Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Blueprint Investment Partners LLC | 3,142 | $289.1K | 0.07% | +376+13.6% | Added |
| Peddock Capital Advisors, LLC | 3,124 | $287.4K | 0.10% | 00.0% | Unchanged |
| Thoroughbred Financial Services, LLC | 3,100 | $285.0K | 0.04% | +17+0.6% | Added |
| Value Partners Investments Inc. | 3,086 | $283.5K | 0.02% | +61+2.0% | Added |
| Edge Capital Group, LLC | 3,057 | $281.2K | 0.02% | −84−2.7% | Reduced |
| Icapital Wealth LLC | 3,052 | $280.8K | 0.19% | 00.0% | Unchanged |
| Weatherly Asset Management L. P. | 3,050 | $280.6K | 0.04% | 00.0% | Unchanged |
| Sentry LLC | 3,045 | $280.1K | 0.07% | +3,045 | New |
| Carmichael Hill & Associates, Inc. | 3,028 | $278.6K | 0.14% | 00.0% | Unchanged |
| Concord Wealth Partners | 3,023 | $278.1K | 0.08% | −430−12.5% | Reduced |
| Viawealth, LLC | 3,018 | $277.7K | 0.22% | 00.0% | Unchanged |
| Philadelphia Trust Co | 3,012 | $277.0K | 0.03% | 00.0% | Unchanged |
| Rehmann Capital Advisory Group | 3,003 | $276.4K | 0.03% | −299−9.1% | Reduced |
| Equitable Holdings, Inc. | 3,003 | $276.3K | 0.00% | +3,003 | New |
| Ieq Capital, LLC | 2,990 | $275.0K | 0.01% | +2,990 | New |
| Patriot Financial Group Insurance Agency, LLC | 2,986 | $274.7K | 0.06% | +2,986 | New |
| Appleton Partners Inc | 2,983 | $274.0K | 0.02% | +2,983 | New |
| Clearbridge Investments, LLC | 2,977 | $273.8K | 0.00% | −11−0.4% | Reduced |
| Hurlow Wealth Management Group, Inc. | 2,969 | $273.1K | 0.13% | 00.0% | Unchanged |
| UMA Financial Services, Inc. | 2,786 | $273.1K | 0.07% | −64−2.2% | Reduced |
| Stiles Financial Services Inc | 2,961 | $272.4K | 0.15% | +50+1.7% | Added |
| Roundview Capital LLC | 2,959 | $272.2K | 0.03% | −5,827−66.3% | Reduced |
| Investors Research Corp | 2,953 | $271.7K | 0.07% | −200−6.3% | Reduced |
| Latitude Advisors, LLC | 2,952 | $271.5K | 0.20% | +3+0.1% | Added |
| Wulff, Hansen & Co. | 2,945 | $270.9K | 0.31% | −480−14.0% | Reduced |
| Dorchester Wealth Management Co | 2,945 | $270.9K | 0.06% | 00.0% | Unchanged |
| Grey Fox Wealth Advisors, LLC | 2,944 | $270.8K | 0.16% | −20−0.7% | Reduced |
| Platform Technology Partners | 2,943 | $270.8K | 0.13% | 00.0% | Unchanged |
| Hartford Funds Management Co LLC | 2,930 | $269.6K | 0.03% | +568+24.0% | Added |
| High Net Worth Advisory Group LLC | 2,928 | $269.4K | 0.11% | 00.0% | Unchanged |
| Global Trust Asset Management, LLC | 2,914 | $268.1K | 0.13% | −204−6.5% | Reduced |
| Smith, Salley & Associates | 2,911 | $267.8K | 0.02% | −36−1.2% | Reduced |
| D'Orazio & Associates, Inc. | 2,910 | $267.7K | 0.07% | −264−8.3% | Reduced |
| LCM Capital Management Inc | 2,886 | $265.5K | 0.23% | +173+6.4% | Added |
| Flagship Harbor Advisors, LLC | 2,886 | $265.5K | 0.03% | +12+0.4% | Added |
| Allred Capital Management, LLC | 2,870 | $264.0K | 0.14% | +26+0.9% | Added |
| First Citizens Bank & Trust Co | 2,862 | $263.3K | 0.01% | −255−8.2% | Reduced |
| Key Financial Inc | 2,859 | $263.0K | 0.10% | +1,000+53.8% | Added |
| Shelton Capital Management | 2,850 | $262.2K | 0.01% | +50+1.8% | Added |
| Intrua Financial, LLC | 2,541 | $262.1K | 0.05% | +84+3.4% | Added |
| StrongBox Wealth, LLC | 2,841 | $261.4K | 0.18% | +350+14.1% | Added |
| Almanack Investment Partners, LLC. | 2,838 | $261.1K | 0.05% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 2,835 | $260.8K | 0.03% | −169−5.6% | Reduced |
| Northstar Group, Inc. | 2,829 | $260.3K | 0.07% | −4−0.1% | Reduced |
| Lion Street Advisors, LLC | 2,829 | $260.3K | 0.08% | +2,829 | New |
| NEIRG Wealth Management, LLC | 2,829 | $260.3K | 0.05% | +2,829 | New |
| Applied Finance Capital Management, LLC | 2,816 | $259.1K | 0.03% | +312+12.5% | Added |
| Jacobs & Co | 2,825 | $259.0K | 0.03% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 2,811 | $258.6K | 0.00% | −2,382−45.9% | Reduced |
| Wealth Alliance Advisory Group, LLC | 2,810 | $258.5K | 0.10% | 00.0% | Unchanged |
