Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Commonwealth Equity Services, LLC | 237,643 | $21.9M | 0.05% | +18,021+8.2% | Added |
| Causeway Capital Management LLC | 245,707 | $22.6M | 0.54% | +22,875+10.3% | Added |
| Jane Street Group, LLC | 251,566 | $23.1M | 0.04% | −215,021−46.1% | Reduced |
| HighTower Advisors, LLC | 252,049 | $23.2M | 0.05% | +5,610+2.3% | Added |
| Twin Tree Management, LP | 252,740 | $23.3M | 0.66% | +238,174+1,635.1% | Added |
| Financial Counselors Inc | 263,404 | $24.2M | 0.52% | −3,919−1.5% | Reduced |
| Stifel Financial Corp | 266,559 | $24.5M | 0.04% | +6,927+2.7% | Added |
| Cerity Partners LLC | 224,527 | $24.9M | 0.12% | +156,290+229.0% | Added |
| Janney Montgomery Scott LLC | 272,968 | $25.1M | 0.10% | −32,341−10.6% | Reduced |
| Creative Planning | 286,513 | $26.4M | 0.04% | −2,623−0.9% | Reduced |
| Citigroup Inc | 295,551 | $27.2M | 0.04% | +119,005+67.4% | Added |
| Martin Investment Management, LLC | 296,449 | $27.3M | 7.85% | −16,531−5.3% | Reduced |
| LPL Financial LLC | 299,347 | $27.5M | 0.02% | −22,026−6.9% | Reduced |
| Neuberger Berman Group LLC | 300,697 | $27.6M | 0.03% | −34,753−10.4% | Reduced |
| Oppenheimer Asset Management Inc. | 302,588 | $27.8M | 0.43% | −363−0.1% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 303,158 | $27.9M | 0.15% | −316,774−51.1% | Reduced |
| Cambiar Investors LLC | 307,706 | $28.3M | 1.22% | +3,499+1.2% | Added |
| Saturna Capital CORP | 310,266 | $28.5M | 0.55% | −430−0.1% | Reduced |
| Cambridge Trust Co | 310,514 | $28.6M | 1.36% | −2,350−0.8% | Reduced |
| The PNC Financial Services Group, Inc. | 311,191 | $28.6M | 0.03% | −11,840−3.7% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 312,179 | $28.7M | 1.96% | +21,991+7.6% | Added |
| American Century Companies Inc | 325,121 | $29.9M | 0.02% | +25,402+8.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 331,867 | $30.5M | 0.06% | −24,246−6.8% | Reduced |
| Pacer Advisors, Inc. | 333,315 | $30.7M | 0.13% | +100,479+43.2% | Added |
| Brown Advisory Inc | 342,099 | $31.5M | 0.05% | +13,381+4.1% | Added |
| GWM Advisors LLC | 368,148 | $33.9M | 0.42% | +330,084+867.2% | Added |
| Managed Asset Portfolios, LLC | 372,238 | $34.2M | 5.20% | −44,992−10.8% | Reduced |
| Morningstar Investment Services LLC | 393,113 | $35.9M | 0.48% | −12,282−3.0% | Reduced |
| Invesco Ltd. | 397,893 | $36.6M | 0.01% | +63,069+18.8% | Added |
| TCTC Holdings, LLC | 400,126 | $36.8M | 1.48% | +543+0.1% | Added |
| CI Private Wealth, LLC | 403,431 | $37.1M | 0.10% | +146,545+57.0% | Added |
| JPMorgan Chase & Co | 411,075 | $37.8M | 0.00% | −24,656−5.7% | Reduced |
| Ameriprise Financial Inc | 413,755 | $38.1M | 0.01% | −154,542−27.2% | Reduced |
| GW Henssler & Associates Ltd | 425,889 | $39.2M | 2.60% | +7,201+1.7% | Added |
| D.A. Davidson & Co. | 517,409 | $47.6M | 0.54% | +29,725+6.1% | Added |
| Two Sigma Advisers, LP | 532,400 | $49.0M | 0.13% | −1,074,100−66.9% | Reduced |
| Harvest Portfolios Group Inc. | 545,589 | $50.2M | 2.46% | +28,460+5.5% | Added |
| Raymond James & Associates | 552,541 | $50.8M | 0.04% | −146,609−21.0% | Reduced |
| Aristotle Capital Management, LLC | 571,127 | $52.5M | 0.11% | +7,754+1.4% | Added |
| Royal Bank of Canada | 614,464 | $56.5M | 0.02% | −4,650−0.8% | Reduced |
| Bank of New York Mellon Corp | 625,248 | $57.5M | 0.01% | −64,967−9.4% | Reduced |
| Voloridge Investment Management, LLC | 636,179 | $58.5M | 0.29% | −109,565−14.7% | Reduced |
| SEI Investments Co | 656,087 | $60.4M | 0.11% | +26,329+4.2% | Added |
| Macquarie Group Ltd | 673,327 | $61.9M | 0.07% | −12,839−1.9% | Reduced |
| Bristol John W & Co Inc | 687,021 | $63.2M | 1.30% | +3,818+0.6% | Added |
| Mondrian Investment Partners LTD | 687,627 | $63.3M | 1.40% | −4,000−0.6% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 688,806 | $63.4M | 0.25% | −271,262−28.3% | Reduced |
| First Trust Advisors LP | 806,317 | $74.2M | 0.09% | +12,937+1.6% | Added |
