Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AMG National Trust Bank | 29,822 | $3.01M | 0.09% | −100−0.3% | Reduced |
| Y.D. More Investments Ltd | 30,070 | $3.04M | 0.62% | −13,730−31.3% | Reduced |
| apricus wealth, LLC | 30,790 | $3.11M | 2.37% | +531+1.8% | Added |
| Synergy Financial Management, LLC | 30,829 | $3.11M | 0.56% | −3,353−9.8% | Reduced |
| Delaney Dennis R | 30,855 | $3.12M | 1.85% | −9,953−24.4% | Reduced |
| Kestra Advisory Services, LLC | 30,920 | $3.12M | 0.03% | +1,266+4.3% | Added |
| Oppenheimer & Co Inc | 30,996 | $3.13M | 0.06% | +537+1.8% | Added |
| Brinker Capital Investments, LLC | 29,955 | $3.21M | 0.04% | −1,914−6.0% | Reduced |
| Orion Portfolio Solutions, LLC | 29,955 | $3.21M | 0.04% | −1,914−6.0% | Reduced |
| Boston Partners | 31,776 | $3.21M | 0.00% | +1,836+6.1% | Added |
| Fort Pitt Capital Group, LLC | 31,812 | $3.21M | 0.11% | +2,536+8.7% | Added |
| Buckingham Strategic Wealth, LLC | 32,077 | $3.24M | 0.04% | −8,960−21.8% | Reduced |
| Park Avenue Securities LLC | 32,122 | $3.24M | 0.04% | +2,039+6.8% | Added |
| Davenport & Co LLC | 32,155 | $3.25M | 0.02% | −973−2.9% | Reduced |
| Bradley Foster & Sargent Inc | 32,367 | $3.27M | 0.06% | −5,062−13.5% | Reduced |
| Chesley Taft & Associates LLC | 33,062 | $3.34M | 0.19% | +100+0.3% | Added |
| Envestnet Portfolio Solutions, Inc. | 33,356 | $3.37M | 0.01% | +1,659+5.2% | Added |
| WealthTrust Axiom LLC | 33,949 | $3.43M | 1.15% | +759+2.3% | Added |
| We Are One Seven, LLC | 33,966 | $3.43M | 0.20% | +2,054+6.4% | Added |
| Sofos Investments, Inc. | 33,965 | $3.43M | 0.96% | +33,921+77,093.2% | Added |
| Providence Capital Advisors, LLC | 34,304 | $3.46M | 0.83% | −1,103−3.1% | Reduced |
| Argent Trust Co | 34,418 | $3.48M | 0.17% | −351−1.0% | Reduced |
| Rhumbline Advisers | 34,581 | $3.49M | 0.00% | +398+1.2% | Added |
| Advisory Services Network, LLC | 34,630 | $3.50M | 0.09% | −1,610−4.4% | Reduced |
| Haverford Trust Co | 34,816 | $3.52M | 0.04% | +3,586+11.5% | Added |
| Logan Capital Management Inc | 35,447 | $3.58M | 0.17% | +1,568+4.6% | Added |
| Signaturefd, LLC | 35,463 | $3.58M | 0.08% | +996+2.9% | Added |
| Patten & Patten Inc | 35,600 | $3.59M | 0.30% | −1,860−5.0% | Reduced |
| Choate Investment Advisors | 35,737 | $3.61M | 0.11% | +21,143+144.9% | Added |
| Perennial Advisors, LLC | 35,790 | $3.61M | 0.89% | +711+2.0% | Added |
| Beacon Pointe Advisors, LLC | 36,629 | $3.70M | 0.04% | +4,304+13.3% | Added |
| Moreno Evelyn V | 36,718 | $3.71M | 1.75% | −41,798−53.2% | Reduced |
| Notis-McConarty Edward | 36,731 | $3.71M | 1.48% | −5,320−12.7% | Reduced |
| Advisors Capital Management, LLC | 37,144 | $3.75M | 0.08% | −132−0.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 37,354 | $3.77M | 0.05% | +2,169+6.2% | Added |
| Private Advisor Group, LLC | 37,625 | $3.80M | 0.03% | −1,320−3.4% | Reduced |
| Beach Investment Counsel Inc | 37,835 | $3.82M | 0.47% | −790−2.0% | Reduced |
| Standard Life Aberdeen plc | 38,071 | $3.84M | 0.01% | +38,071 | New |
| Woodmont Investment Counsel LLC | 38,732 | $3.91M | 0.37% | −1,590−3.9% | Reduced |
| Walleye Trading LLC | 38,853 | $3.92M | 0.06% | −8,569−18.1% | Reduced |
| Sequoia Financial Advisors, LLC | 39,107 | $3.95M | 0.05% | +18,242+87.4% | Added |
| Foundations Investment Advisors, LLC | 38,304 | $4.03M | 0.11% | +2,781+7.8% | Added |
| Yousif Capital Management, LLC | 40,148 | $4.05M | 0.05% | +2,500+6.6% | Added |
| Pekin Hardy Strauss, Inc. | 40,559 | $4.10M | 0.61% | −1,285−3.1% | Reduced |
| Hayek Kallen Investment Management | 40,785 | $4.12M | 1.72% | −136−0.3% | Reduced |
| Glenmede Trust Co NA | 40,947 | $4.13M | 0.02% | +1,994+5.1% | Added |
| Naviter Wealth, LLC | 41,219 | $4.16M | 0.84% | +8,116+24.5% | Added |
| Carret Asset Management, LLC | 41,349 | $4.18M | 0.53% | −442−1.1% | Reduced |
| Jones Financial Companies LLLP | 41,417 | $4.18M | 0.01% | +617+1.5% | Added |
| Keybank National Association | 41,645 | $4.20M | 0.02% | +3,643+9.6% | Added |
