Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Icon Wealth Partners, LLC | 4,119 | $378.9K | 0.04% | +4,119 | New |
| Paradigm Asset Management Co LLC | 4,113 | $378.4K | 0.10% | −100−2.4% | Reduced |
| Private Trust Co NA | 4,111 | $378.2K | 0.05% | +663+19.2% | Added |
| Brighton Jones LLC | 4,103 | $377.5K | 0.02% | +46+1.1% | Added |
| Wealth Alliance | 4,101 | $377.3K | 0.06% | −17−0.4% | Reduced |
| Regatta Capital Group, LLC | 4,158 | $377.3K | 0.13% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 4,092 | $376.5K | 0.06% | +83+2.1% | Added |
| Penobscot Investment Management Company, Inc. | 4,075 | $374.9K | 0.07% | 00.0% | Unchanged |
| Pointe Capital Management LLC | 4,074 | $374.8K | 0.27% | −24−0.6% | Reduced |
| Monticello Wealth Management, LLC | 4,111 | $374.7K | 0.04% | 00.0% | Unchanged |
| Spire Wealth Management | 4,069 | $374.4K | 0.01% | +926+29.5% | Added |
| Park Place Capital Corp | 4,055 | $373.1K | 0.10% | +106+2.7% | Added |
| M&R Capital Management Inc | 4,050 | $372.6K | 0.10% | 00.0% | Unchanged |
| Essex Investment Management Co LLC | 4,023 | $370.1K | 0.05% | 00.0% | Unchanged |
| Atlas Capital Advisors LLC | 4,020 | $369.8K | 0.06% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 4,000 | $368.0K | 0.03% | −40−1.0% | Reduced |
| Ategra Capital Management, LLC | 3,991 | $367.2K | 0.21% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 3,968 | $365.1K | 0.02% | −118−2.9% | Reduced |
| Mattern Wealth Management LLC | 3,950 | $363.4K | 0.12% | −79−2.0% | Reduced |
| Norris Perne & French LLP | 3,944 | $362.8K | 0.03% | +9+0.2% | Added |
| Ropes Wealth Advisors LLC | 3,936 | $362.1K | 0.07% | −407−9.4% | Reduced |
| Oakworth Capital, Inc. | 3,934 | $361.9K | 0.03% | −227−5.5% | Reduced |
| Occidental Asset Management, LLC | 3,928 | $361.4K | 0.09% | −27−0.7% | Reduced |
| Gallacher Capital Management LLC | 3,927 | $361.2K | 0.22% | +448+12.9% | Added |
| Stokes Family Office, LLC | 3,916 | $360.3K | 0.04% | −1,244−24.1% | Reduced |
| Twin Lakes Capital Management, LLC | 3,892 | $358.1K | 0.27% | +103+2.7% | Added |
| Nwam LLC | 3,891 | $358.0K | 0.04% | −571−12.8% | Reduced |
| Riverview Trust Co | 3,880 | $357.0K | 0.33% | +117+3.1% | Added |
| Moody National Bank Trust Division | 3,822 | $351.6K | 0.03% | −227−5.6% | Reduced |
| DF Dent & Co Inc | 3,807 | $350.2K | 0.00% | +170+4.7% | Added |
| Hollow Brook Wealth Management LLC | 3,788 | $348.5K | 0.17% | 00.0% | Unchanged |
| Pitcairn Co | 3,777 | $347.5K | 0.03% | +1,001+36.1% | Added |
| Caldwell Trust Co | 3,755 | $345.5K | 0.05% | −250−6.2% | Reduced |
| Montecito Bank & Trust | 3,747 | $344.7K | 0.08% | −516−12.1% | Reduced |
| First Personal Financial Services | 3,720 | $342.2K | 0.09% | 00.0% | Unchanged |
| RNC Capital Management LLC | 3,707 | $341.0K | 0.02% | +128+3.6% | Added |
| Newman Dignan & Sheerar, Inc. | 3,699 | $340.3K | 0.11% | 00.0% | Unchanged |
| Summit Financial Group Inc | 3,694 | $339.8K | 0.13% | 00.0% | Unchanged |
| Hoylecohen, LLC | 3,693 | $339.8K | 0.03% | −1,000−21.3% | Reduced |
| Perigon Wealth Management, LLC | 3,691 | $339.5K | 0.02% | −81−2.1% | Reduced |
| Pinnacle Bancorp, Inc. | 3,678 | $338.4K | 0.12% | +14+0.4% | Added |
| Vicus Capital | 3,667 | $337.4K | 0.04% | +94+2.6% | Added |
| Sound View Wealth Advisors Group, LLC | 3,661 | $336.8K | 0.05% | 00.0% | Unchanged |
| Summit Financial, LLC | 3,656 | $336.3K | 0.03% | −1,499−29.1% | Reduced |
| Heck Capital Advisors, LLC | 3,637 | $334.6K | 0.06% | +129+3.7% | Added |
| Foster & Motley Inc | 3,623 | $333.0K | 0.03% | −52−1.4% | Reduced |
| Capital Wealth Planning, LLC | 3,597 | $330.9K | 0.00% | +3,597 | New |
| Penserra Capital Management LLC | 3,597 | $330.0K | 0.01% | +2,616+266.7% | Added |
| Strategic Investment Advisors | 3,586 | $329.9K | 0.06% | +1,302+57.0% | Added |
| Round Rock Advisors, LLC | 3,585 | $329.8K | 0.13% | +85+2.4% | Added |
