Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2022
Institutional positions in Novartis AG as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,088
- −33 vs. Q2 2022
- Shares held
- 179.7M
- −19.6M (−9.8%) vs. Q2 2022
- Total value
- $13.7B
- −$3.18B (−18.9%) vs. Q2 2022
- New holders
- 63
- 322 more added
- Sold out
- 96
- 458 more reduced
21 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Foresight Wealth Management, LLC | 9,696 | $737.0K | 0.31% | +588+6.5% | Added |
| Drexel Morgan & Co. | 9,720 | $739.0K | 0.18% | 00.0% | Unchanged |
| Beacon Investment Advisory Services, Inc. | 9,808 | $746.0K | 0.04% | −30.0% | Reduced |
| Becker Capital Management Inc | 9,860 | $749.0K | 0.04% | −60−0.6% | Reduced |
| Choate Investment Advisors | 9,859 | $749.0K | 0.05% | 00.0% | Unchanged |
| Cetera Investment Advisers | 9,924 | $754.0K | 0.02% | −6,781−40.6% | Reduced |
| Neville Rodie & Shaw Inc | 9,932 | $755.0K | 0.07% | 00.0% | Unchanged |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 10,045 | $764.0K | 0.01% | −898−8.2% | Reduced |
| Abundance Wealth Counselors | 10,052 | $764.0K | 0.22% | +697+7.5% | Added |
| Prospera Financial Services Inc | 10,165 | $774.0K | 0.04% | +3,035+42.6% | Added |
| CX Institutional | 10,202 | $775.0K | 0.05% | 00.0% | Unchanged |
| FRG Family Wealth Advisors LLC | 10,275 | $781.0K | 0.19% | 00.0% | Unchanged |
| Mayflower Financial Advisors, LLC | 10,330 | $785.0K | 0.13% | −26−0.3% | Reduced |
| Simmons Bank | 10,346 | $786.0K | 0.07% | −580−5.3% | Reduced |
| JNBA Financial Advisors | 10,410 | $791.0K | 0.12% | −80−0.8% | Reduced |
| King Luther Capital Management Corp | 10,422 | $792.0K | 0.00% | −1,324−11.3% | Reduced |
| DGS Capital Management, LLC | 10,428 | $792.6K | 0.53% | −2,757−20.9% | Reduced |
| Covenant Partners, LLC | 10,459 | $795.0K | 0.39% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 10,462 | $795.0K | 0.11% | +1,482+16.5% | Added |
| Knowledge Leaders Capital, LLC | 10,517 | $799.0K | 1.02% | −512−4.6% | Reduced |
| Scott & Selber, Inc. | 10,572 | $804.0K | 0.39% | +30+0.3% | Added |
| Federation des caisses Desjardins du Quebec | 10,591 | $805.0K | 0.01% | +66+0.6% | Added |
| Prudential Financial Inc | 10,560 | $808.0K | 0.00% | +1,126+11.9% | Added |
| Ar Asset Management Inc | 10,750 | $817.0K | 0.24% | 00.0% | Unchanged |
| KCM Investment Advisors LLC | 10,784 | $820.0K | 0.04% | +1,423+15.2% | Added |
| Sit Investment Associates Inc | 10,800 | $821.0K | 0.02% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 10,833 | $823.0K | 0.01% | +3,521+48.2% | Added |
| MUFG Americas Holdings Corp | 11,028 | $838.0K | 0.02% | −355−3.1% | Reduced |
| Sigma Planning Corp | 11,103 | $844.0K | 0.03% | +37+0.3% | Added |
| Wade G W & Inc | 11,182 | $850.0K | 0.04% | −27,094−70.8% | Reduced |
| Silvercrest Asset Management Group LLC | 11,188 | $850.0K | 0.01% | 00.0% | Unchanged |
| Liberty One Investment Management, LLC | 11,204 | $852.0K | 0.14% | +500+4.7% | Added |
| Berkshire Bank | 11,245 | $855.0K | 0.26% | −635−5.3% | Reduced |
| Bangor Savings Bank | 11,246 | $855.0K | 0.10% | +178+1.6% | Added |
| Privium Fund Management B.V. | 11,250 | $861.0K | 0.33% | +11,250 | New |
| Greenup Street Wealth Management LLC | 11,396 | $866.0K | 0.39% | +11,396 | New |
| Greenwich Wealth Management LLC | 11,476 | $872.0K | 0.09% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 11,501 | $874.0K | 0.06% | +1,167+11.3% | Added |
| Trust Co of Oklahoma | 11,504 | $874.4K | 0.44% | −29−0.3% | Reduced |
| BTC Capital Management, Inc. | 11,566 | $879.0K | 0.11% | +893+8.4% | Added |
| Level Four Advisory Services, LLC | 11,591 | $881.0K | 0.09% | −448−3.7% | Reduced |
| Northcape Wealth Management, LLC | 11,605 | $882.0K | 0.31% | +3,233+38.6% | Added |
| Fortem Financial Group, LLC | 11,624 | $884.0K | 0.61% | +76+0.7% | Added |
| Cambridge Advisors Inc. | 11,750 | $893.0K | 0.26% | −1,525−11.5% | Reduced |
| Abbrea Capital, LLC | 11,756 | $894.0K | 0.17% | −75−0.6% | Reduced |
| MAI Capital Management | 11,770 | $895.0K | 0.02% | +3,487+42.1% | Added |
| TD Private Client Wealth LLC | 11,783 | $895.6K | 0.05% | −3,223−21.5% | Reduced |
