Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2023
Institutional positions in Novartis AG as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,203
- +31 vs. Q1 2023
- Shares held
- 148.5M
- −23.3M (−13.5%) vs. Q1 2023
- Total value
- $14.9B
- −$228.5M (−1.5%) vs. Q1 2023
- New holders
- 100
- 341 more added
- Sold out
- 69
- 474 more reduced
10 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Grandfield & Dodd, LLC | 153,757 | $15.5M | 1.08% | +156+0.1% | Added |
| Bartlett & Co. Wealth Management LLC | 155,768 | $15.7M | 0.27% | −11,825−7.1% | Reduced |
| Bartlett & Co. LLC | 155,768 | $15.7M | 0.27% | −11,825−7.1% | Reduced |
| Exencial Wealth Advisors, LLC | 155,852 | $15.7M | 0.72% | −12,683−7.5% | Reduced |
| Advisor Group Holdings, Inc. | 156,433 | $15.8M | 0.03% | +17,477+12.6% | Added |
| Citigroup Inc | 183,976 | $18.6M | 0.02% | −111,575−37.8% | Reduced |
| John G Ullman & Associates Inc | 184,935 | $18.7M | 2.88% | −3,110−1.7% | Reduced |
| Brandes Investment Partners, LP | 185,226 | $18.7M | 0.38% | −4,425−2.3% | Reduced |
| Mariner, LLC | 186,053 | $18.8M | 0.05% | −5,052−2.6% | Reduced |
| Van Eck Associates Corp | 190,857 | $19.3M | 0.04% | −23,920−11.1% | Reduced |
| Hemenway Trust Co LLC | 191,807 | $19.4M | 1.90% | +4,810+2.6% | Added |
| Boston Common Asset Management, LLC | 193,168 | $19.5M | 0.42% | −1,020−0.5% | Reduced |
| Douglas Lane & Associates, LLC | 194,937 | $19.7M | 0.32% | −13,067−6.3% | Reduced |
| Rockefeller Capital Management L.P. | 196,827 | $19.8M | 0.08% | +3,918+2.0% | Added |
| Godsey & Gibb Associates | 197,154 | $19.9M | 2.26% | −6,504−3.2% | Reduced |
| Assetmark, Inc | 198,769 | $20.1M | 0.08% | +10,975+5.8% | Added |
| M&T Bank Corp | 200,499 | $20.2M | 0.08% | −1,923−0.9% | Reduced |
| Qube Research & Technologies Ltd | 205,784 | $20.8M | 0.08% | +205,784 | New |
| US Bancorp | 208,145 | $21.0M | 0.03% | +3,527+1.7% | Added |
| Schonfeld Strategic Advisors LLC | 211,797 | $21.4M | 0.18% | +105,520+99.3% | Added |
| Causeway Capital Management LLC | 225,548 | $22.8M | 0.60% | −20,159−8.2% | Reduced |
| Cerity Partners LLC | 227,973 | $23.0M | 0.09% | +3,446+1.5% | Added |
| GW Henssler & Associates Ltd | 237,178 | $23.9M | 1.57% | −188,711−44.3% | Reduced |
| NewEdge Wealth, LLC | 238,248 | $24.0M | 0.80% | +111,719+88.3% | Added |
| Adage Capital Partners GP, L.L.C. | 238,408 | $24.1M | 0.05% | +106,424+80.6% | Added |
| Martin Investment Management, LLC | 238,509 | $24.1M | 6.79% | −57,940−19.5% | Reduced |
| Commonwealth Equity Services, LLC | 245,557 | $24.8M | 0.05% | +7,914+3.3% | Added |
| Stifel Financial Corp | 246,213 | $24.8M | 0.03% | −20,346−7.6% | Reduced |
| Cambiar Investors LLC | 255,953 | $25.8M | 1.09% | −51,753−16.8% | Reduced |
| Oppenheimer Asset Management Inc. | 258,806 | $26.1M | 0.38% | −43,782−14.5% | Reduced |
