Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Clarius Group, LLC | 9,709 | $893.2K | 0.08% | −912−8.6% | Reduced |
| Drexel Morgan & Co. | 9,720 | $894.2K | 0.23% | 00.0% | Unchanged |
| Becker Capital Management Inc | 9,806 | $902.2K | 0.04% | −20−0.2% | Reduced |
| Voya Investment Management LLC | 9,835 | $904.8K | 0.00% | −7,020−41.6% | Reduced |
| JNBA Financial Advisors | 9,836 | $904.9K | 0.12% | −225−2.2% | Reduced |
| Neville Rodie & Shaw Inc | 9,932 | $914.0K | 0.08% | 00.0% | Unchanged |
| Simmons Bank | 9,948 | $915.2K | 0.08% | −388−3.8% | Reduced |
| Northcape Wealth Management, LLC | 9,979 | $918.1K | 0.33% | +9,979 | New |
| SYSTM Wealth Solutions LLC | 10,017 | $921.5K | 0.14% | −940−8.6% | Reduced |
| Wolverine Trading, LLC | 10,129 | $928.0K | 0.03% | +10,129 | New |
| Wade G W & Inc | 10,168 | $935.0K | 0.04% | −98−1.0% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 10,200 | $938.4K | 0.00% | −34,800−77.3% | Reduced |
| FRG Family Wealth Advisors LLC | 10,275 | $945.3K | 0.22% | 00.0% | Unchanged |
| Highland Capital Management, LLC | 10,282 | $945.9K | 0.07% | +650+6.7% | Added |
| Financial Advocates Investment Management | 10,389 | $955.8K | 0.07% | −647−5.9% | Reduced |
| CX Institutional | 10,348 | $957.4K | 0.05% | +146+1.4% | Added |
| Trust Co of Oklahoma | 10,412 | $957.9K | 0.37% | −1,096−9.5% | Reduced |
| Mayflower Financial Advisors, LLC | 10,479 | $964.0K | 0.13% | +112+1.1% | Added |
| Empire Financial Management Company, LLC | 10,485 | $964.7K | 0.39% | +10,485 | New |
| Liberty One Investment Management, LLC | 10,516 | $967.5K | 0.13% | −10−0.1% | Reduced |
| Intrust Bank NA | 10,519 | $967.7K | 0.12% | +1,170+12.5% | Added |
| King Luther Capital Management Corp | 10,579 | $973.3K | 0.01% | +583+5.8% | Added |
| Scott & Selber, Inc. | 10,587 | $974.0K | 0.41% | +41+0.4% | Added |
| Ar Asset Management Inc | 10,750 | $989.0K | 0.27% | 00.0% | Unchanged |
| Voya Financial Advisors, Inc. | 10,824 | $991.3K | 0.12% | −1,199−10.0% | Reduced |
| Chilton Capital Management LLC | 10,775 | $991.3K | 0.06% | −917−7.8% | Reduced |
| Silvercrest Asset Management Group LLC | 11,021 | $1.01M | 0.01% | 00.0% | Unchanged |
| Abundance Wealth Counselors | 11,068 | $1.02M | 0.26% | +238+2.2% | Added |
| Prospera Financial Services Inc | 11,063 | $1.02M | 0.04% | +1,704+18.2% | Added |
| BTC Capital Management, Inc. | 11,256 | $1.02M | 0.12% | −934−7.7% | Reduced |
| Level Four Advisory Services, LLC | 11,088 | $1.02M | 0.07% | +2,197+24.7% | Added |
| Foundations Investment Advisors, LLC | 11,089 | $1.02M | 0.04% | −91−0.8% | Reduced |
| Ameritas Advisory Services, LLC | 10,507 | $1.03M | 0.05% | +215+2.1% | Added |
| 1832 Asset Management L.P. | 11,162 | $1.03M | 0.00% | +427+4.0% | Added |
| Dorsey & Whitney Trust CO LLC | 11,177 | $1.03M | 0.09% | +173+1.6% | Added |
| Eqis Capital Management, Inc. | 11,220 | $1.03M | 0.12% | −2,307−17.1% | Reduced |
| Fortem Financial Group, LLC | 11,324 | $1.04M | 0.68% | +1,673+17.3% | Added |
| Kennon-Green & Company, LLC | 11,338 | $1.04M | 0.99% | −300−2.6% | Reduced |
| New Hampshire Trust | 11,339 | $1.04M | 0.28% | −322−2.8% | Reduced |
| Money Concepts Capital Corp | 11,304 | $1.05M | 0.06% | −2,439−17.7% | Reduced |
| KCM Investment Advisors LLC | 11,389 | $1.05M | 0.04% | +394+3.6% | Added |
| Ellevest, Inc. | 11,430 | $1.05M | 0.08% | +1,105+10.7% | Added |
| Greenwich Wealth Management LLC | 11,476 | $1.06M | 0.12% | 00.0% | Unchanged |
| McDaniel Terry & Co | 11,523 | $1.06M | 0.12% | −175−1.5% | Reduced |
| Buckingham Strategic Wealth, LLC | 11,731 | $1.06M | 0.02% | 00.0% | Unchanged |
| LCNB Corp | 11,571 | $1.06M | 0.48% | −600−4.9% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 11,683 | $1.07M | 0.07% | −3,050−20.7% | Reduced |
| Cambridge Advisors Inc. | 11,700 | $1.08M | 0.28% | −50−0.4% | Reduced |
| Evergreen Capital Management LLC | 11,708 | $1.08M | 0.05% | −1,841−13.6% | Reduced |