| Argonautica Private Wealth Management, Inc | 2,809 | $258.5K | 0.13% | −405−12.6% | Reduced |
| Ronald Blue Trust, Inc. | 2,836 | $258.0K | 0.00% | −338−10.6% | Reduced |
| D. E. Shaw & Co., Inc. | 2,800 | $257.6K | 0.00% | −20,643−88.1% | Reduced |
| RiverGlades Family Offices LLC | 2,800 | $257.6K | 0.24% | −2,075−42.6% | Reduced |
| Lyell Wealth Management, LP | 2,800 | $257.6K | 0.04% | 00.0% | Unchanged |
| Angeles Wealth Management, LLC | 2,799 | $257.5K | 0.04% | −310−10.0% | Reduced |
| Opal Wealth Advisors, LLC | 2,798 | $257.4K | 0.15% | +18+0.6% | Added |
| Cornerstone Wealth Management, LLC | 2,795 | $257.2K | 0.03% | +2,795 | New |
| Annex Advisory Services, LLC | 2,787 | $256.4K | 0.01% | −298−9.7% | Reduced |
| Kendall Capital Management | 2,770 | $255.0K | 0.12% | −46−1.6% | Reduced |
| BBR Partners, LLC | 2,769 | $254.7K | 0.03% | +204+8.0% | Added |
| IHT Wealth Management, LLC | 2,759 | $253.8K | 0.01% | +138+5.3% | Added |
| Bristlecone Advisors, LLC | 2,755 | $253.5K | 0.03% | −8−0.3% | Reduced |
| Cozad Asset Management Inc | 2,753 | $253.3K | 0.03% | −1,025−27.1% | Reduced |
| Redwood Wealth Management Group, LLC | 2,753 | $253.3K | 0.29% | −200−6.8% | Reduced |
| GFS Advisors, LLC | 2,750 | $253.0K | 0.06% | 00.0% | Unchanged |
| Retirement Planning Co of New England, Inc. | 2,741 | $252.1K | 0.15% | +19+0.7% | Added |
| Marcum Wealth, LLC | 2,736 | $251.7K | 0.03% | −110−3.9% | Reduced |
| Aspiriant, LLC | 2,736 | $251.7K | 0.01% | +500+22.4% | Added |
| Peoples Financial Services Corp. | 2,729 | $251.1K | 0.12% | −347−11.3% | Reduced |
| SeaCrest Wealth Management, LLC | 2,713 | $249.6K | 0.03% | +334+14.0% | Added |
| Southland Equity Partners LLC | 2,694 | $247.8K | 0.10% | +56+2.1% | Added |
| Blue Fin Capital, Inc. | 2,364 | $247.3K | 0.08% | −101−4.1% | Reduced |
| Community Bank & Trust, Waco, Texas | 2,671 | $246.0K | 0.08% | −27−1.0% | Reduced |
| Deroy & Devereaux Private Investment Counsel Inc | 2,675 | $246.0K | 0.02% | +400+17.6% | Added |
| Parsec Financial Management, Inc. | 2,673 | $245.9K | 0.01% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 2,665 | $245.2K | 0.01% | −1,180−30.7% | Reduced |
| V Wealth Advisors LLC | 2,661 | $244.8K | 0.05% | −1,282−32.5% | Reduced |
| Twin Focus Capital Partners, LLC | 2,651 | $243.9K | 0.05% | −163−5.8% | Reduced |
| Prime Capital Investment Advisors, LLC | 2,649 | $243.7K | 0.01% | −481−15.4% | Reduced |
| Tompkins Financial Corp | 2,644 | $243.2K | 0.04% | −50−1.9% | Reduced |
| Knightsbridge Asset Management, LLC | 2,636 | $243.0K | 0.04% | −64−2.4% | Reduced |
| Chicago Capital, LLC | 2,640 | $242.9K | 0.01% | 00.0% | Unchanged |
| Keel Point, LLC | 2,639 | $242.8K | 0.04% | −357−11.9% | Reduced |
| Great Lakes Advisors, LLC | 2,639 | $242.8K | 0.00% | 00.0% | Unchanged |
| FSB Premier Wealth Management, Inc. | 2,636 | $242.5K | 0.13% | +148+5.9% | Added |
| Professional Advisory Services Inc | 2,630 | $242.0K | 0.04% | −150−5.4% | Reduced |
| Patriot Investment Management Inc. | 2,622 | $241.2K | 0.02% | −340−11.5% | Reduced |
| Magnus Financial Group LLC | 2,620 | $241.0K | 0.04% | +136+5.5% | Added |
| Essex Savings Bank | 2,619 | $240.9K | 0.08% | +14+0.5% | Added |
| Laraway Financial Inc | 2,617 | $240.8K | 0.24% | −150−5.4% | Reduced |
| SageView Advisory Group, LLC | 2,615 | $240.6K | 0.02% | −476−15.4% | Reduced |
| Beutel, Goodman & Co Ltd. | 2,610 | $240.0K | 0.00% | +120+4.8% | Added |
| Sowell Financial Services LLC | 2,606 | $240.0K | 0.02% | +2,606 | New |
| Meridian Wealth Advisors, LLC | 2,601 | $239.3K | 0.06% | 00.0% | Unchanged |
| TCG Advisory Services, LLC | 2,567 | $236.2K | 0.05% | +2,567 | New |
| Schmidt P J Investment Management Inc | 2,300 | $236.1K | 0.05% | 00.0% | Unchanged |
| Moody Lynn & Lieberson, LLC | 2,566 | $236.1K | 0.02% | −2,000−43.8% | Reduced |
| Northside Capital Management, LLC | 2,546 | $234.2K | 0.06% | 00.0% | Unchanged |
| Eagle Strategies LLC | 2,534 | $233.1K | 0.06% | +29+1.2% | Added |