Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Price T Rowe Associates Inc | 113,414 | $11.6M | 0.00% | +6,738+6.3% | Added |
| Tocqueville Asset Management L.P. | 115,251 | $11.7M | 0.22% | +640+0.6% | Added |
| Brandes Investment Partners, LP | 116,047 | $11.8M | 0.23% | −69,179−37.3% | Reduced |
| Qube Research & Technologies Ltd | 117,795 | $12.0M | 0.04% | −87,989−42.8% | Reduced |
| ProVise Management Group, LLC | 120,193 | $12.2M | 1.14% | +3,651+3.1% | Added |
| Federated Hermes, Inc. | 123,751 | $12.6M | 0.03% | −2,935−2.3% | Reduced |
| Somerville Kurt F | 124,357 | $12.7M | 2.55% | −4,593−3.6% | Reduced |
| D. E. Shaw & Co., Inc. | 124,923 | $12.7M | 0.02% | −142,019−53.2% | Reduced |
| Reynders McVeigh Capital Management, LLC | 126,524 | $12.9M | 0.89% | −2,012−1.6% | Reduced |
| Rockefeller Capital Management L.P. | 126,531 | $12.9M | 0.05% | −70,296−35.7% | Reduced |
| Boothbay Fund Management, LLC | 127,580 | $13.0M | 0.46% | +78,017+157.4% | Added |
| First Republic Investment Management, Inc. | 128,413 | $13.1M | 0.04% | −13,345−9.4% | Reduced |
| QRG Capital Management, Inc. | 129,541 | $13.2M | 0.23% | +129,541 | New |
| Wilkins Investment Counsel Inc | 130,950 | $13.3M | 3.61% | −1,800−1.4% | Reduced |
| Edgemoor Investment Advisors, Inc. | 137,039 | $14.0M | 1.65% | −1,853−1.3% | Reduced |
| National Bank of Canada | 139,864 | $14.1M | 0.03% | +4,605+3.4% | Added |
| Richard C. Young & CO., LTD. | 140,123 | $14.3M | 2.03% | −2,636−1.8% | Reduced |
| Captrust Financial Advisors | 140,372 | $14.3M | 0.05% | +10,829+8.4% | Added |
| Segall Bryant & Hamill, LLC | 142,929 | $14.6M | 0.17% | −7,277−4.8% | Reduced |
| First Fiduciary Investment Counsel, Inc. | 145,731 | $14.8M | 3.48% | −5,140−3.4% | Reduced |
| Oak Associates, Ltd | 148,039 | $15.1M | 1.25% | +2,305+1.6% | Added |
| Exencial Wealth Advisors, LLC | 149,978 | $15.3M | 0.74% | −5,874−3.8% | Reduced |
| Bartlett & Co. LLC | 153,046 | $15.6M | 0.28% | −2,722−1.7% | Reduced |
| Bartlett & Co. Wealth Management LLC | 153,046 | $15.6M | 0.28% | −2,722−1.7% | Reduced |
| Bank of Montreal | 152,318 | $15.7M | 0.01% | +378+0.2% | Added |
| Grandfield & Dodd, LLC | 155,026 | $15.8M | 1.16% | +1,269+0.8% | Added |
| O'Shaughnessy Asset Management, LLC | 161,871 | $16.5M | 0.24% | +16,882+11.6% | Added |
| Jane Street Group, LLC | 176,780 | $18.0M | 0.03% | +57,567+48.3% | Added |
| Optiver Holding B.V. | 179,787 | $18.3M | 0.52% | +179,787 | New |
| Point72 Asset Management, L.P. | 181,247 | $18.5M | 0.06% | −725,039−80.0% | Reduced |
| Douglas Lane & Associates, LLC | 181,328 | $18.5M | 0.31% | −13,609−7.0% | Reduced |
| John G Ullman & Associates Inc | 182,690 | $18.6M | 3.04% | −2,245−1.2% | Reduced |
