.09% | +9,934+2.6% | Added |
| NewEdge Wealth, LLC | 392,250 | $45.1M | 0.81% | +28,190+7.7% | Added |
| Todd Asset Management LLC | 394,338 | $45.4M | 1.06% | −2,373−0.6% | Reduced |
| TCTC Holdings, LLC | 395,012 | $45.4M | 1.54% | −508−0.1% | Reduced |
| Ameriprise Financial Inc | 424,828 | $48.9M | 0.01% | −22,846−5.1% | Reduced |
| LPL Financial LLC | 431,589 | $49.6M | 0.02% | +29,495+7.3% | Added |
| D.A. Davidson & Co. | 487,140 | $56.0M | 0.46% | −4,942−1.0% | Reduced |
| CIBC Private Wealth Group, LLC | 492,656 | $56.7M | 0.10% | +3,783+0.8% | Added |
| Harvest Portfolios Group Inc. | 498,263 | $57.3M | 1.90% | −19,676−3.8% | Reduced |
| American Century Companies Inc | 509,218 | $58.6M | 0.03% | +16,974+3.4% | Added |
| First Trust Advisors LP | 512,735 | $59.0M | 0.06% | +45,219+9.7% | Added |
| SEI Investments Co | 515,366 | $59.3M | 0.08% | −54,586−9.6% | Reduced |
| Raymond James & Associates | 518,181 | $59.6M | 0.04% | −18,426−3.4% | Reduced |
| Clark Capital Management Group, Inc. | 572,765 | $65.9M | 0.45% | +81,156+16.5% | Added |
| CI Private Wealth, LLC | 579,792 | $66.7M | 0.11% | −941−0.2% | Reduced |
| Royal Bank of Canada | 585,903 | $67.4M | 0.01% | −52,742−8.3% | Reduced |
| Bristol John W & Co Inc | 623,709 | $71.7M | 1.15% | −1,214−0.2% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 665,019 | $76.5M | 0.24% | −114,662−14.7% | Reduced |
| Truist Financial Corp | 744,563 | $85.6M | 0.13% | −5,842−0.8% | Reduced |
| Bank of New York Mellon Corp | 760,633 | $87.5M | 0.02% | −1,144,031−60.1% | Reduced |
| Bank of Montreal | 780,980 | $90.3M | 0.04% | +123,077+18.7% | Added |
| Earnest Partners LLC | 809,147 | $93.1M | 0.41% | −1400.0% | Reduced |
| Capital Research Global Investors | 905,435 | $104.1M | 0.02% | +1,307+0.1% | Added |
| Natixis Advisors, L.P. | 938,844 | $108.0M | 0.21% | +26,317+2.9% | Added |
| Mondrian Investment Partners LTD | 1,000,159 | $115.0M | 1.74% | −272,323−21.4% | Reduced |
| Arrowstreet Capital, Limited Partnership | 899,920 | $122.4M | 0.10% | +269,209+42.7% | Added |
| Chevy Chase Trust Holdings, Inc. | 1,109,095 | $127.6M | 0.39% | −3,396−0.3% | Reduced |
| Scharf Investments, LLC | 1,277,793 | $147.0M | 4.05% | −73,659−5.5% | Reduced |
| FMR LLC | 1,353,412 | $155.7M | 0.01% | +70,314+5.5% | Added |
| UBS Group AG | 1,369,821 | $157.6M | 0.04% | −13,225−1.0% | Reduced |
| State Street Corp | 1,695,309 | $195.0M | 0.01% | −58,665−3.3% | Reduced |
| Fisher Asset Management, LLC | 1,706,009 | $196.2M | 0.08% | +231,851+15.7% | Added |
| Northern Trust Corp | 1,732,729 | $199.3M | 0.03% | −326,514−15.9% | Reduced |
| BlackRock, Inc. | 1,947,905 | $224.0M | 0.00% | +1,947,905 | New |
| Envestnet Asset Management Inc | 1,953,697 | $224.7M | 0.07% | +24,844+1.3% | Added |