Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2024
Institutional positions in Novartis AG as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,254
- −4 vs. Q4 2023
- Shares held
- 140.2M
- −494.3K (−0.4%) vs. Q4 2023
- Total value
- $13.6B
- −$633.7M (−4.5%) vs. Q4 2023
- New holders
- 90
- 426 more added
- Sold out
- 94
- 469 more reduced
16 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Puzo Michael J | 34,810 | $3.37M | 0.93% | −29,702−46.0% | Reduced |
| Providence Capital Advisors, LLC | 35,117 | $3.40M | 0.74% | +813+2.4% | Added |
| Envestnet Portfolio Solutions, Inc. | 35,464 | $3.43M | 0.01% | +2,108+6.3% | Added |
| Patten & Patten Inc | 35,500 | $3.43M | 0.24% | −100−0.3% | Reduced |
| Perennial Advisors, LLC | 35,674 | $3.45M | 0.80% | −116−0.3% | Reduced |
| Choate Investment Advisors | 35,707 | $3.45M | 0.09% | −30−0.1% | Reduced |
| Kestra Advisory Services, LLC | 35,710 | $3.45M | 0.02% | +4,790+15.5% | Added |
| Henry James International Management, Inc. | 35,733 | $3.46M | 1.07% | +14,903+71.5% | Added |
| Signaturefd, LLC | 36,524 | $3.53M | 0.07% | +1,061+3.0% | Added |
| Advisory Services Network, LLC | 37,121 | $3.59M | 0.08% | +2,491+7.2% | Added |
| Rhumbline Advisers | 37,311 | $3.61M | 0.00% | +2,730+7.9% | Added |
| Private Advisor Group, LLC | 37,392 | $3.62M | 0.03% | −233−0.6% | Reduced |
| Haverford Trust Co | 37,843 | $3.66M | 0.04% | +3,027+8.7% | Added |
| Standard Life Aberdeen plc | 38,071 | $3.68M | 0.01% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 38,680 | $3.74M | 0.10% | +25,702+198.0% | Added |
| Advisors Capital Management, LLC | 38,920 | $3.77M | 0.07% | +1,776+4.8% | Added |
| Yousif Capital Management, LLC | 39,418 | $3.81M | 0.04% | −730−1.8% | Reduced |
| Glenmede Trust Co NA | 39,472 | $3.82M | 0.02% | −1,475−3.6% | Reduced |
| Beach Investment Counsel Inc | 37,985 | $3.83M | 0.47% | +150+0.4% | Added |
| Woodmont Investment Counsel LLC | 39,671 | $3.84M | 0.32% | +939+2.4% | Added |
| Pekin Hardy Strauss, Inc. | 39,970 | $3.87M | 0.53% | −589−1.5% | Reduced |
| Logan Capital Management Inc | 40,655 | $3.93M | 0.17% | +5,208+14.7% | Added |
| Keybank National Association | 40,901 | $3.96M | 0.02% | −744−1.8% | Reduced |
| Hayek Kallen Investment Management | 40,965 | $3.96M | 1.52% | +180+0.4% | Added |
| Scotia Capital Inc. | 41,053 | $3.97M | 0.02% | −2,646−6.1% | Reduced |
| Carret Asset Management, LLC | 41,154 | $3.98M | 0.47% | −195−0.5% | Reduced |
| Guardian Capital Advisors LP | 43,898 | $4.09M | 0.44% | −643−1.4% | Reduced |
| Nichols & Pratt Advisers LLP | 43,296 | $4.19M | 0.28% | −2,647−5.8% | Reduced |
| Jones Financial Companies LLLP | 43,641 | $4.22M | 0.01% | +2,224+5.4% | Added |
| Gluskin Sheff & Assoc Inc | 43,733 | $4.23M | 0.42% | −12,000−21.5% | Reduced |
| Greenfield Seitz Capital Management, LLC | 44,582 | $4.31M | 1.61% | −981−2.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 44,594 | $4.31M | 0.05% | +7,240+19.4% | Added |
| Beacon Pointe Advisors, LLC | 44,714 | $4.33M | 0.05% | +8,085+22.1% | Added |
| Auto-Owners Insurance Co | 45,143 | $4.37M | 0.12% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 45,618 | $4.41M | 0.15% | −71−0.2% | Reduced |
| Glassy Mountain Advisors, Inc. | 45,692 | $4.42M | 1.66% | +2,449+5.7% | Added |
| Smithbridge Asset Management Inc | 45,879 | $4.44M | 0.92% | −397−0.9% | Reduced |
| DRW Securities, LLC | 46,333 | $4.48M | 0.26% | +37,369+416.9% | Added |
| Cardinal Capital Management | 45,719 | $4.58M | 0.75% | +3,870+9.2% | Added |
| Whittier Trust Co | 47,825 | $4.63M | 0.07% | +163+0.3% | Added |
| Brown Brothers Harriman & Co | 48,097 | $4.65M | 0.04% | −150−0.3% | Reduced |
| Pittenger & Anderson Inc | 48,270 | $4.67M | 0.19% | −2,800−5.5% | Reduced |
| Timber Creek Capital Management LLC | 48,364 | $4.68M | 1.46% | −3,618−7.0% | Reduced |
| Atria Investments LLC | 48,481 | $4.69M | 0.06% | +3,834+8.6% | Added |
| Deutsche Bank AG | 48,542 | $4.70M | 0.00% | −110−0.2% | Reduced |
| First Manhattan Co | 48,993 | $4.74M | 0.02% | −1,899−3.7% | Reduced |