| Financial Counselors Inc | 261,642 | $26.4M | 0.54% | −1,762−0.7% | Reduced |
| HighTower Advisors, LLC | 263,165 | $26.5M | 0.05% | +11,116+4.4% | Added |
| D. E. Shaw & Co., Inc. | 266,942 | $26.9M | 0.04% | +264,142+9,433.6% | Added |
| Neuberger Berman Group LLC | 278,204 | $28.0M | 0.03% | −22,493−7.5% | Reduced |
| Janney Montgomery Scott LLC | 277,896 | $28.0M | 0.10% | +4,928+1.8% | Added |
| Creative Planning | 301,255 | $30.4M | 0.04% | +14,742+5.1% | Added |
| The PNC Financial Services Group, Inc. | 307,159 | $31.0M | 0.03% | −4,032−1.3% | Reduced |
| Cambridge Trust Co | 307,921 | $31.1M | 1.41% | −2,593−0.8% | Reduced |
| Saturna Capital CORP | 311,666 | $31.5M | 0.54% | +1,400+0.5% | Added |
| Brown Advisory Inc | 318,731 | $32.2M | 0.05% | −23,368−6.8% | Reduced |
| LPL Financial LLC | 325,532 | $32.8M | 0.02% | +26,185+8.7% | Added |
| Invesco Ltd. | 325,741 | $32.9M | 0.01% | −72,152−18.1% | Reduced |
| Managed Asset Portfolios, LLC | 327,366 | $33.0M | 4.96% | −44,872−12.1% | Reduced |
| Magnetar Financial LLC | 329,712 | $33.3M | 0.73% | +329,712 | New |
| Raymond James Financial Services Advisors, Inc. | 340,927 | $34.4M | 0.06% | +9,060+2.7% | Added |
| American Century Companies Inc | 354,273 | $35.7M | 0.03% | +29,152+9.0% | Added |
| GWM Advisors LLC | 363,721 | $36.7M | 0.41% | −4,427−1.2% | Reduced |
| Morningstar Investment Services LLC | 381,455 | $37.8M | 0.49% | −11,658−3.0% | Reduced |
| JPMorgan Chase & Co | 387,037 | $39.1M | 0.00% | −24,038−5.8% | Reduced |
| Clark Capital Management Group, Inc. | 393,666 | $39.7M | 0.35% | +393,666 | New |
| TCTC Holdings, LLC | 400,126 | $40.4M | 1.61% | 00.0% | Unchanged |
| Woodley Farra Manion Portfolio Management Inc | 411,795 | $41.6M | 2.68% | +99,616+31.9% | Added |
| Twin Tree Management, LP | 422,648 | $42.6M | 0.88% | +169,908+67.2% | Added |
| Ameriprise Financial Inc | 423,387 | $42.8M | 0.01% | +9,632+2.3% | Added |
| CI Private Wealth, LLC | 454,351 | $45.8M | 0.11% | +50,920+12.6% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 472,414 | $47.7M | 0.24% | +169,256+55.8% | Added |
| CIBC Private Wealth Group, LLC | 482,305 | $48.7M | 0.11% | +62,106+14.8% | Added |
| Harvest Portfolios Group Inc. | 489,538 | $49.4M | 2.27% | −56,051−10.3% | Reduced |
| D.A. Davidson & Co. | 496,508 | $50.1M | 0.53% | −20,901−4.0% | Reduced |
| Voloridge Investment Management, LLC | 511,524 | $51.6M | 0.24% | −124,655−19.6% | Reduced |
| Raymond James & Associates | 542,617 | $54.8M | 0.05% | −9,924−1.8% | Reduced |
| Aristotle Capital Management, LLC | 586,762 | $59.2M | 0.12% | +15,635+2.7% | Added |
| Royal Bank of Canada | 612,074 | $61.8M | 0.02% | −2,390−0.4% | Reduced |
| Bank of New York Mellon Corp | 625,155 | $63.1M | 0.01% | −930.0% | Reduced |
| SEI Investments Co | 635,548 | $64.1M | 0.11% | −20,539−3.1% | Reduced |
| Macquarie Group Ltd | 660,281 | $66.6M | 0.08% | −13,046−1.9% | Reduced |
