Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Janney Montgomery Scott LLC | 259,556 | $26.2M | 0.09% | −7,345−2.8% | Reduced |
| US Bancorp | 266,543 | $26.9M | 0.04% | +31,452+13.4% | Added |
| Invesco Ltd. | 267,516 | $27.0M | 0.01% | −27,427−9.3% | Reduced |
| Managed Asset Portfolios, LLC | 275,811 | $27.8M | 4.22% | +1,607+0.6% | Added |
| Voloridge Investment Management, LLC | 280,061 | $28.3M | 0.11% | +75,756+37.1% | Added |
| HighTower Advisors, LLC | 288,969 | $29.2M | 0.05% | +6,369+2.3% | Added |
| Cambridge Trust Co | 300,050 | $30.3M | 1.26% | −3,121−1.0% | Reduced |
| Creative Planning | 310,188 | $31.3M | 0.06% | −137,394−30.7% | Reduced |
| First Financial Bankshares Inc | 316,956 | $32.0M | 0.77% | +316,956 | New |
| NewEdge Wealth, LLC | 324,901 | $32.8M | 0.84% | +43,106+15.3% | Added |
| Saturna Capital CORP | 327,656 | $33.1M | 0.52% | −1,805−0.5% | Reduced |
| Qube Research & Technologies Ltd | 344,310 | $34.8M | 0.08% | +226,515+192.3% | Added |
| LPL Financial LLC | 346,022 | $34.9M | 0.02% | +15,980+4.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 347,214 | $35.1M | 0.06% | −213−0.1% | Reduced |
| JPMorgan Chase & Co | 350,461 | $35.4M | 0.00% | −9,438−2.6% | Reduced |
| Ameriprise Financial Inc | 364,713 | $36.8M | 0.01% | −12,336−3.3% | Reduced |
| Pacer Advisors, Inc. | 387,820 | $39.2M | 0.11% | +368,778+1,936.7% | Added |
| Adage Capital Partners GP, L.L.C. | 394,472 | $39.8M | 0.08% | +82,500+26.4% | Added |
| GWM Advisors LLC | 391,458 | $39.9M | 0.38% | +19,029+5.1% | Added |
| Millennium Management LLC | 398,300 | $40.2M | 0.04% | +362,552+1,014.2% | Added |
| TCTC Holdings, LLC | 398,869 | $40.3M | 1.47% | +430.0% | Added |
| Clark Capital Management Group, Inc. | 421,986 | $42.6M | 0.35% | +15,179+3.7% | Added |
| Woodley Farra Manion Portfolio Management Inc | 424,327 | $42.8M | 2.56% | +17,361+4.3% | Added |
| Marshall Wace, LLP | 432,322 | $43.7M | 0.08% | −624,720−59.1% | Reduced |
| Macquarie Group Ltd | 434,075 | $43.8M | 0.05% | −214,378−33.1% | Reduced |
| American Century Companies Inc | 435,697 | $44.0M | 0.03% | +51,793+13.5% | Added |
| Citadel Advisors LLC | 440,055 | $44.4M | 0.04% | +440,055 | New |
| Optiver Holding B.V. | 482,177 | $48.7M | 1.45% | +302,390+168.2% | Added |
| D.A. Davidson & Co. | 487,077 | $49.2M | 0.48% | −10,100−2.0% | Reduced |
| Raymond James & Associates | 518,405 | $52.3M | 0.04% | +230.0% | Added |
| Harvest Portfolios Group Inc. | 521,332 | $52.6M | 2.23% | +3,715+0.7% | Added |
| CI Private Wealth, LLC | 587,563 | $59.3M | 0.11% | +129,578+28.3% | Added |
| Royal Bank of Canada | 589,361 | $59.5M | 0.01% | +2,634+0.4% | Added |
| Aristotle Capital Management, LLC | 592,335 | $59.8M | 0.12% | +2,979+0.5% | Added |
| SEI Investments Co | 610,748 | $61.7M | 0.10% | +4,431+0.7% | Added |
| Bank of New York Mellon Corp | 624,855 | $63.1M | 0.01% | +3,536+0.6% | Added |
| CIBC Private Wealth Group, LLC | 625,605 | $63.2M | 0.13% | +140,561+29.0% | Added |
| Bristol John W & Co Inc | 642,755 | $64.9M | 1.19% | −32,654−4.8% | Reduced |
| First Trust Advisors LP | 678,674 | $68.5M | 0.07% | +7,870+1.2% | Added |
| Morningstar Investment Services LLC | 746,836 | $74.7M | 0.42% | +371,590+99.0% | Added |
| Alyeska Investment Group, L.P. | 755,399 | $76.3M | 0.51% | +755,399 | New |
| Earnest Partners LLC | 814,016 | $82.2M | 0.41% | −1,822−0.2% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 815,804 | $82.4M | 0.29% | +82,909+11.3% | Added |
| Truist Financial Corp | 830,365 | $83.8M | 0.13% | −33,494−3.9% | Reduced |
| Capital Research Global Investors | 903,722 | $91.2M | 0.02% | +1050.0% | Added |
| Natixis Advisors, L.P. | 931,127 | $94.0M | 0.25% | +3,270+0.4% | Added |
| Manning & Napier Group, LLC | 1,057,168 | $106.7M | 1.27% | −12,025−1.1% | Reduced |
| FMR LLC | 1,198,122 | $121.0M | 0.01% | −23,467−1.9% | Reduced |
| Magnetar Financial LLC | 1,239,942 | $125.2M | 3.19% | +440,244+55.1% | Added |
