Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2023
Institutional positions in Novartis AG as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,203
- +31 vs. Q1 2023
- Shares held
- 148.5M
- −23.3M (−13.5%) vs. Q1 2023
- Total value
- $14.9B
- −$228.5M (−1.5%) vs. Q1 2023
- New holders
- 100
- 341 more added
- Sold out
- 69
- 474 more reduced
10 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dorsey & Whitney Trust CO LLC | 13,801 | $1.39M | 0.12% | +2,624+23.5% | Added |
| Foundations Investment Advisors, LLC | 13,856 | $1.40M | 0.05% | +2,767+25.0% | Added |
| Kestra Private Wealth Services, LLC | 14,033 | $1.42M | 0.05% | +6,182+78.7% | Added |
| Physicians Financial Services, Inc. | 14,083 | $1.42M | 0.56% | +100+0.7% | Added |
| Quadrant Capital Group LLC | 14,112 | $1.42M | 0.14% | −128−0.9% | Reduced |
| Raymond James Trust N.A. | 14,225 | $1.44M | 0.04% | −861−5.7% | Reduced |
| Telemus Capital, LLC | 14,241 | $1.44M | 0.12% | −762−5.1% | Reduced |
| Old National Bancorp | 14,273 | $1.44M | 0.04% | +1,321+10.2% | Added |
| Marco Investment Management LLC | 14,432 | $1.46M | 0.16% | −878−5.7% | Reduced |
| Davy Global Fund Management Ltd | 14,467 | $1.46M | 0.28% | 00.0% | Unchanged |
| Comerica Securities,inc. | 14,531 | $1.47M | 0.10% | −298−2.0% | Reduced |
| Avantax Advisory Services, Inc. | 14,545 | $1.47M | 0.02% | −9,044−38.3% | Reduced |
| Guggenheim Capital LLC | 14,614 | $1.47M | 0.01% | −1,337−8.4% | Reduced |
| Aberdeen Wealth Management LLC | 14,640 | $1.48M | 1.07% | 00.0% | Unchanged |
| Ascent Wealth Partners, LLC | 14,734 | $1.49M | 0.26% | +867+6.3% | Added |
| CAPROCK Group, Inc. | 14,887 | $1.50M | 0.11% | +2,136+16.8% | Added |
| Archford Capital Strategies, LLC | 14,494 | $1.51M | 0.29% | −217−1.5% | Reduced |
| Albert D Mason Inc | 14,981 | $1.51M | 1.04% | −437−2.8% | Reduced |
| Rothschild Investment Corp | 15,258 | $1.54M | 0.13% | −1,003−6.2% | Reduced |
| Snowden Capital Advisors LLC | 15,291 | $1.54M | 0.06% | −1,070−6.5% | Reduced |
| Sandy Spring Bank | 15,307 | $1.54M | 0.08% | −1,254−7.6% | Reduced |
| Northstar Asset Management LLC | 15,325 | $1.55M | 0.43% | 00.0% | Unchanged |
| Coastline Trust Co | 15,481 | $1.56M | 0.22% | −697−4.3% | Reduced |
| SevenBridge Financial Group, LLC | 15,537 | $1.57M | 0.40% | −228−1.4% | Reduced |
| Boston Private Wealth LLC | 15,631 | $1.58M | 0.03% | −199−1.3% | Reduced |
| Patten Group, Inc. | 15,792 | $1.59M | 0.45% | 00.0% | Unchanged |
| Richard P Slaughter Associates Inc | 15,826 | $1.60M | 0.46% | −539−3.3% | Reduced |
| FineMark National Bank & Trust | 15,859 | $1.60M | 0.07% | −70−0.4% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 15,959 | $1.61M | 0.00% | +469+3.0% | Added |
| CNB Bank | 16,020 | $1.62M | 0.95% | −688−4.1% | Reduced |
