Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First PREMIER Bank | 1,090 | $110.0K | 0.03% | 00.0% | Unchanged |
| Rockbridge Investment Management, LCC | 1,165 | $117.6K | 0.02% | +1,165 | New |
| Tacita Capital Inc | 1,200 | $121.2K | 0.09% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,232 | $124.4K | 0.02% | −50−3.9% | Reduced |
| Financial Perspectives, Inc | 1,233 | $124.5K | 0.05% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 1,249 | $126.1K | 0.02% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 1,258 | $127.0K | 0.01% | +14+1.1% | Added |
| Monetary Management Group Inc | 1,259 | $127.1K | 0.04% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 1,298 | $131.1K | 0.02% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 1,323 | $133.6K | 0.04% | −2−0.2% | Reduced |
| North Star Investment Management Corp. | 1,381 | $139.5K | 0.01% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 1,386 | $139.9K | 0.03% | +65+4.9% | Added |
| Kelly Financial Services LLC | 1,408 | $142.2K | 0.06% | 00.0% | Unchanged |
| Piscataqua Savings Bank | 1,429 | $144.3K | 0.13% | 00.0% | Unchanged |
| Hills Bank & Trust Co | 1,463 | $147.7K | 0.01% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 1,479 | $149.3K | 0.09% | 00.0% | Unchanged |
| Avalon Trust Co | 1,500 | $151.5K | 0.01% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 1,501 | $151.6K | 0.01% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 1,505 | $152.0K | 0.01% | 00.0% | Unchanged |
| Independence Bank of Kentucky | 1,617 | $163.3K | 0.06% | +1,417+708.5% | Added |
| Community Bank, N.A. | 1,628 | $164.4K | 0.02% | −1,000−38.1% | Reduced |
| Glassman Wealth Services | 1,655 | $167.1K | 0.02% | +82+5.2% | Added |
| FinTrust Capital Advisors, LLC | 1,704 | $172.1K | 0.03% | 00.0% | Unchanged |
| United Community Bank | 1,751 | $176.8K | 0.07% | +10+0.6% | Added |
| Harbor Investment Advisory, LLC | 1,829 | $184.7K | 0.02% | −36−1.9% | Reduced |
| EverSource Wealth Advisors, LLC | 1,915 | $193.3K | 0.02% | +48+2.6% | Added |
| Concord Wealth Partners | 1,942 | $196.1K | 0.04% | −1,261−39.4% | Reduced |
| Principal Street Partners, LLC | 1,989 | $200.8K | 0.05% | +1,989 | New |
| Annex Advisory Services, LLC | 1,991 | $201.0K | 0.01% | −33−1.6% | Reduced |
| Union Savings Bank | 1,993 | $201.2K | 0.11% | 00.0% | Unchanged |
| Steigerwald, Gordon & Koch Inc. | 1,996 | $201.5K | 0.03% | +1,996 | New |
| Ironwood Investment Counsel, LLC | 2,002 | $202.1K | 0.04% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 2,006 | $202.5K | 0.01% | +2,006 | New |
| Perennial Investment Advisors, LLC | 2,006 | $202.5K | 0.03% | −5−0.2% | Reduced |
| Marcum Wealth, LLC | 2,007 | $202.6K | 0.02% | −281−12.3% | Reduced |
| Intergy Private Wealth, LLC | 2,018 | $203.8K | 0.09% | +2,018 | New |
| Mairs & Power Inc | 2,024 | $204.4K | 0.00% | +2,024 | New |
| Empower Advisory Group, LLC | 2,030 | $205.0K | 0.00% | −579−22.2% | Reduced |
| Hutner Capital Management Inc | 2,040 | $205.9K | 0.12% | −180−8.1% | Reduced |
| F/M Investments LLC | 2,050 | $207.0K | 0.12% | 00.0% | Unchanged |
| Hazlett, Burt & Watson, Inc. | 2,058 | $207.0K | 0.14% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 2,051 | $207.1K | 0.02% | −4−0.2% | Reduced |
| Inlet Private Wealth, LLC | 2,059 | $207.9K | 0.06% | −1,200−36.8% | Reduced |
| Elk River Wealth Management, LLC | 2,060 | $208.0K | 0.04% | 00.0% | Unchanged |
| Crawford Investment Counsel Inc | 2,070 | $209.0K | 0.00% | −275−11.7% | Reduced |
| Murphy, Middleton, Hinkle & Parker, Inc. | 2,072 | $209.2K | 0.13% | +97+4.9% | Added |
| First Nebraska Trust Co | 2,074 | $209.4K | 0.02% | 00.0% | Unchanged |
| NorthRock Partners, LLC | 2,084 | $210.4K | 0.01% | +2,084 | New |
| MONECO Advisors, LLC | 2,095 | $211.5K | 0.04% | −44−2.1% | Reduced |
| Boston Trust Walden Corp | 2,099 | $211.9K | 0.00% | +84+4.2% | Added |