| Marex Group plc | 49,000 | $4.74M | 0.15% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 49,074 | $4.75M | 0.36% | −1,433−2.8% | Reduced |
| Naviter Wealth, LLC | 47,358 | $4.75M | 0.78% | +6,139+14.9% | Added |
| Foundations Investment Advisors, LLC | 49,234 | $4.76M | 0.12% | +10,930+28.5% | Added |
| Trust Co of Vermont | 49,267 | $4.77M | 0.27% | +5,082+11.5% | Added |
| Prentiss Smith & Co Inc | 49,340 | $4.77M | 3.36% | −1,216−2.4% | Reduced |
| Fayez Sarofim & Co | 49,400 | $4.78M | 0.01% | −2,075−4.0% | Reduced |
| Community Financial Services Group, LLC | 49,660 | $4.80M | 1.09% | +49,660 | New |
| Sphera Funds Management Ltd. | 50,000 | $4.84M | 0.78% | −10,000−16.7% | Reduced |
| Garland Capital Management Inc | 50,745 | $4.91M | 3.25% | −565−1.1% | Reduced |
| CIBC World Markets Inc. | 50,769 | $4.91M | 0.01% | −2,411−4.5% | Reduced |
| Mar Vista Investment Partners LLC | 51,675 | $5.00M | 0.22% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 51,740 | $5.00M | 0.24% | −173−0.3% | Reduced |
| TD Asset Management Inc | 51,956 | $5.03M | 0.00% | −3,140−5.7% | Reduced |
| Fiduciary Trust Co | 52,234 | $5.05M | 0.08% | −96−0.2% | Reduced |
| Alliancebernstein L.P. | 52,783 | $5.11M | 0.00% | −7,347−12.2% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 52,786 | $5.11M | 2.10% | −527−1.0% | Reduced |
| Somerville Kurt F | 53,484 | $5.17M | 0.88% | −42,365−44.2% | Reduced |
| Narwhal Capital Management | 53,487 | $5.17M | 0.51% | −96−0.2% | Reduced |
| Simplicity Wealth,LLC | 54,714 | $5.29M | 0.13% | +54,714 | New |
| Bleakley Financial Group, LLC | 54,731 | $5.29M | 0.15% | +5,903+12.1% | Added |
| NorthCrest Asset Manangement, LLC | 57,296 | $5.54M | 0.19% | +3,004+5.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 57,413 | $5.55M | 0.02% | +1,640+2.9% | Added |
| JustInvest LLC | 58,419 | $5.65M | 0.12% | +8,348+16.7% | Added |
| Syon Capital LLC | 58,641 | $5.67M | 0.54% | +2,992+5.4% | Added |
| Rathbone Brothers plc | 59,674 | $5.77M | 0.03% | −2,071−3.4% | Reduced |
| Pinnacle Associates Ltd | 60,092 | $5.81M | 0.09% | −908−1.5% | Reduced |
| Atom Investors LP | 60,515 | $5.85M | 0.74% | +60,515 | New |
| Fifth Third Bancorp | 60,625 | $5.86M | 0.02% | +1,490+2.5% | Added |
| Jarislowsky, Fraser Ltd | 61,313 | $5.93M | 0.03% | −2,733−4.3% | Reduced |
| Banco Santander, S.A. | 61,469 | $5.95M | 0.07% | −6,180−9.1% | Reduced |
| Dearborn Partners LLC | 62,315 | $6.03M | 0.26% | −86−0.1% | Reduced |
| Cresset Asset Management, LLC | 60,279 | $6.05M | 0.03% | +2,647+4.6% | Added |
| Squarepoint Ops LLC | 62,752 | $6.07M | 0.03% | +62,752 | New |
| Quantbot Technologies LP | 63,099 | $6.10M | 0.34% | +50,353+395.0% | Added |
| Country Club Bank | 63,238 | $6.12M | 0.43% | −1,238−1.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 64,191 | $6.21M | 0.01% | +648+1.0% | Added |
| Camden National Bank | 65,092 | $6.30M | 1.11% | −1,403−2.1% | Reduced |
| Trustmark National Bank Trust Department | 65,969 | $6.38M | 0.52% | −2,025−3.0% | Reduced |
| Welch & Forbes LLC | 69,094 | $6.68M | 0.09% | −950−1.4% | Reduced |
| Quantinno Capital Management LP | 69,267 | $6.70M | 0.15% | +7,459+12.1% | Added |
| Sofos Investments, Inc. | 70,209 | $6.94M | 0.93% | +36,244+106.7% | Added |
| TCW Group Inc | 74,969 | $7.25M | 0.07% | +48+0.1% | Added |
| Franklin, Parlapiano, Turner & Welch, LLC | 75,788 | $7.33M | 2.02% | −292−0.4% | Reduced |
| Altrius Capital Management Inc | 76,721 | $7.42M | 1.87% | +6,913+9.9% | Added |
| CORDA Investment Management, LLC. | 77,038 | $7.45M | 0.59% | −4,513−5.5% | Reduced |
| Osterweis Capital Management Inc | – | $7.62M | 0.45% | – | – |
| United Capital Financial Advisers, LLC | 79,011 | $7.64M | 0.06% | −7,587−8.8% | Reduced |
| Cohen Capital Management, Inc. | 80,078 | $7.75M | 1.37% | 00.0% | Unchanged |
| Live Oak Private Wealth LLC | 80,395 | $7.78M | 1.35% | −328−0.4% | Reduced |
| Baird Financial Group, Inc. | 81,640 | $7.90M | 0.02% | +5,986+7.9% | Added |
| Blair William & Co | 81,985 | $7.93M | 0.02% | −3,266−3.8% | Reduced |
| Investment House LLC | 82,079 | $7.94M | 0.47% | +1,050+1.3% | Added |
| CWM, LLC | 82,612 | $7.99M | 0.04% | −3,832−4.4% | Reduced |