| Lester Murray Antman dba SimplyRich | 16,077 | $1.62M | 0.58% | 00.0% | Unchanged |
| Vise Technologies, Inc. | 16,102 | $1.62M | 0.39% | +1,627+11.2% | Added |
| Greenleaf Trust | 16,209 | $1.64M | 0.02% | +532+3.4% | Added |
| McKinley Capital Management LLC /Delaware | 16,216 | $1.64M | 0.22% | −268−1.6% | Reduced |
| Sepio Capital, LP | 16,241 | $1.64M | 0.13% | −649−3.8% | Reduced |
| Johnson Investment Counsel Inc | 16,253 | $1.64M | 0.02% | +37+0.2% | Added |
| Bessemer Group Inc | 16,383 | $1.65M | 0.00% | +808+5.2% | Added |
| Lowe Brockenbrough & Co Inc | 16,409 | $1.66M | 0.12% | −414−2.5% | Reduced |
| Aquatic Capital Management LLC | 16,600 | $1.68M | 0.09% | −30,200−64.5% | Reduced |
| Veriti Management LLC | 16,645 | $1.68M | 0.19% | +1,717+11.5% | Added |
| Capricorn Fund Managers Ltd | 16,921 | $1.71M | 0.61% | +16,921 | New |
| Roberts Glore & Co Inc | 16,926 | $1.71M | 0.55% | −36−0.2% | Reduced |
| Grimes & Company, Inc. | 17,211 | $1.74M | 0.06% | −121,877−87.6% | Reduced |
| Perigon Wealth Management, LLC | 17,383 | $1.75M | 0.07% | +13,692+371.0% | Added |
| Stonebridge Capital Management Inc | 17,475 | $1.76M | 0.82% | −1,250−6.7% | Reduced |
| Benedict Financial Advisors Inc | 17,526 | $1.77M | 0.49% | −71−0.4% | Reduced |
| Dynamic Advisor Solutions LLC | 17,664 | $1.78M | 0.09% | +3,182+22.0% | Added |
| Independent Investors Inc | 17,900 | $1.81M | 0.42% | 00.0% | Unchanged |
| Checchi Capital Advisers, LLC | 17,985 | $1.81M | 0.16% | +683+3.9% | Added |
| Parsons Capital Management Inc | 18,069 | $1.82M | 0.14% | +189+1.1% | Added |
| Cardinal Capital Management, Inc. | 18,135 | $1.83M | 0.09% | −4,370−19.4% | Reduced |
| Compass Wealth Management LLC | 18,200 | $1.84M | 0.55% | −150−0.8% | Reduced |
| Schechter Investment Advisors, LLC | 18,303 | $1.85M | 0.17% | +1,971+12.1% | Added |
| Prudential Financial Inc | 18,463 | $1.86M | 0.00% | +5,272+40.0% | Added |
| Diamond Hill Capital Management Inc | 18,529 | $1.87M | 0.01% | −1,420−7.1% | Reduced |
| Pathstone Family Office, LLC | 18,661 | $1.87M | 0.03% | −861−4.4% | Reduced |
| Headinvest, LLC | 18,103 | $1.88M | 0.40% | −543−2.9% | Reduced |
| Park National Corp | 18,851 | $1.90M | 0.08% | −679−3.5% | Reduced |
| Mount Yale Investment Advisors, LLC | 19,012 | $1.92M | 0.20% | +5,030+36.0% | Added |
| Fred Alger Management, LLC | 19,045 | $1.92M | 0.01% | 00.0% | Unchanged |
| Balentine LLC | 19,226 | $1.94M | 0.06% | +68+0.4% | Added |
| Valley National Advisers Inc | 19,267 | $1.95M | 0.33% | −1,009−5.0% | Reduced |
| Synovus Financial Corp | 19,325 | $1.95M | 0.02% | −869−4.3% | Reduced |
| Baker Tilly Wealth Management, LLC | 19,376 | $1.96M | 0.21% | +1,298+7.2% | Added |
| Wambolt & Associates, LLC | 19,421 | $1.96M | 0.70% | +742+4.0% | Added |