| Barry Investment Advisors, LLC | 2,103 | $212.4K | 0.07% | +6+0.3% | Added |
| Dakota Community Bank & Trust NA | 2,114 | $213.5K | 1.20% | +45+2.2% | Added |
| Sanders Morris Harris LLC | 2,000 | $213.8K | 0.11% | 00.0% | Unchanged |
| Tyche Wealth Partners LLC | 2,137 | $215.8K | 0.05% | +2,137 | New |
| Wealthcare Advisory Partners LLC | 2,145 | $216.6K | 0.01% | +2,145 | New |
| Norway Savings Bank | 2,148 | $216.9K | 0.10% | −135−5.9% | Reduced |
| CFS Investment Advisory Services, LLC | 2,154 | $217.0K | 0.04% | +88+4.3% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 2,159 | $218.0K | 0.01% | −640−22.9% | Reduced |
| Delta Financial Group, Inc. | 2,170 | $219.0K | 0.07% | −3−0.1% | Reduced |
| New Century Financial Group, LLC | 2,185 | $220.6K | 0.19% | +2,185 | New |
| Wealth Dimensions Group, Ltd. | 2,187 | $220.8K | 0.07% | −120−5.2% | Reduced |
| StoneX Group Inc. | 2,188 | $220.9K | 0.02% | −97−4.2% | Reduced |
| Houlihan Financial Resource Group, Ltd. | 2,200 | $222.0K | 0.11% | 00.0% | Unchanged |
| Patriot Investment Management Inc. | 2,199 | $222.0K | 0.02% | −495−18.4% | Reduced |
| Sage Mountain Advisors LLC | 2,205 | $222.6K | 0.03% | +10.0% | Added |
| Waldron Private Wealth LLC | 2,210 | $223.1K | 0.01% | +132+6.4% | Added |
| Mattern Capital Management, LLC | 2,211 | $223.2K | 0.03% | −39−1.7% | Reduced |
| Mosley Wealth Management | 2,216 | $223.8K | 0.22% | +2,216 | New |
| Greenup Street Wealth Management LLC | 2,230 | $225.2K | 0.06% | +2,230 | New |
| Gimbal Financial | 2,243 | $226.5K | 0.23% | +2,243 | New |
| SeaCrest Wealth Management, LLC | 2,139 | $227.4K | 0.03% | −653−23.4% | Reduced |
| Goldstone Financial Group, LLC | 2,258 | $228.0K | 0.06% | +79+3.6% | Added |
| Financial Security Advisor, Inc. | 2,259 | $228.1K | 0.09% | 00.0% | Unchanged |
| OneAscent Financial Services LLC | 2,263 | $229.0K | 0.03% | +2,263 | New |
| Addison Advisors LLC | 2,289 | $231.1K | 0.09% | +209+10.0% | Added |
| UMA Financial Services, Inc. | 2,134 | $231.5K | 0.05% | 00.0% | Unchanged |
| Drive Wealth Management, LLC | 2,294 | $231.6K | 0.07% | −1,229−34.9% | Reduced |
| Horizon Wealth Management, LLC | 2,295 | $231.7K | 0.06% | +79+3.6% | Added |
| Chilton Investment Co LLC | 2,300 | $232.2K | 0.01% | −61−2.6% | Reduced |
| Tompkins Financial Corp | 2,310 | $233.2K | 0.03% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 2,314 | $233.7K | 0.04% | −7−0.3% | Reduced |
| Blue Fin Capital, Inc. | 2,321 | $234.4K | 0.06% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 2,323 | $234.6K | 0.16% | 00.0% | Unchanged |
| Key Client Fiduciary Advisors, LLC | 2,329 | $235.2K | 0.14% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 2,332 | $235.4K | 0.01% | −224−8.8% | Reduced |
| Pacifica Partners Inc. | 2,441 | $236.7K | 0.12% | −770−24.0% | Reduced |
| Good Life Advisors, LLC | 2,348 | $237.1K | 0.02% | −26−1.1% | Reduced |
| Davis R M Inc | 2,349 | $237.2K | 0.01% | +250+11.9% | Added |
| Essex LLC | 2,350 | $237.3K | 0.06% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 2,357 | $238.0K | 0.19% | 00.0% | Unchanged |
| Sigma Planning Corp | 2,362 | $238.4K | 0.02% | −4,754−66.8% | Reduced |
| Arkadios Wealth Advisors | 2,366 | $238.9K | 0.02% | −129−5.2% | Reduced |
| Redwood Wealth Management Group, LLC | 2,368 | $239.1K | 0.27% | 00.0% | Unchanged |
| Kendall Capital Management | 2,370 | $239.3K | 0.09% | −100−4.0% | Reduced |
| Grey Fox Wealth Advisors, LLC | 2,374 | $239.7K | 0.10% | −60−2.5% | Reduced |
| Argyle Capital Management Inc. | 2,375 | $239.8K | 0.10% | −1,600−40.3% | Reduced |
| Deroy & Devereaux Private Investment Counsel Inc | 2,375 | $240.0K | 0.02% | −100−4.0% | Reduced |
| Whalerock Point Partners, LLC | 2,390 | $241.3K | 0.07% | 00.0% | Unchanged |
| Lawson Kroeker Investment Management Inc | 2,400 | $242.3K | 0.05% | 00.0% | Unchanged |
| Peak Asset Management, LLC | 2,400 | $242.3K | 0.05% | 00.0% | Unchanged |