| Robertson Stephens Wealth Management, LLC | 3,579 | $329.3K | 0.03% | −130−3.5% | Reduced |
| Benchmark Investment Advisors LLC | 3,570 | $328.4K | 0.34% | −62−1.7% | Reduced |
| Davis R M Inc | 3,559 | $327.0K | 0.01% | 00.0% | Unchanged |
| Boston Financial Mangement LLC | 3,545 | $326.1K | 0.01% | +178+5.3% | Added |
| Summit Trail Advisors, LLC | 3,545 | $326.1K | 0.01% | +3,545 | New |
| Round Hill Asset Management | 3,542 | $325.9K | 0.20% | 00.0% | Unchanged |
| Savant Capital, LLC | 3,538 | $325.5K | 0.01% | −21−0.6% | Reduced |
| Meridian Wealth Management, LLC | 3,530 | $324.8K | 0.03% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 3,526 | $324.4K | 0.04% | −714−16.8% | Reduced |
| Angeles Investment Advisors, LLC | 3,516 | $323.5K | 0.03% | +3,516 | New |
| Aaron Wealth Advisors | 3,513 | $323.2K | 0.04% | +257+7.9% | Added |
| Cravens & Co Advisors, LLC | 3,507 | $322.6K | 0.30% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 3,503 | $322.0K | 0.03% | −73−2.0% | Reduced |
| Courier Capital LLC | 3,444 | $316.8K | 0.04% | −25−0.7% | Reduced |
| Wimmer Associates 1, LLC | 3,064 | $316.0K | 0.20% | +844+38.0% | Added |
| Hyman Charles D | 3,424 | $315.0K | 0.02% | +43+1.3% | Added |
| Panagora Asset Management Inc | 3,420 | $314.6K | 0.00% | 00.0% | Unchanged |
| Formidable Asset Management, LLC | 3,396 | $314.0K | 0.07% | 00.0% | Unchanged |
| Veracity Capital LLC | 3,404 | $313.2K | 0.14% | −18−0.5% | Reduced |
| Pinnacle West Asset Management, Inc. | 3,400 | $313.0K | 0.33% | +3,400 | New |
| Merrion Investment Management Co, LLC | 3,400 | $312.8K | 0.30% | 00.0% | Unchanged |
| Mitchell Sinkler & Starr | 3,398 | $312.6K | 0.09% | +818+31.7% | Added |
| Glenview Trust Co | 3,397 | $312.5K | 0.01% | 00.0% | Unchanged |
| Toronto Dominion Bank | 3,360 | $309.0K | 0.00% | −240−6.7% | Reduced |
| Pacifica Partners Inc. | 3,211 | $307.8K | 0.19% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 3,342 | $307.5K | 0.01% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 3,340 | $307.3K | 0.02% | −24,413−88.0% | Reduced |
| Kanawha Capital Management LLC | 3,340 | $307.3K | 0.03% | 00.0% | Unchanged |
| Cape Cod Five Cents Savings Bank | 3,337 | $307.0K | 0.03% | −490−12.8% | Reduced |
| West Coast Financial LLC | 3,326 | $306.0K | 0.05% | −400−10.7% | Reduced |
| Inlet Private Wealth, LLC | 3,309 | $304.4K | 0.08% | −267−7.5% | Reduced |
| Charter Trust Co | 3,307 | $304.2K | 0.02% | 00.0% | Unchanged |
| Argent Advisors, Inc. | 3,303 | $303.9K | 0.15% | +100+3.1% | Added |
| Keudell/Morrison Wealth Management | 3,279 | $301.7K | 0.09% | 00.0% | Unchanged |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3,276 | $301.4K | 0.05% | 00.0% | Unchanged |
| Financial & Tax Architects, LLC | 3,272 | $301.1K | 0.10% | +66+2.1% | Added |
| Crew Capital Management, Ltd. | 3,270 | $300.8K | 0.43% | 00.0% | Unchanged |
| Brady Family Wealth, LLC | 3,260 | $299.9K | 0.12% | +550+20.3% | Added |
| InterOcean Capital Group, LLC | 3,257 | $299.6K | 0.01% | 00.0% | Unchanged |
| Family Legacy, Inc. | 3,250 | $299.0K | 0.13% | 00.0% | Unchanged |
| Great Diamond Partners, LLC | 3,249 | $298.9K | 0.09% | −1,995−38.0% | Reduced |
| Allworth Financial LP | 3,242 | $298.3K | 0.00% | +114+3.6% | Added |
| Prudent Man Advisors, LLC | 3,241 | $298.0K | 0.12% | +7+0.2% | Added |
| Colonial Trust Co | 3,207 | $295.0K | 0.08% | −256−7.4% | Reduced |
| Hendershot Investments Inc. | 3,206 | $295.0K | 0.05% | −450−12.3% | Reduced |
| Mastrapasqua Asset Management Inc | 3,205 | $294.9K | 0.04% | +820+34.4% | Added |
| Enterprise Financial Services Corp | 3,174 | $292.0K | 0.19% | +155+5.1% | Added |
| Parkside Financial Bank & Trust | 3,150 | $289.8K | 0.08% | −39−1.2% | Reduced |
| Norway Savings Bank | 3,148 | $289.6K | 0.15% | −450−12.5% | Reduced |
| Quad-Cities Investment Group, LLC | 3,146 | $289.4K | 0.20% | +58+1.9% | Added |