| Mondrian Investment Partners LTD | 664,627 | $67.1M | 1.34% | −23,000−3.3% | Reduced |
| Bristol John W & Co Inc | 682,530 | $68.9M | 1.30% | −4,491−0.7% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 682,956 | $68.9M | 0.32% | +672,756+6,595.6% | Added |
| First Trust Advisors LP | 710,885 | $71.7M | 0.08% | −95,432−11.8% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 730,628 | $73.7M | 0.28% | +41,822+6.1% | Added |
| Truist Financial Corp | 778,784 | $78.6M | 0.13% | −52,632−6.3% | Reduced |
| Earnest Partners LLC | 840,008 | $84.8M | 0.47% | −10,754−1.3% | Reduced |
| Fisher Asset Management, LLC | 863,530 | $87.1M | 0.05% | +19,342+2.3% | Added |
| Capital Research Global Investors | 903,243 | $91.1M | 0.02% | +4080.0% | Added |
| Point72 Asset Management, L.P. | 906,286 | $91.5M | 0.32% | −905,061−50.0% | Reduced |
| Natixis Advisors, L.P. | 930,410 | $93.9M | 0.29% | +32,258+3.6% | Added |
| Marshall Wace, LLP | 1,042,312 | $105.2M | 0.23% | −283,844−21.4% | Reduced |
| Sanders Capital, LLC | 1,072,710 | $108.2M | 0.23% | −57,820−5.1% | Reduced |
| Manning & Napier Group, LLC | 1,085,831 | $109.6M | 1.25% | −673,799−38.3% | Reduced |
| FMR LLC | 1,185,320 | $119.6M | 0.01% | +76,113+6.9% | Added |
| Envestnet Asset Management Inc | 1,363,054 | $137.5M | 0.06% | −7,098,392−83.9% | Reduced |
| Scharf Investments, LLC | 1,501,086 | $151.5M | 4.54% | −124,889−7.7% | Reduced |
| BlackRock Inc. | 1,725,007 | $174.1M | 0.00% | +106,966+6.6% | Added |
| State Street Corp | 1,790,863 | $180.7M | 0.01% | −87,608−4.7% | Reduced |
| UBS Group AG | 1,798,251 | $181.5M | 0.08% | −86,831−4.6% | Reduced |
| Wells Fargo & Company | 2,063,050 | $208.2M | 0.06% | −97,661−4.5% | Reduced |
| Northern Trust Corp | 2,230,096 | $225.0M | 0.04% | −306,454−12.1% | Reduced |
| Renaissance Technologies LLC | 2,354,845 | $237.6M | 0.34% | −692,599−22.7% | Reduced |
| Principal Financial Group Inc | 2,487,874 | $251.1M | 0.17% | −242,473−8.9% | Reduced |
| Janus Henderson Group PLC | 2,601,266 | $262.5M | 0.16% | −1,009,517−28.0% | Reduced |
| Cullen Capital Management LLC | 2,795,890 | $282.1M | 2.52% | −664,113−19.2% | Reduced |
| Goldman Sachs Group Inc | 2,897,464 | $292.4M | 0.07% | −1,747,915−37.6% | Reduced |
| Charles Schwab Investment Management Inc | 4,412,441 | $416.7M | 0.12% | −49,942−1.1% | Reduced |
| Wellington Management Group LLP | 4,751,952 | $479.5M | 0.09% | −102,533−2.1% | Reduced |
| Bank of America Corp | 4,994,985 | $504.0M | 0.06% | −2,609,696−34.3% | Reduced |
| Franklin Resources Inc | 6,183,546 | $624.0M | 0.30% | −798,746−11.4% | Reduced |
| Dimensional Fund Advisors LP | 6,257,343 | $631.4M | 0.20% | +83,672+1.4% | Added |
| Loomis Sayles & Co L P | 6,315,010 | $637.2M | 1.03% | −292,139−4.4% | Reduced |
| Morgan Stanley | 7,265,431 | $733.2M | 0.07% | +650,965+9.8% | Added |