| Citigroup Inc | 184,701 | $18.8M | 0.03% | +725+0.4% | Added |
| Causeway Capital Management LLC | 187,019 | $19.0M | 0.50% | −38,529−17.1% | Reduced |
| M&T Bank Corp | 187,275 | $19.1M | 0.08% | −13,224−6.6% | Reduced |
| Boston Common Asset Management, LLC | 187,472 | $19.1M | 0.46% | −5,696−2.9% | Reduced |
| Cerity Partners LLC | 189,406 | $19.3M | 0.09% | −38,567−16.9% | Reduced |
| Mariner, LLC | 189,747 | $19.3M | 0.05% | +3,694+2.0% | Added |
| Hemenway Trust Co LLC | 192,012 | $19.6M | 2.05% | +205+0.1% | Added |
| Godsey & Gibb Associates | 194,083 | $19.8M | 2.43% | −3,071−1.6% | Reduced |
| Integral Health Asset Management, LLC | 200,000 | $20.4M | 2.89% | +97,000+94.2% | Added |
| Assetmark, Inc | 203,293 | $20.7M | 0.08% | +4,524+2.3% | Added |
| Voloridge Investment Management, LLC | 204,305 | $20.8M | 0.10% | −307,219−60.1% | Reduced |
| Van Eck Associates Corp | 220,109 | $22.4M | 0.05% | +29,252+15.3% | Added |
| Commonwealth Equity Services, LLC | 229,134 | $23.3M | 0.05% | −16,423−6.7% | Reduced |
| Martin Investment Management, LLC | 229,184 | $23.3M | 7.00% | −9,325−3.9% | Reduced |
| US Bancorp | 235,091 | $23.9M | 0.04% | +26,946+12.9% | Added |
| GW Henssler & Associates Ltd | 236,835 | $24.1M | 1.65% | −343−0.1% | Reduced |
| Cambiar Investors LLC | 238,661 | $24.3M | 1.03% | −17,292−6.8% | Reduced |
| Holocene Advisors, LP | 243,609 | $24.8M | 0.11% | +243,609 | New |
| Oppenheimer Asset Management Inc. | 244,215 | $24.9M | 0.38% | −14,591−5.6% | Reduced |
| Advisor Group Holdings, Inc. | 247,469 | $25.2M | 0.04% | +91,036+58.2% | Added |
| Stifel Financial Corp | 251,681 | $25.6M | 0.04% | +5,468+2.2% | Added |
| Financial Counselors Inc | 262,125 | $26.7M | 0.53% | +483+0.2% | Added |
| Neuberger Berman Group LLC | 262,613 | $26.8M | 0.02% | −15,591−5.6% | Reduced |
| Janney Montgomery Scott LLC | 266,901 | $27.2M | 0.10% | −10,995−4.0% | Reduced |
| Managed Asset Portfolios, LLC | 274,204 | $27.9M | 4.28% | −53,162−16.2% | Reduced |
| NewEdge Wealth, LLC | 281,795 | $28.7M | 0.91% | +43,547+18.3% | Added |
| HighTower Advisors, LLC | 282,600 | $28.8M | 0.05% | +19,435+7.4% | Added |
| Brown Advisory Inc | 287,291 | $29.3M | 0.05% | −31,440−9.9% | Reduced |
| Invesco Ltd. | 294,943 | $30.0M | 0.01% | −30,798−9.5% | Reduced |
| The PNC Financial Services Group, Inc. | 295,439 | $30.1M | 0.03% | −11,720−3.8% | Reduced |
| Cambridge Trust Co | 303,171 | $30.9M | 1.42% | −4,750−1.5% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 305,150 | $31.1M | 0.16% | −167,264−35.4% | Reduced |
| Adage Capital Partners GP, L.L.C. | 311,972 | $31.8M | 0.07% | +73,564+30.9% | Added |
| Saturna Capital CORP | 329,461 | $33.6M | 0.59% | +17,795+5.7% | Added |