| Advisors Management Group Inc | 19,424 | $1.96M | 0.58% | −688−3.4% | Reduced |
| SG Americas Securities, LLC | 19,526 | $1.97M | 0.02% | +4,230+27.7% | Added |
| Ipswich Investment Management Co., Inc. | 19,607 | $1.98M | 0.52% | −1,400−6.7% | Reduced |
| Quantinno Capital Management LP | 19,755 | $1.99M | 0.11% | +2,587+15.1% | Added |
| Sequoia Financial Advisors, LLC | 19,783 | $2.00M | 0.03% | +7,895+66.4% | Added |
| Nixon Peabody Trust Co | 19,877 | $2.01M | 1.63% | −5,147−20.6% | Reduced |
| Trust Co of Toledo NA | 19,922 | $2.01M | 0.34% | −1,694−7.8% | Reduced |
| Mitchell & Pahl Private Wealth, LLC | 19,962 | $2.01M | 1.22% | +387+2.0% | Added |
| NBT Bank N A | 20,117 | $2.03M | 0.29% | −195−1.0% | Reduced |
| Pacer Advisors, Inc. | 20,156 | $2.03M | 0.01% | −313,159−94.0% | Reduced |
| Abbot Financial Management, Inc. | 20,401 | $2.06M | 1.32% | −96−0.5% | Reduced |
| Advisors Asset Management, Inc. | 20,582 | $2.08M | 0.04% | +2,819+15.9% | Added |
| Victory Capital Management Inc | 21,390 | $2.16M | 0.00% | −1,883−8.1% | Reduced |
| Lowell Blake & Associates Inc. | 21,405 | $2.16M | 0.63% | −1,467−6.4% | Reduced |
| Kahn Brothers Group Inc | 21,578 | $2.18M | 0.32% | 00.0% | Unchanged |
| Cetera Investment Advisers | 21,785 | $2.20M | 0.02% | +3,160+17.0% | Added |
| Geneos Wealth Management Inc. | 21,955 | $2.22M | 0.12% | +1,501+7.3% | Added |
| Commerce Bank | 22,025 | $2.22M | 0.02% | −453−2.0% | Reduced |
| Palisade Asset Management, LLC | 22,082 | $2.23M | 0.26% | 00.0% | Unchanged |
| Daymark Wealth Partners, LLC | 22,352 | $2.26M | 0.17% | +519+2.4% | Added |
| Private Asset Management Inc | 22,424 | $2.26M | 0.44% | −8,525−27.5% | Reduced |
| Cullen/Frost Bankers, Inc. | 22,471 | $2.27M | 0.04% | −793−3.4% | Reduced |
| Cascade Investment Advisors, Inc. | 22,472 | $2.27M | 1.69% | −678−2.9% | Reduced |
| Fca Corp | 22,526 | $2.27M | 0.84% | −173−0.8% | Reduced |
| EagleClaw Capital Managment, LLC | 22,574 | $2.28M | 0.52% | −750−3.2% | Reduced |
| Stock Yards Bank & Trust Co | 22,588 | $2.28M | 0.08% | −748−3.2% | Reduced |
| BFT Financial Group, LLC | 22,606 | $2.28M | 0.26% | +1,891+9.1% | Added |
| Atlantic Union Bankshares Corp | 22,711 | $2.29M | 0.23% | −804−3.4% | Reduced |
| Wade G W & Inc | 22,772 | $2.30M | 0.08% | +12,604+124.0% | Added |
| Clearstead Advisors, LLC | 22,874 | $2.31M | 0.14% | +90+0.4% | Added |
| Huntington National Bank | 22,903 | $2.31M | 0.02% | −246−1.1% | Reduced |
| Dempze Nancy E | 22,954 | $2.32M | 1.99% | −517−2.2% | Reduced |
| Mirador Capital Partners LP | 23,468 | $2.37M | 0.56% | −85−0.4% | Reduced |
| MAI Capital Management | 23,677 | $2.39M | 0.04% | +8,114+52.1% | Added |
| Benjamin Edwards Inc | 23,774 | $2.40M | 0.56% | +3,730+18.6% | Added |