Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2023
Institutional positions in Novartis AG as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,203
- +31 vs. Q1 2023
- Shares held
- 148.5M
- −23.3M (−13.5%) vs. Q1 2023
- Total value
- $14.9B
- −$228.5M (−1.5%) vs. Q1 2023
- New holders
- 100
- 341 more added
- Sold out
- 69
- 474 more reduced
10 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cohen Klingenstein LLC | 6,000 | $605.5K | 0.03% | 00.0% | Unchanged |
| B. Metzler seel. Sohn & Co. AG | 5,933 | $598.7K | 0.01% | +736+14.2% | Added |
| Fox Run Management, L.L.C. | 5,915 | $596.9K | 0.17% | +5,915 | New |
| Patton Albertson Miller Group, LLC | 5,914 | $596.8K | 0.12% | −480−7.5% | Reduced |
| CVA Family Office, LLC | 5,891 | $594.5K | 0.12% | 00.0% | Unchanged |
| Henry James International Management, Inc. | 5,776 | $582.9K | 0.25% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 340 | $578.5K | 0.01% | −5,995−94.6% | Reduced |
| Cary Street Partners Asset Management LLC | 5,730 | $578.2K | 0.11% | −725−11.2% | Reduced |
| Hartford Investment Management Co | 5,687 | $573.9K | 0.02% | +388+7.3% | Added |
| Regions Financial Corp | 5,672 | $572.4K | 0.00% | −691−10.9% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 5,654 | $570.5K | 0.17% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 5,622 | $567.4K | 0.04% | −3,731−39.9% | Reduced |
| Cordatus Wealth Management LLC | 5,605 | $566.0K | 0.21% | +5,605 | New |
| Capital Analysts, LLC | 5,589 | $564.0K | 0.03% | +1,286+29.9% | Added |
| O'Brien Greene & Co. Inc | 5,574 | $563.0K | 0.20% | 00.0% | Unchanged |
| First City Capital Management, Inc. | 5,558 | $560.9K | 0.33% | −200−3.5% | Reduced |
| Five Oceans Advisors | 5,546 | $559.6K | 0.36% | 00.0% | Unchanged |
| Phoenix Holdings Ltd. | 5,638 | $559.1K | 0.01% | +5,638 | New |
| St Germain D J Co Inc | 5,530 | $558.0K | 0.03% | +5,530 | New |
| Canandaigua National Bank & Trust Co | 5,516 | $556.6K | 0.09% | −60−1.1% | Reduced |
| Clear Harbor Asset Management, LLC | 5,508 | $555.8K | 0.05% | 00.0% | Unchanged |
| Greenwood Gearhart Inc | 5,502 | $555.2K | 0.06% | −55,261−90.9% | Reduced |
| Capital Wealth Planning, LLC | 5,493 | $554.3K | 0.01% | +1,896+52.7% | Added |
| Penserra Capital Management LLC | 5,493 | $554.0K | 0.01% | +1,896+52.7% | Added |
| Penbrook Management LLC | 5,460 | $551.0K | 0.40% | 00.0% | Unchanged |
| FourThought Financial Partners, LLC | 5,437 | $548.7K | 0.07% | −955−14.9% | Reduced |
| Cary Street Partner Investment Advisory LLC | 5,427 | $547.6K | 0.04% | −1,620−23.0% | Reduced |
| Salem Investment Counselors Inc | 5,416 | $546.5K | 0.02% | +49+0.9% | Added |
| MB, Levis & Associates, LLC | 5,410 | $545.9K | 0.35% | 00.0% | Unchanged |
| Cohen Investment Advisors LLC | 5,410 | $545.9K | 0.44% | +16+0.3% | Added |
| MMBG Investment Advisors Co. | 5,492 | $540.6K | 0.07% | 00.0% | Unchanged |
| First Affirmative Financial Network | 5,264 | $531.2K | 0.53% | −230−4.2% | Reduced |
| Carr Financial Group Corp | 5,253 | $530.1K | 0.21% | 00.0% | Unchanged |
| American Trust Investment Advisors, LLC | 5,165 | $521.2K | 0.29% | −195−3.6% | Reduced |
| Northwest Capital Management Inc | 5,150 | $519.7K | 0.22% | 00.0% | Unchanged |
| Pinnacle Wealth Management Advisory Group, LLC | 5,142 | $518.9K | 0.06% | −68−1.3% | Reduced |
| Forza Wealth Management, LLC | 5,119 | $516.6K | 0.26% | −200−3.8% | Reduced |
| Berkshire Bank | 5,074 | $512.0K | 0.14% | +88+1.8% | Added |
| Alhambra Investment Partners LLC | 5,034 | $508.0K | 0.34% | 00.0% | Unchanged |
| North Star Asset Management Inc | 5,026 | $507.2K | 0.03% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 5,016 | $506.1K | 0.29% | 00.0% | Unchanged |
| Allen Investment Management LLC | 5,000 | $504.6K | 0.01% | 00.0% | Unchanged |
| Hall Capital Management Co Inc | 4,993 | $503.8K | 0.28% | −9−0.2% | Reduced |
| Stokes Family Office, LLC | 4,988 | $503.3K | 0.06% | +1,072+27.4% | Added |
| First American Trust, FSB | 4,988 | $503.0K | 0.07% | +106+2.2% | Added |
| Valley Brook Capital Group | 4,984 | $502.9K | 0.46% | 00.0% | Unchanged |