| LPL Financial LLC | 330,042 | $33.6M | 0.02% | +4,510+1.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 347,427 | $35.4M | 0.06% | +6,500+1.9% | Added |
| JPMorgan Chase & Co | 359,899 | $36.7M | 0.00% | −27,138−7.0% | Reduced |
| GWM Advisors LLC | 372,429 | $37.9M | 0.42% | +8,708+2.4% | Added |
| Morningstar Investment Services LLC | 375,246 | $38.4M | 0.49% | −6,209−1.6% | Reduced |
| Ameriprise Financial Inc | 377,049 | $38.4M | 0.01% | −46,338−10.9% | Reduced |
| American Century Companies Inc | 383,904 | $39.1M | 0.03% | +29,631+8.4% | Added |
| TCTC Holdings, LLC | 398,826 | $40.6M | 1.57% | −1,300−0.3% | Reduced |
| Clark Capital Management Group, Inc. | 406,807 | $41.4M | 0.41% | +13,141+3.3% | Added |
| Woodley Farra Manion Portfolio Management Inc | 406,966 | $41.5M | 2.76% | −4,829−1.2% | Reduced |
| Creative Planning | 447,582 | $45.6M | 0.06% | +146,327+48.6% | Added |
| CI Private Wealth, LLC | 457,985 | $46.6M | 0.11% | +3,634+0.8% | Added |
| CIBC Private Wealth Group, LLC | 485,044 | $49.4M | 0.12% | +2,739+0.6% | Added |
| D.A. Davidson & Co. | 497,177 | $50.6M | 0.55% | +669+0.1% | Added |
| Harvest Portfolios Group Inc. | 517,617 | $52.7M | 2.49% | +28,079+5.7% | Added |
| Raymond James & Associates | 518,382 | $52.8M | 0.04% | −24,235−4.5% | Reduced |
| Royal Bank of Canada | 586,727 | $59.8M | 0.02% | −25,347−4.1% | Reduced |
| Aristotle Capital Management, LLC | 589,356 | $60.0M | 0.13% | +2,594+0.4% | Added |
| SEI Investments Co | 606,317 | $61.8M | 0.11% | −29,231−4.6% | Reduced |
| Bank of New York Mellon Corp | 621,319 | $63.3M | 0.01% | −3,836−0.6% | Reduced |
| Macquarie Group Ltd | 648,453 | $66.1M | 0.08% | −11,828−1.8% | Reduced |
| Mondrian Investment Partners LTD | 664,627 | $67.7M | 1.39% | 00.0% | Unchanged |
| First Trust Advisors LP | 670,804 | $68.3M | 0.08% | −40,081−5.6% | Reduced |
| Bristol John W & Co Inc | 675,409 | $68.8M | 1.36% | −7,121−1.0% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 732,895 | $74.7M | 0.29% | +2,267+0.3% | Added |
| Magnetar Financial LLC | 799,698 | $81.5M | 2.08% | +469,986+142.5% | Added |
| Earnest Partners LLC | 815,838 | $83.1M | 0.48% | −24,170−2.9% | Reduced |
| Truist Financial Corp | 863,859 | $88.0M | 0.15% | +85,075+10.9% | Added |
| Capital Research Global Investors | 903,617 | $92.0M | 0.03% | +3740.0% | Added |
| Natixis Advisors, L.P. | 927,857 | $94.5M | 0.29% | −2,553−0.3% | Reduced |
| Sanders Capital, LLC | 1,073,420 | $103.6M | 0.22% | +710+0.1% | Added |
| Marshall Wace, LLP | 1,057,042 | $107.7M | 0.23% | +14,730+1.4% | Added |
| Manning & Napier Group, LLC | 1,069,193 | $108.9M | 1.35% | −16,638−1.5% | Reduced |
| FMR LLC | 1,221,589 | $124.4M | 0.01% | +36,269+3.1% | Added |