| Abbrea Capital, LLC | 11,756 | $1.08M | 0.18% | 00.0% | Unchanged |
| Welch Group, LLC | 11,793 | $1.08M | 0.06% | −1,316−10.0% | Reduced |
| First Horizon Advisors, Inc. | 11,869 | $1.09M | 0.04% | −283−2.3% | Reduced |
| Choate Investment Advisors | 11,873 | $1.09M | 0.05% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 11,888 | $1.09M | 0.02% | +1,790+17.7% | Added |
| Transcend Wealth Collective, LLC | 11,916 | $1.10M | 0.11% | −466−3.8% | Reduced |
| Carnegie Capital Asset Management, LLC | 11,975 | $1.10M | 0.04% | −500−4.0% | Reduced |
| Bryn Mawr Trust Co | 11,987 | $1.10M | 0.05% | +221+1.9% | Added |
| Venture Visionary Partners LLC | 11,996 | $1.10M | 0.07% | −967−7.5% | Reduced |
| Strategic Global Advisors, LLC | 12,080 | $1.11M | 0.18% | +7,663+173.5% | Added |
| Prudential Financial Inc | 13,191 | $1.11M | 0.00% | −2,818−17.6% | Reduced |
| Williams Jones Wealth Management, LLC. | 12,142 | $1.12M | 0.02% | −227−1.8% | Reduced |
| Ativo Capital Management LLC | 12,157 | $1.12M | 1.37% | +710+6.2% | Added |
| Horizon Kinetics Asset Management LLC | 12,200 | $1.12M | 0.02% | −6,650−35.3% | Reduced |
| Umb Bank N A | 12,334 | $1.13M | 0.02% | +883+7.7% | Added |
| XML Financial, LLC | 12,569 | $1.16M | 0.14% | −420−3.2% | Reduced |
| West Oak Capital, LLC | 12,608 | $1.16M | 0.59% | −565−4.3% | Reduced |
| Arnhold LLC | 12,636 | $1.16M | 0.13% | −3,000−19.2% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 12,650 | $1.16M | 0.89% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 12,751 | $1.17M | 0.09% | +218+1.7% | Added |
| Stratos Wealth Partners, LTD. | 12,925 | $1.19M | 0.03% | −731−5.4% | Reduced |
| Old National Bancorp | 12,952 | $1.19M | 0.04% | +512+4.1% | Added |
| Cetera Advisors LLC | 13,088 | $1.20M | 0.02% | +1,346+11.5% | Added |
| Baker Ellis Asset Management LLC | 13,119 | $1.21M | 0.22% | −500−3.7% | Reduced |
| Privium Fund Management B.V. | 13,250 | $1.22M | 0.41% | +2,000+17.8% | Added |
| Court Place Advisors, LLC | 13,325 | $1.23M | 0.44% | 00.0% | Unchanged |
| TownSquare Capital, LLC | 13,373 | $1.23M | 0.03% | −7,090−34.6% | Reduced |
| Susquehanna International Group, LLP | 13,506 | $1.24M | 0.00% | −54,850−80.2% | Reduced |
| Resources Investment Advisors, LLC. | 13,514 | $1.24M | 0.03% | +9,681+252.6% | Added |
| Cloverfields Capital Group, LP | 13,629 | $1.25M | 0.37% | +7,443+120.3% | Added |
| Boit C F David | 12,800 | $1.25M | 0.86% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 13,638 | $1.25M | 0.72% | +56+0.4% | Added |
| TD Asset Management Inc | 13,770 | $1.27M | 0.00% | −719−5.0% | Reduced |
| Ascent Wealth Partners, LLC | 13,867 | $1.28M | 0.26% | +540+4.1% | Added |
| AIMZ Investment Advisors, LLC | 13,928 | $1.28M | 0.57% | −42−0.3% | Reduced |
| Physicians Financial Services, Inc. | 13,983 | $1.29M | 0.54% | −100−0.7% | Reduced |
| Mount Yale Investment Advisors, LLC | 13,982 | $1.29M | 0.14% | −3,719−21.0% | Reduced |
| Quadrant Capital Group LLC | 14,240 | $1.31M | 0.14% | +3,142+28.3% | Added |
| South State Corp. | 14,293 | $1.31M | 0.12% | −447−3.0% | Reduced |
| Davy Global Fund Management Ltd | 14,467 | $1.33M | 0.26% | −1,129−7.2% | Reduced |
| Vise Technologies, Inc. | 14,475 | $1.33M | 0.35% | +509+3.6% | Added |
| Dynamic Advisor Solutions LLC | 14,482 | $1.33M | 0.08% | +10,445+258.7% | Added |
| Aberdeen Wealth Management LLC | 14,640 | $1.35M | 1.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 14,663 | $1.35M | 0.10% | +14,663 | New |
| Altman Advisors, Inc. | 14,709 | $1.35M | 1.24% | +14,709 | New |
| Americana Partners, LLC | 14,826 | $1.36M | 0.22% | +100+0.7% | Added |
| Comerica Securities,inc. | 14,829 | $1.36M | 0.10% | −384−2.5% | Reduced |
| Boston Family Office LLC | 14,888 | $1.37M | 0.11% | +30.0% | Added |
| Veriti Management LLC | 14,928 | $1.37M | 0.16% | +576+4.0% | Added |
| Telemus Capital, LLC | 15,003 | $1.38M | 0.12% | −1,416−8.6% | Reduced |
| Raymond James Trust N.A. | 15,086 | $1.39M | 0.04% | −1,318−8.0% | Reduced |