Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2022
Institutional positions in Novartis AG as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,183
- +113 vs. Q3 2022
- Shares held
- 171.2M
- −8.02M (−4.5%) vs. Q3 2022
- Total value
- $15.5B
- +$1.86B (+13.7%) vs. Q3 2022
- New holders
- 173
- 298 more added
- Sold out
- 60
- 493 more reduced
18 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gofen & Glossberg LLC | 227,555 | $20.6M | 0.53% | −4,434−1.9% | Reduced |
| US Bancorp | 231,879 | $21.0M | 0.04% | +40,537+21.2% | Added |
| Pacer Advisors, Inc. | 232,836 | $21.1M | 0.11% | +50,296+27.6% | Added |
| HighTower Advisors, LLC | 246,439 | $22.4M | 0.05% | +2,200+0.9% | Added |
| Boston Common Asset Management, LLC | 255,039 | $23.1M | 1.11% | −18,949−6.9% | Reduced |
| CI Private Wealth, LLC | 256,886 | $23.3M | 0.08% | +256,886 | New |
| Stifel Financial Corp | 259,632 | $23.6M | 0.04% | −25,139−8.8% | Reduced |
| Financial Counselors Inc | 267,323 | $24.3M | 0.54% | −1,039−0.4% | Reduced |
| CIBC Private Wealth Group, LLC | 411,676 | $25.3M | 0.08% | −9,262−2.2% | Reduced |
| Creative Planning | 289,136 | $26.2M | 0.04% | −12,014−4.0% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 290,188 | $26.3M | 1.91% | +3,120+1.1% | Added |
| American Century Companies Inc | 299,719 | $27.2M | 0.02% | +67,827+29.2% | Added |
| Oppenheimer Asset Management Inc. | 302,951 | $27.5M | 0.44% | −6,724−2.2% | Reduced |
| Cambiar Investors LLC | 304,207 | $27.6M | 1.26% | −26,041−7.9% | Reduced |
| Janney Montgomery Scott LLC | 305,309 | $27.7M | 0.11% | +5,673+1.9% | Added |
| Saturna Capital CORP | 310,696 | $28.2M | 0.61% | −15,519−4.8% | Reduced |
| Cambridge Trust Co | 312,864 | $28.4M | 1.27% | +24,046+8.3% | Added |
| Martin Investment Management, LLC | 312,980 | $28.4M | 8.91% | −9,287−2.9% | Reduced |
| Van Eck Associates Corp | 317,655 | $28.8M | 0.07% | −22,560−6.6% | Reduced |
| LPL Financial LLC | 321,373 | $29.2M | 0.02% | +10,659+3.4% | Added |
| The PNC Financial Services Group, Inc. | 323,031 | $29.3M | 0.03% | −31,705−8.9% | Reduced |
| Brown Advisory Inc | 328,718 | $29.8M | 0.06% | −19,230−5.5% | Reduced |
| Invesco Ltd. | 334,824 | $30.4M | 0.01% | −30,013−8.2% | Reduced |
| Neuberger Berman Group LLC | 335,450 | $30.5M | 0.03% | −395,259−54.1% | Reduced |
| Fayez Sarofim & Co | 346,530 | $31.4M | 0.12% | −31,315−8.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 356,113 | $32.3M | 0.06% | −32,526−8.4% | Reduced |
| Optiver Holding B.V. | 391,487 | $35.5M | 2.15% | +207,944+113.3% | Added |
| TCTC Holdings, LLC | 399,583 | $36.3M | 1.48% | +2,150+0.5% | Added |
| Morningstar Investment Services LLC | 405,395 | $37.2M | 0.51% | −14,350−3.4% | Reduced |
| Managed Asset Portfolios, LLC | 417,230 | $37.9M | 5.92% | −4,597−1.1% | Reduced |
| GW Henssler & Associates Ltd | 418,688 | $38.0M | 2.67% | +7,857+1.9% | Added |
| JPMorgan Chase & Co | 435,731 | $39.5M | 0.01% | −111,014−20.3% | Reduced |
| Jane Street Group, LLC | 466,587 | $42.3M | 0.08% | +170,466+57.6% | Added |
| D.A. Davidson & Co. | 487,684 | $44.2M | 0.52% | +3,819+0.8% | Added |
| Harvest Portfolios Group Inc. | 517,129 | $46.9M | 2.70% | +517,129 | New |
| Aristotle Capital Management, LLC | 563,373 | $51.1M | 0.11% | −22,494−3.8% | Reduced |
| Ameriprise Financial Inc | 568,297 | $51.6M | 0.02% | −76,390−11.8% | Reduced |
| MUFG Securities EMEA plc | 600,000 | $55.1M | 1.00% | +600,000 | New |
| Royal Bank of Canada | 619,114 | $56.2M | 0.02% | −17,053−2.7% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 619,932 | $56.2M | 0.32% | +556,154+872.0% | Added |
| SEI Investments Co | 629,758 | $57.1M | 0.13% | +29,524+4.9% | Added |
| Two Sigma Investments, LP | 651,942 | $59.1M | 0.19% | −546,053−45.6% | Reduced |
| Bristol John W & Co Inc | 683,203 | $62.0M | 1.47% | +3,537+0.5% | Added |
| Macquarie Group Ltd | 686,166 | $62.2M | 0.07% | −114,468−14.3% | Reduced |
| Bank of New York Mellon Corp | 690,215 | $62.6M | 0.01% | +23,772+3.6% | Added |
| Mondrian Investment Partners LTD | 691,627 | $62.7M | 1.39% | −58,000−7.7% | Reduced |
| Raymond James & Associates | 699,150 | $63.4M | 0.06% | −84,968−10.8% | Reduced |