| Veritable, L.P. | 4,939 | $498.4K | 0.01% | +576+13.2% | Added |
| Smart Money Group LLC | 4,936 | $498.1K | 0.24% | +596+13.7% | Added |
| Canal Capital Management, LLC | 4,904 | $494.9K | 0.10% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 4,893 | $494.0K | 0.07% | −280−5.4% | Reduced |
| Woodstock Corp | 4,862 | $490.6K | 0.06% | −584−10.7% | Reduced |
| Leuthold Group, LLC | 4,824 | $486.8K | 0.06% | 00.0% | Unchanged |
| Cullinan Associates Inc | 4,800 | $484.4K | 0.03% | +200+4.3% | Added |
| Apollon Wealth Management, LLC | 4,787 | $483.1K | 0.02% | +819+20.6% | Added |
| Sterling Manor Financial, LLC | 4,780 | $482.4K | 0.41% | +4,780 | New |
| Private Trust Co NA | 4,775 | $481.9K | 0.06% | +664+16.2% | Added |
| Pinnacle Wealth Planning Services, Inc. | 4,773 | $481.6K | 0.08% | +681+16.6% | Added |
| Pinnacle Financial Partners Inc | 4,762 | $480.5K | 0.01% | +117+2.5% | Added |
| Plancorp, LLC | 4,762 | $480.5K | 0.03% | 00.0% | Unchanged |
| Intellectus Partners, LLC | 4,726 | $476.9K | 0.14% | −1,665−26.1% | Reduced |
| Kovitz Investment Group Partners, LLC | 4,724 | $476.7K | 0.01% | −1,140−19.4% | Reduced |
| Lindbrook Capital, LLC | 4,699 | $474.2K | 0.05% | −63−1.3% | Reduced |
| Tranquilli Financial Advisor LLC | 4,640 | $468.2K | 0.33% | +19+0.4% | Added |
| Marino, Stram & Associates LLC | 4,639 | $468.1K | 0.13% | +20.0% | Added |
| Summit Financial, LLC | 4,637 | $467.9K | 0.03% | +981+26.8% | Added |
| Wesbanco Bank Inc | 4,633 | $467.0K | 0.02% | −145−3.0% | Reduced |
| Diversified Trust Co | 4,603 | $464.5K | 0.02% | −2,247−32.8% | Reduced |
| Ieq Capital, LLC | 4,597 | $463.8K | 0.01% | +1,607+53.7% | Added |
| Nwam LLC | 4,571 | $461.3K | 0.04% | +680+17.5% | Added |
| HB Wealth Management, LLC | 4,551 | $459.2K | 0.01% | −144−3.1% | Reduced |
| D.B. Root & Company, LLC | 4,537 | $457.8K | 0.17% | −3,826−45.7% | Reduced |
| Cannell Peter B & Co Inc | 4,524 | $456.5K | 0.02% | −162−3.5% | Reduced |
| Brighton Jones LLC | 4,517 | $455.9K | 0.02% | +414+10.1% | Added |
| Clear Street Markets LLC | 4,523 | $455.0K | 0.19% | +4,522+452,200.0% | Added |
| Pitcairn Co | 4,475 | $451.6K | 0.04% | +698+18.5% | Added |
| Washington Trust Co | 4,455 | $449.6K | 0.02% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 4,450 | $449.0K | 0.01% | −2,415−35.2% | Reduced |
| Aaron Wealth Advisors | 4,446 | $448.6K | 0.06% | +933+26.6% | Added |
| Bedel Financial Consulting, Inc. | 4,445 | $448.6K | 0.09% | +153+3.6% | Added |
| Drive Wealth Management, LLC | 4,427 | $446.7K | 0.17% | −410−8.5% | Reduced |
| Resources Investment Advisors, LLC. | 4,415 | $445.5K | 0.01% | −9,099−67.3% | Reduced |
| Global Retirement Partners, LLC | 4,394 | $443.4K | 0.02% | +499+12.8% | Added |
| Circle Wealth Management, LLC | 4,381 | $442.1K | 0.06% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 4,376 | $442.0K | 0.03% | +147+3.5% | Added |
| Aull & Monroe Investment Management Corp | 4,375 | $441.5K | 0.22% | 00.0% | Unchanged |
| GSB Wealth Management, LLC | 4,373 | $441.2K | 0.14% | 00.0% | Unchanged |
| Regatta Capital Group, LLC | 4,367 | $440.7K | 0.14% | +209+5.0% | Added |
| Rossmore Private Capital | 4,361 | $440.1K | 0.07% | −1,374−24.0% | Reduced |
| Institute for Wealth Management, LLC. | 4,334 | $437.4K | 0.08% | −165−3.7% | Reduced |
| Busey Wealth Management | 4,313 | $435.2K | 0.02% | −300−6.5% | Reduced |
| Independent Advisor Alliance | 4,306 | $434.5K | 0.02% | −194−4.3% | Reduced |
| Cypress Capital Group | 4,287 | $432.6K | 0.06% | −71−1.6% | Reduced |
| Summit Trail Advisors, LLC | 4,261 | $430.0K | 0.02% | +716+20.2% | Added |
| Violich Capital Management, Inc. | 4,250 | $429.0K | 0.07% | 00.0% | Unchanged |
| Principle Wealth Partners LLC | 4,247 | $428.6K | 0.04% | −1,200−22.0% | Reduced |
| Beddow Capital Management Inc | 4,240 | $428.0K | 0.22% | 00.0% | Unchanged |
| Helen Stephens Group, LLC | 4,238 | $427.7K | 0.22% | −12−0.3% | Reduced |
| First Foundation Advisors | 4,236 | $427.5K | 0.02% | −420−9.0% | Reduced |
| Capital Investment Advisors, LLC | 4,200 | $423.8K | 0.01% | −85−2.0% | Reduced |
| Beck Mack & Oliver LLC | 4,200 | $423.8K | 0.01% | 00.0% | Unchanged |