| Cardinal Capital Management | 41,849 | $4.23M | 0.80% | +154+0.4% | Added |
| SG Americas Securities, LLC | 43,047 | $4.35M | 0.05% | +8,724+25.4% | Added |
| Glassy Mountain Advisors, Inc. | 43,243 | $4.37M | 1.80% | +703+1.7% | Added |
| Scotia Capital Inc. | 43,699 | $4.41M | 0.03% | −1,067−2.4% | Reduced |
| Trust Co of Vermont | 44,185 | $4.46M | 0.30% | −8,749−16.5% | Reduced |
| Atria Investments LLC | 44,647 | $4.51M | 0.07% | −878−1.9% | Reduced |
| Auto-Owners Insurance Co | 45,143 | $4.56M | 0.14% | 00.0% | Unchanged |
| Greenfield Seitz Capital Management, LLC | 45,563 | $4.60M | 1.83% | +45,563 | New |
| Farmers & Merchants Investments Inc | 45,689 | $4.61M | 0.17% | −1,720−3.6% | Reduced |
| Nichols & Pratt Advisers LLP | 45,943 | $4.64M | 0.33% | −5,321−10.4% | Reduced |
| Smithbridge Asset Management Inc | 46,276 | $4.67M | 1.06% | +387+0.8% | Added |
| Guardian Capital Advisors LP | 44,541 | $4.77M | 0.50% | +132+0.3% | Added |
| Whittier Trust Co | 47,662 | $4.81M | 0.08% | −268−0.6% | Reduced |
| Acadian Asset Management LLC | 48,158 | $4.86M | 0.02% | +34,228+245.7% | Added |
| Brown Brothers Harriman & Co | 48,247 | $4.87M | 0.04% | −13,045−21.3% | Reduced |
| Deutsche Bank AG | 48,652 | $4.91M | 0.00% | −1,587−3.2% | Reduced |
| Sawtooth Solutions, LLC | 48,661 | $4.91M | 0.13% | +3,696+8.2% | Added |
| Bleakley Financial Group, LLC | 48,828 | $4.93M | 0.16% | +3,863+8.6% | Added |
| Marex Group plc | 49,000 | $4.95M | 0.19% | +49,000 | New |
| Jefferies Financial Group Inc. | 49,437 | $4.99M | 0.08% | +49,437 | New |
| JustInvest LLC | 50,071 | $5.06M | 0.13% | −1,347−2.6% | Reduced |
| Baldwin Brothers Inc | 50,507 | $5.10M | 0.40% | −1,982−3.8% | Reduced |
| Prentiss Smith & Co Inc | 50,556 | $5.10M | 3.80% | −1,476−2.8% | Reduced |
| Clear Street Markets LLC | 50,851 | $5.13M | 2.06% | +50,851 | New |
| First Manhattan Co | 50,892 | $5.14M | 0.02% | −588−1.1% | Reduced |
| Pittenger & Anderson Inc | 51,070 | $5.16M | 0.23% | 00.0% | Unchanged |
| Garland Capital Management Inc | 51,310 | $5.18M | 3.64% | −3,400−6.2% | Reduced |
| Fayez Sarofim & Co | 51,475 | $5.20M | 0.02% | −12,865−20.0% | Reduced |
| Mar Vista Investment Partners LLC | 51,675 | $5.22M | 0.24% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 51,913 | $5.24M | 0.27% | +1,093+2.2% | Added |
| Timber Creek Capital Management LLC | 51,982 | $5.25M | 1.79% | +267+0.5% | Added |
| Fiduciary Trust Co | 52,330 | $5.28M | 0.09% | −698−1.3% | Reduced |
| CIBC World Markets Inc. | 53,180 | $5.37M | 0.02% | −63,100−54.3% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 53,313 | $5.38M | 2.50% | −436−0.8% | Reduced |
| Narwhal Capital Management | 53,583 | $5.41M | 0.59% | −493−0.9% | Reduced |
| NorthCrest Asset Manangement, LLC | 54,292 | $5.48M | 0.21% | +424+0.8% | Added |
| D. E. Shaw & Co., Inc. | 54,817 | $5.53M | 0.01% | −70,106−56.1% | Reduced |
| TD Asset Management Inc | 55,096 | $5.56M | 0.01% | +41,815+314.8% | Added |
| Cubist Systematic Strategies, LLC | 55,184 | $5.57M | 0.07% | +23,827+76.0% | Added |
| Syon Capital LLC | 55,649 | $5.62M | 0.58% | −8,833−13.7% | Reduced |
| Gluskin Sheff & Assoc Inc | 55,733 | $5.63M | 0.55% | −24,415−30.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 55,773 | $5.63M | 0.02% | −7,807−12.3% | Reduced |
| Arrowstreet Capital, Limited Partnership | 55,903 | $5.64M | 0.01% | +20,279+56.9% | Added |
| Mirae Asset Global Investments Co., Ltd. | 56,095 | $5.66M | 0.01% | −2,410−4.1% | Reduced |
| Cresset Asset Management, LLC | 57,632 | $5.82M | 0.04% | +1,870+3.4% | Added |
| Fifth Third Bancorp | 59,135 | $5.97M | 0.03% | −1,871−3.1% | Reduced |
| Sphera Funds Management Ltd. | 60,000 | $6.06M | 1.12% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 60,130 | $6.07M | 0.00% | +7,703+14.7% | Added |
| Pinnacle Associates Ltd | 61,000 | $6.16M | 0.10% | −220−0.4% | Reduced |
| Rathbone Brothers plc | 61,745 | $6.23M | 0.04% | −3,057−4.7% | Reduced |