Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2023
Institutional positions in Novartis AG as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,203
- +31 vs. Q1 2023
- Shares held
- 148.5M
- −23.3M (−13.5%) vs. Q1 2023
- Total value
- $14.9B
- −$228.5M (−1.5%) vs. Q1 2023
- New holders
- 100
- 341 more added
- Sold out
- 69
- 474 more reduced
10 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kenfarb & Co. | 4,200 | $423.8K | 0.37% | 00.0% | Unchanged |
| Curated Wealth Partners LLC | 4,168 | $420.6K | 0.08% | 00.0% | Unchanged |
| YHB Investment Advisors, Inc. | 4,153 | $419.1K | 0.04% | 00.0% | Unchanged |
| Pointe Capital Management LLC | 4,130 | $416.8K | 0.31% | +56+1.4% | Added |
| First Light Asset Management, LLC | 4,123 | $416.1K | 0.03% | 00.0% | Unchanged |
| Penn Mutual Asset Management, LLC | 4,120 | $415.7K | 0.37% | 00.0% | Unchanged |
| Farmers National Bank | 4,117 | $415.4K | 0.14% | −115−2.7% | Reduced |
| Altshuler Shaham Ltd | 4,109 | $414.6K | 0.01% | −3,000−42.2% | Reduced |
| Paces Ferry Wealth Advisors, LLC | 4,106 | $414.3K | 0.31% | −142−3.3% | Reduced |
| Dynamic Technology Lab Private Ltd | 4,100 | $414.0K | 0.05% | +4,100 | New |
| Savant Capital, LLC | 4,097 | $413.5K | 0.01% | +559+15.8% | Added |
| Curbstone Financial Management Corp | 4,094 | $413.1K | 0.10% | +4,094 | New |
| Change Path, LLC | 4,078 | $412.0K | 0.02% | −373−8.4% | Reduced |
| Strategic Investment Advisors | 4,070 | $410.7K | 0.06% | +484+13.5% | Added |
| Monticello Wealth Management, LLC | 4,050 | $408.7K | 0.04% | −61−1.5% | Reduced |
| M&R Capital Management Inc | 4,050 | $408.7K | 0.11% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 4,036 | $407.3K | 0.01% | +1,387+52.4% | Added |
| Atlas Capital Advisors LLC | 4,020 | $405.7K | 0.06% | 00.0% | Unchanged |
| Gallacher Capital Management LLC | 4,014 | $405.0K | 0.23% | +87+2.2% | Added |
| PRW Wealth Management LLC | 4,083 | $404.0K | 0.14% | +4,083 | New |
| Shufro Rose & Co LLC | 4,000 | $403.6K | 0.04% | 00.0% | Unchanged |
| Ategra Capital Management, LLC | 3,991 | $402.7K | 0.22% | 00.0% | Unchanged |
| Wealth Alliance | 3,989 | $402.6K | 0.06% | −112−2.7% | Reduced |
| Argyle Capital Management Inc. | 3,975 | $401.1K | 0.14% | −2,075−34.3% | Reduced |
| LaFleur & Godfrey LLC | 3,972 | $400.8K | 0.06% | −700−15.0% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 3,932 | $396.8K | 0.07% | +946+31.7% | Added |
| Twin Lakes Capital Management, LLC | 3,905 | $394.1K | 0.28% | +13+0.3% | Added |
| Mattern Wealth Management LLC | 3,897 | $393.2K | 0.11% | −53−1.3% | Reduced |
| Oakworth Capital, Inc. | 3,884 | $391.9K | 0.03% | −50−1.3% | Reduced |
| Norris Perne & French LLP | 3,876 | $391.1K | 0.03% | −68−1.7% | Reduced |
| Flagship Harbor Advisors, LLC | 3,875 | $391.0K | 0.03% | +989+34.3% | Added |
| S.A. Mason LLC | 4,240 | $390.1K | 0.28% | 00.0% | Unchanged |
| Icon Wealth Partners, LLC | 3,860 | $389.5K | 0.04% | −259−6.3% | Reduced |
| Essex Investment Management Co LLC | 3,853 | $388.8K | 0.05% | −170−4.2% | Reduced |
| Proequities, Inc. | 3,853 | $388.8K | 0.03% | −2,401−38.4% | Reduced |
| DF Dent & Co Inc | 3,807 | $384.2K | 0.01% | 00.0% | Unchanged |
| Hollow Brook Wealth Management LLC | 3,788 | $382.2K | 0.17% | 00.0% | Unchanged |
| Riverview Trust Co | 3,763 | $379.7K | 0.34% | −117−3.0% | Reduced |
| Caldwell Trust Co | 3,755 | $378.9K | 0.05% | 00.0% | Unchanged |
| Montecito Bank & Trust | 3,729 | $376.3K | 0.09% | −18−0.5% | Reduced |
| First Personal Financial Services | 3,720 | $375.4K | 0.09% | 00.0% | Unchanged |
| Occidental Asset Management, LLC | 3,703 | $373.7K | 0.08% | −225−5.7% | Reduced |
| Newman Dignan & Sheerar, Inc. | 3,699 | $373.3K | 0.12% | 00.0% | Unchanged |
| Summit Financial Group Inc | 3,694 | $372.8K | 0.14% | 00.0% | Unchanged |
| Hoylecohen, LLC | 3,693 | $372.7K | 0.03% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 3,685 | $372.2K | 0.02% | +3,685 | New |
| Jump Financial, LLC | 3,684 | $371.8K | 0.01% | +3,684 | New |
| Capital Investment Advisory Services, LLC | 3,677 | $371.0K | 0.04% | +151+4.3% | Added |