| Point72 Asset Management, L.P. | 705,800 | $64.0M | 0.24% | +56,100+8.6% | Added |
| Voloridge Investment Management, LLC | 745,744 | $67.7M | 0.38% | −405,962−35.2% | Reduced |
| First Trust Advisors LP | 793,380 | $72.0M | 0.09% | −88,494−10.0% | Reduced |
| Marshall Wace, LLP | 814,287 | $73.9M | 0.19% | −58,454−6.7% | Reduced |
| Earnest Partners LLC | 857,077 | $77.8M | 0.48% | −14,641−1.7% | Reduced |
| Fisher Asset Management, LLC | 880,317 | $79.9M | 0.05% | −213,064−19.5% | Reduced |
| Truist Financial Corp | 955,779 | $86.7M | 0.15% | −10,416−1.1% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 960,068 | $87.1M | 0.37% | −207,397−17.8% | Reduced |
| Capital Research Global Investors | 984,408 | $89.3M | 0.03% | 00.0% | Unchanged |
| Sanders Capital, LLC | 1,129,860 | $102.5M | 0.27% | −1,820−0.2% | Reduced |
| Natixis Advisors, L.P. | 1,251,603 | $113.5M | 0.43% | −130,143−9.4% | Reduced |
| FMR LLC | 1,282,757 | $116.4M | 0.01% | −152,994−10.7% | Reduced |
| Envestnet Asset Management Inc | 1,376,081 | $124.8M | 0.06% | +13,487+1.0% | Added |
| BlackRock Inc. | 1,532,138 | $139.0M | 0.00% | +140,569+10.1% | Added |
| Scharf Investments, LLC | 1,575,293 | $142.9M | 4.67% | +159,673+11.3% | Added |
| Two Sigma Advisers, LP | 1,606,500 | $145.7M | 0.41% | −729,300−31.2% | Reduced |
| Manning & Napier Group, LLC | 1,758,099 | $159.5M | 1.96% | −32,591−1.8% | Reduced |
| Goldman Sachs Group Inc | 1,876,503 | $170.2M | 0.05% | −808,960−30.1% | Reduced |
| State Street Corp | 1,888,357 | $171.3M | 0.01% | −38,920−2.0% | Reduced |
| UBS Group AG | 2,084,493 | $189.1M | 0.09% | −258,530−11.0% | Reduced |
| Wells Fargo & Company | 2,147,916 | $194.9M | 0.06% | −169,269−7.3% | Reduced |
| Principal Financial Group Inc | 2,466,037 | $223.7M | 0.17% | +7,806+0.3% | Added |
| Northern Trust Corp | 2,533,740 | $229.9M | 0.05% | −93,383−3.6% | Reduced |
| Cullen Capital Management LLC | 2,787,713 | $252.9M | 3.25% | −679,560−19.6% | Reduced |
| Renaissance Technologies LLC | 3,420,970 | $310.4M | 0.42% | +239,100+7.5% | Added |
| Janus Henderson Group PLC | 3,933,293 | $356.8M | 0.25% | +594,023+17.8% | Added |
| Arrowstreet Capital, Limited Partnership | 4,127,082 | $374.4M | 0.52% | +2,498,355+153.4% | Added |
| Charles Schwab Investment Management Inc | 4,568,714 | $389.4M | 0.13% | +41,253+0.9% | Added |
| Wellington Management Group LLP | 4,854,407 | $440.4M | 0.09% | −233,195−4.6% | Reduced |
| Dimensional Fund Advisors LP | 5,993,485 | $543.7M | 0.19% | −509,706−7.8% | Reduced |
| Bank of America Corp | 6,369,378 | $577.8M | 0.07% | −847,796−11.7% | Reduced |
| Morgan Stanley | 6,488,196 | $588.6M | 0.07% | +377,693+6.2% | Added |
| Franklin Resources Inc | 6,702,293 | $608.0M | 0.32% | −497,386−6.9% | Reduced |
| Loomis Sayles & Co L P | 10,945,998 | $993.0M | 1.99% | −3,983,754−26.7% | Reduced |
| Primecap Management Co | 17,194,880 | $1.56B | 1.43% | −258,270−1.5% | Reduced |
| Dodge & Cox | 20,751,372 | $1.88B | 1.29% | −297,285−1.4% | Reduced |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −108,751−100.0% | Sold out |
| Liontrust Investment Partners LLP | 0 | $0 | 0.00% | −67,394−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −63,688−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −56,400−100.0% | Sold out |
| Summitry LLC | 0 | $0 | 0.00% | −34,393−100.0% | Sold out |
| Econ Financial Services Corp | 0 | $0 | 0.00% | −30,288−100.0% | Sold out |
| Davis Selected Advisers | 0 | $0 | 0.00% | −28,943−100.0% | Sold out |
| SPX Equities Gestao de Recursos Ltda | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −18,837−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −17,868−100.0% | Sold out |
| Northcape Wealth Management, LLC | 0 | $0 | 0.00% | −11,605−100.0% | Sold out |
| MUFG Americas Holdings Corp | 0 | $0 | 0.00% | −11,028−100.0% | Sold out |
| Knowledge Leaders Capital, LLC | 0 | $0 | 0.00% | −10,517−100.0% | Sold out |
| Foresight Wealth Management, LLC | 0 | $0 | 0.00% | −9,696−100.0% | Sold out |
| Steel Peak Wealth Management LLC | 0 | $0 | 0.00% | −9,072−100.0% | Sold out |
| MQS Management LLC | 0 | $0 | 0.00% | −8,966−100.0% | Sold out |
| Quantamental Technologies LLC | 0 | $0 | 0.00% | −6,877−100.0% | Sold out |