| Scharf Investments, LLC | 1,423,720 | $143.8M | 3.94% | −2,025−0.1% | Reduced |
| Fisher Asset Management, LLC | 1,430,609 | $144.4M | 0.08% | +22,397+1.6% | Added |
| Mondrian Investment Partners LTD | 1,474,909 | $148.9M | 2.35% | +810,282+121.9% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 1,527,375 | $154.2M | 0.68% | −299,888−16.4% | Reduced |
| Cullen Capital Management LLC | 1,629,238 | $164.5M | 2.44% | −1,085,571−40.0% | Reduced |
| UBS Group AG | 1,661,492 | $167.8M | 0.07% | −195,165−10.5% | Reduced |
| State Street Corp | 1,777,048 | $179.4M | 0.01% | +20,534+1.2% | Added |
| BlackRock Inc. | 1,829,523 | $184.7M | 0.00% | +105,587+6.1% | Added |
| Wells Fargo & Company | 2,003,548 | $202.3M | 0.06% | −5,631−0.3% | Reduced |
| Envestnet Asset Management Inc | 2,032,130 | $205.2M | 0.08% | −17,771−0.9% | Reduced |
| Northern Trust Corp | 2,140,172 | $216.1M | 0.04% | −27,185−1.3% | Reduced |
| Principal Financial Group Inc | 2,508,648 | $253.3M | 0.16% | −30,617−1.2% | Reduced |
| Janus Henderson Group PLC | 2,552,713 | $257.7M | 0.15% | +19,776+0.8% | Added |
| Renaissance Technologies LLC | 2,838,082 | $286.6M | 0.44% | +201,237+7.6% | Added |
| Goldman Sachs Group Inc | 3,535,902 | $357.0M | 0.08% | +761,545+27.4% | Added |
| Wellington Management Group LLP | 4,746,599 | $479.3M | 0.09% | +54,683+1.2% | Added |
| Bank of America Corp | 5,147,666 | $519.8M | 0.06% | −50,063−1.0% | Reduced |
| Franklin Resources Inc | 5,914,989 | $597.2M | 0.28% | −296,103−4.8% | Reduced |
| Loomis Sayles & Co L P | 6,009,900 | $606.8M | 0.93% | −56,717−0.9% | Reduced |
| Dimensional Fund Advisors LP | 6,078,175 | $613.7M | 0.18% | −195,711−3.1% | Reduced |
| Morgan Stanley | 7,092,253 | $716.1M | 0.06% | +114,420+1.6% | Added |
| Primecap Management Co | 12,905,697 | $1.30B | 1.03% | −1,689,455−11.6% | Reduced |
| Dodge & Cox | 13,165,538 | $1.33B | 0.84% | −3,098,683−19.1% | Reduced |
| Transamerica Financial Advisors, Inc. | 1 | – | – | 00.0% | Unchanged |
| Bellecapital International Ltd. | 917 | – | – | +917 | New |
| Sanders Capital, LLC | 0 | $0 | 0.00% | −1,073,420−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −181,247−100.0% | Sold out |
| Segall Bryant & Hamill, LLC | 0 | $0 | 0.00% | −142,929−100.0% | Sold out |
| Old Mission Capital LLC | 0 | $0 | 0.00% | −55,972−100.0% | Sold out |
| Marsico Capital Management LLC | 0 | $0 | 0.00% | −51,111−100.0% | Sold out |
| Beck Bode, LLC | 0 | $0 | 0.00% | −46,736−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −35,957−100.0% | Sold out |
| State Board of Administration of Florida Retirement System | 0 | $0 | 0.00% | −35,008−100.0% | Sold out |
| Capital World Investors | 0 | $0 | 0.00% | −30,941−100.0% | Sold out |
| Cohen Lawrence B | 0 | $0 | 0.00% | −25,344−100.0% | Sold out |
| Connolly Sarah T. | 0 | $0 | 0.00% | −24,811−100.0% | Sold out |
| Mirador Capital Partners LP | 0 | $0 | 0.00% | −23,702−100.0% | Sold out |
| Eaton Financial Holdings Company, LLC | 0 | $0 | 0.00% | −17,710−100.0% | Sold out |
| FORA Capital, LLC | 0 | $0 | 0.00% | −14,793−100.0% | Sold out |
| Phoenix Holdings Ltd. | 0 | $0 | 0.00% | −10,657−100.0% | Sold out |
| Cable Hill Partners, LLC | 0 | $0 | 0.00% | −10,088−100.0% | Sold out |
| Davy Global Fund Management Ltd | 0 | $0 | 0.00% | −9,094−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −8,600−100.0% | Sold out |
| Independent Solutions Wealth Management, LLC | 0 | $0 | 0.00% | −7,067−100.0% | Sold out |
| Stokes Family Office, LLC | 0 | $0 | 0.00% | −6,452−100.0% | Sold out |
| Hartford Investment Management Co | 0 | $0 | 0.00% | −5,687−100.0% | Sold out |
| True North Advisors, LLC | 0 | $0 | 0.00% | −5,368−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Allen Investment Management LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| FourThought Financial Partners, LLC | 0 | $0 | 0.00% | −4,862−100.0% | Sold out |
| Great Valley Advisor Group, Inc. | 0 | $0 | 0.00% | −4,847−100.0% | Sold out |