| Bryn Mawr Trust Co | 11,816 | $898.0K | 0.04% | −34−0.3% | Reduced |
| Financial Advocates Investment Management | 77,292 | $901.0K | 0.08% | +66,233+598.9% | Added |
| Buckingham Strategic Wealth, LLC | 11,873 | $902.0K | 0.02% | +441+3.9% | Added |
| 1832 Asset Management L.P. | 11,896 | $904.0K | 0.00% | −366−3.0% | Reduced |
| West Family Investments, Inc. | 11,888 | $904.0K | 0.39% | +2,563+27.5% | Added |
| Venture Visionary Partners LLC | 11,952 | $908.0K | 0.07% | −82−0.7% | Reduced |
| Ativo Capital Management LLC | 12,099 | $920.0K | 1.45% | +17+0.1% | Added |
| Ascent Wealth Partners, LLC | 12,126 | $922.0K | 0.22% | −90−0.7% | Reduced |
| Money Concepts Capital Corp | 12,258 | $932.0K | 0.06% | +11,334+1,226.6% | Added |
| McDaniel Terry & Co | 12,288 | $934.0K | 0.12% | −473−3.7% | Reduced |
| LCNB Corp | 12,421 | $944.0K | 0.51% | −325−2.5% | Reduced |
| Stratos Wealth Partners, LTD. | 12,478 | $948.0K | 0.03% | −799−6.0% | Reduced |
| Vise Technologies, Inc. | 12,514 | $951.0K | 0.36% | +2,610+26.4% | Added |
| Carnegie Capital Asset Management, LLC | 12,521 | $952.0K | 0.05% | +391+3.2% | Added |
| Allspring Global Investments Holdings, LLC | 12,573 | $955.0K | 0.00% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 12,619 | $959.0K | 0.11% | −146−1.1% | Reduced |
| Umb Bank N A | 12,638 | $961.0K | 0.02% | −182−1.4% | Reduced |
| XML Financial, LLC | 12,789 | $972.0K | 0.13% | +12,789 | New |
| Boit C F David | 12,800 | $973.0K | 0.79% | +12,800 | New |
| Williams Jones Wealth Management, LLC. | 12,842 | $976.0K | 0.02% | +73+0.6% | Added |
| CAPROCK Group, Inc. | 12,854 | $977.0K | 0.09% | −730−5.4% | Reduced |
| Regentatlantic Capital LLC | 12,956 | $985.0K | 0.03% | −2,894−18.3% | Reduced |
| Sittner & Nelson, LLC | 13,037 | $991.0K | 0.67% | +1,650+14.5% | Added |
| Aevitas Wealth Management, Inc. | 13,235 | $1.01M | 0.76% | 00.0% | Unchanged |
| Welch Group, LLC | 13,557 | $1.03M | 0.07% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 13,550 | $1.03M | 0.05% | +3,169+30.5% | Added |
| Court Place Advisors, LLC | 13,599 | $1.03M | 0.42% | −835−5.8% | Reduced |
| World Equity Group, Inc. | 13,665 | $1.04M | 0.26% | +529+4.0% | Added |
| Johnson Investment Counsel Inc | 13,696 | $1.04M | 0.02% | +226+1.7% | Added |
| Baker Ellis Asset Management LLC | 13,742 | $1.04M | 0.23% | −153−1.1% | Reduced |
| Two Sigma Securities, LLC | 13,803 | $1.05M | 0.15% | +363+2.7% | Added |
| West Oak Capital, LLC | 13,858 | $1.05M | 0.57% | 00.0% | Unchanged |
| Creegan & Nassoura Financial Group, LLC | 13,875 | $1.05M | 0.91% | 00.0% | Unchanged |
| Legal & General Group Plc | 13,946 | $1.06M | 0.00% | +1,247+9.8% | Added |
| First Horizon Advisors, Inc. | 13,978 | $1.06M | 0.04% | −892−6.0% | Reduced |
| AIMZ Investment Advisors, LLC | 14,070 | $1.07M | 0.54% | −100−0.7% | Reduced |
| Physicians Financial Services, Inc. | 14,083 | $1.07M | 0.52% | −100−0.7% | Reduced |
| Archford Capital Strategies, LLC | 14,141 | $1.07M | 0.28% | +373+2.7% | Added |
| Old National Bancorp | 14,168 | $1.08M | 0.04% | −2,678−15.9% | Reduced |
| Kensington Investment Counsel, LLC | 14,276 | $1.08M | 0.91% | +691+5.1% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 14,420 | $1.10M | 0.00% | −885−5.8% | Reduced |
| Voya Financial Advisors, Inc. | 14,447 | $1.11M | 0.14% | +603+4.4% | Added |
| Aberdeen Wealth Management LLC | 14,640 | $1.11M | 0.98% | −20.0% | Reduced |
| Balentine LLC | 14,670 | $1.11M | 0.04% | −5,092−25.8% | Reduced |
| TD Asset Management Inc | 14,607 | $1.12M | 0.00% | +1,478+11.3% | Added |
| Davy Global Fund Management Ltd | 14,820 | $1.13M | 0.25% | −2,981−16.7% | Reduced |
| Beacon Pointe Advisors, LLC | 15,007 | $1.14M | 0.03% | −2,729−15.4% | Reduced |
| Eqis Capital Management, Inc. | 15,005 | $1.14M | 0.13% | −5,799−27.9% | Reduced |
| Patten Group, Inc. | 15,209 | $1.15M | 0.40% | 00.0% | Unchanged |
| Marco Investment Management LLC | 15,317 | $1.16M | 0.15% | −12−0.1% | Reduced |
| South State Corp. | 15,487 | $1.18M | 0.12% | −920−5.6% | Reduced |
| Boston Family Office LLC | 15,485 | $1.18M | 0.10% | 00.0% | Unchanged |
| Albert D Mason Inc | 15,505 | $1.18M | 0.94% | +90+0.6% | Added |