| Sound View Wealth Advisors Group, LLC | 3,661 | $369.4K | 0.05% | 00.0% | Unchanged |
| Foster & Motley Inc | 3,623 | $366.0K | 0.03% | 00.0% | Unchanged |
| Penobscot Investment Management Company, Inc. | 3,625 | $365.8K | 0.06% | −450−11.0% | Reduced |
| Pinnacle Bancorp, Inc. | 3,592 | $362.5K | 0.12% | −86−2.3% | Reduced |
| Great Diamond Partners, LLC | 3,586 | $361.9K | 0.10% | +337+10.4% | Added |
| Round Rock Advisors, LLC | 3,585 | $361.8K | 0.13% | 00.0% | Unchanged |
| Robertson Stephens Wealth Management, LLC | 3,579 | $361.2K | 0.03% | 00.0% | Unchanged |
| Value Partners Investments Inc. | 3,561 | $359.5K | 0.03% | +475+15.4% | Added |
| Park Place Capital Corp | 3,557 | $358.9K | 0.10% | −498−12.3% | Reduced |
| Moody National Bank Trust Division | 3,555 | $358.7K | 0.02% | −267−7.0% | Reduced |
| Meridian Wealth Management, LLC | 3,552 | $358.4K | 0.03% | +22+0.6% | Added |
| Heck Capital Advisors, LLC | 3,551 | $358.3K | 0.06% | −86−2.4% | Reduced |
| Aptus Capital Advisors, LLC | 3,546 | $357.8K | 0.01% | +1,014+40.0% | Added |
| Argonautica Private Wealth Management, Inc | 3,546 | $357.8K | 0.16% | +737+26.2% | Added |
| Round Hill Asset Management | 3,542 | $357.4K | 0.22% | 00.0% | Unchanged |
| RNC Capital Management LLC | 3,526 | $356.0K | 0.02% | −181−4.9% | Reduced |
| Angeles Investment Advisors, LLC | 3,516 | $354.8K | 0.03% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 3,507 | $354.0K | 0.03% | −974−21.7% | Reduced |
| Cravens & Co Advisors, LLC | 3,507 | $353.9K | 0.33% | 00.0% | Unchanged |
| Spire Wealth Management | 3,500 | $353.2K | 0.01% | −569−14.0% | Reduced |
| Seven Mile Advisory | 3,479 | $351.1K | 0.41% | +3,479 | New |
| Susquehanna International Group, LLP | 3,470 | $350.2K | 0.00% | −10,036−74.3% | Reduced |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3,468 | $350.0K | 0.05% | +192+5.9% | Added |
| Hyman Charles D | 3,424 | $346.0K | 0.02% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 3,423 | $345.4K | 0.08% | +513+17.6% | Added |
| Csenge Advisory Group | 3,406 | $343.7K | 0.02% | +3,406 | New |
| Veracity Capital LLC | 3,403 | $343.4K | 0.15% | −10.0% | Reduced |
| Merrion Investment Management Co, LLC | 3,400 | $343.1K | 0.29% | 00.0% | Unchanged |
| Mitchell Sinkler & Starr | 3,398 | $342.9K | 0.10% | 00.0% | Unchanged |
| Glenview Trust Co | 3,397 | $342.8K | 0.01% | 00.0% | Unchanged |
| Benchmark Investment Advisors LLC | 3,374 | $340.5K | 0.31% | −196−5.5% | Reduced |
| Ameritas Advisory Services, LLC | 3,586 | $339.7K | 0.04% | −6,921−65.9% | Reduced |
| Ropes Wealth Advisors LLC | 3,366 | $339.6K | 0.06% | −570−14.5% | Reduced |
| Prairie Sky Financial Group LLC | 3,350 | $338.0K | 0.23% | +3,350 | New |
| Independent Solutions Wealth Management, LLC | 3,342 | $337.2K | 0.09% | +3,342 | New |
| Kanawha Capital Management LLC | 3,340 | $337.0K | 0.03% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 3,334 | $336.0K | 0.03% | −169−4.8% | Reduced |
| West Coast Financial LLC | 3,326 | $335.6K | 0.05% | 00.0% | Unchanged |
| Insigneo Advisory Services, LLC | 3,320 | $335.0K | 0.06% | +3,320 | New |
| InterOcean Capital Group, LLC | 3,315 | $334.5K | 0.01% | +58+1.8% | Added |
| Hartford Funds Management Co LLC | 3,314 | $334.4K | 0.03% | +384+13.1% | Added |
| Smithfield Trust Co | 3,315 | $334.0K | 0.02% | −1,500−31.2% | Reduced |
| Inlet Private Wealth, LLC | 3,309 | $333.9K | 0.08% | 00.0% | Unchanged |
| Argent Advisors, Inc. | 3,303 | $333.3K | 0.15% | 00.0% | Unchanged |
| GYL Financial Synergies, LLC | 3,273 | $330.3K | 0.03% | +3,273 | New |
| Ancora Advisors, LLC | 3,271 | $330.1K | 0.01% | −71−2.1% | Reduced |
| Pinnacle West Asset Management, Inc. | 3,275 | $330.0K | 0.32% | −125−3.7% | Reduced |
| Crew Capital Management, Ltd. | 3,270 | $330.0K | 0.38% | 00.0% | Unchanged |
| Brady Family Wealth, LLC | 3,260 | $329.0K | 0.12% | 00.0% | Unchanged |
| Family Legacy, Inc. | 3,250 | $328.0K | 0.13% | 00.0% | Unchanged |
| Prudent Man Advisors, LLC | 3,241 | $327.0K | 0.12% | 00.0% | Unchanged |
| Smith, Salley & Associates | 3,239 | $326.8K | 0.02% | +328+11.3% | Added |