| Truist Financial Corp | 831,416 | $76.5M | 0.13% | −124,363−13.0% | Reduced |
| Fisher Asset Management, LLC | 844,188 | $77.7M | 0.05% | −36,129−4.1% | Reduced |
| Earnest Partners LLC | 850,762 | $78.3M | 0.45% | −6,315−0.7% | Reduced |
| Natixis Advisors, L.P. | 898,152 | $82.6M | 0.28% | −353,451−28.2% | Reduced |
| Capital Research Global Investors | 902,835 | $83.1M | 0.02% | −81,573−8.3% | Reduced |
| Millennium Management LLC | 947,222 | $87.1M | 0.10% | +934,095+7,115.8% | Added |
| FMR LLC | 1,109,207 | $102.0M | 0.01% | −173,550−13.5% | Reduced |
| Sanders Capital, LLC | 1,130,530 | $104.0M | 0.25% | +670+0.1% | Added |
| CIBC Private Wealth Group, LLC | 420,199 | $109.8M | 0.32% | +8,523+2.1% | Added |
| Envestnet Asset Management Inc | 8,461,446 | $112.7M | 0.05% | +7,085,365+514.9% | Added |
| Marshall Wace, LLP | 1,326,156 | $122.0M | 0.30% | +511,869+62.9% | Added |
| BlackRock Inc. | 1,618,041 | $148.9M | 0.00% | +85,903+5.6% | Added |
| Scharf Investments, LLC | 1,625,975 | $149.6M | 4.72% | +50,682+3.2% | Added |
| Manning & Napier Group, LLC | 1,759,630 | $161.9M | 1.88% | +1,531+0.1% | Added |
| Point72 Asset Management, L.P. | 1,811,347 | $166.6M | 0.59% | +1,105,547+156.6% | Added |
| State Street Corp | 1,878,471 | $172.8M | 0.01% | −9,886−0.5% | Reduced |
| UBS Group AG | 1,885,082 | $173.4M | 0.08% | −199,411−9.6% | Reduced |
| Wells Fargo & Company | 2,160,711 | $198.8M | 0.06% | +12,795+0.6% | Added |
| Northern Trust Corp | 2,536,550 | $233.4M | 0.05% | +2,810+0.1% | Added |
| Principal Financial Group Inc | 2,730,347 | $251.2M | 0.18% | +264,310+10.7% | Added |
| Renaissance Technologies LLC | 3,047,444 | $280.4M | 0.37% | −373,526−10.9% | Reduced |
| Cullen Capital Management LLC | 3,460,003 | $318.3M | 2.92% | +672,290+24.1% | Added |
| Janus Henderson Group PLC | 3,610,783 | $332.2M | 0.22% | −322,510−8.2% | Reduced |
| Charles Schwab Investment Management Inc | 4,462,383 | $384.4M | 0.12% | −106,331−2.3% | Reduced |
| Goldman Sachs Group Inc | 4,645,379 | $427.4M | 0.12% | +2,768,876+147.6% | Added |
| Wellington Management Group LLP | 4,854,485 | $446.6M | 0.09% | +780.0% | Added |
| Dimensional Fund Advisors LP | 6,173,671 | $568.0M | 0.19% | +180,186+3.0% | Added |
| Loomis Sayles & Co L P | 6,607,149 | $607.9M | 1.05% | −4,338,849−39.6% | Reduced |
| Morgan Stanley | 6,614,466 | $608.5M | 0.07% | +126,270+1.9% | Added |
| Franklin Resources Inc | 6,982,292 | $642.4M | 0.32% | +279,999+4.2% | Added |
| Bank of America Corp | 7,604,681 | $699.6M | 0.08% | +1,235,303+19.4% | Added |
| Primecap Management Co | 16,427,035 | $1.51B | 1.32% | −767,845−4.5% | Reduced |
| Dodge & Cox | 20,312,680 | $1.87B | 1.27% | −438,692−2.1% | Reduced |
| Quilter Plc | 895 | – | – | +895 | New |
| MUFG Securities EMEA plc | 0 | $0 | 0.00% | −600,000−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −165,124−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −111,100−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −73,350−100.0% | Sold out |
| Glassy Mountain Advisors, Inc. | 0 | $0 | 0.00% | −39,380−100.0% | Sold out |
| Brookfield Asset Management Inc. | 0 | $0 | 0.00% | −38,968−100.0% | Sold out |
| Keeler Thomas Management LLC | 0 | $0 | 0.00% | −34,072−100.0% | Sold out |
| HAP Trading, LLC | 0 | $0 | 0.00% | −27,478−100.0% | Sold out |
| Insight Advisors, LLC | 0 | $0 | 0.00% | −25,678−100.0% | Sold out |
| Cox Capital Mgt LLC | 0 | $0 | 0.00% | −23,845−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −21,193−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −21,000−100.0% | Sold out |
| Somerset Trust Co | 0 | $0 | 0.00% | −15,160−100.0% | Sold out |
| Westwood Holdings Group Inc. | 0 | $0 | 0.00% | −12,712−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Greenup Street Wealth Management LLC | 0 | $0 | 0.00% | −11,475−100.0% | Sold out |
| Nations Financial Group Inc, | 0 | $0 | 0.00% | −11,283−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −9,678−100.0% | Sold out |