Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2022
Institutional positions in Novartis AG as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,137
- +4 vs. Q4 2021
- Shares held
- 208.2M
- −2.70M (−1.3%) vs. Q4 2021
- Total value
- $18.3B
- −$195.4M (−1.1%) vs. Q4 2021
- New holders
- 93
- 413 more added
- Sold out
- 89
- 414 more reduced
14 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Bridge Advisors | 115,169 | $10.1M | 0.68% | −3,941−3.3% | Reduced |
| Allianz Asset Management GmbH | 120,101 | $10.5M | 0.01% | −950−0.8% | Reduced |
| Euro Pacific Asset Management, LLC | 121,295 | $10.7M | 2.09% | +19,933+19.7% | Added |
| Bahl & Gaynor Inc | 121,883 | $10.7M | 0.08% | −10,098−7.7% | Reduced |
| National Bank of Canada | 125,683 | $10.9M | 0.04% | −21,912−14.8% | Reduced |
| Reynders McVeigh Capital Management, LLC | 128,224 | $11.3M | 0.69% | −1,391−1.1% | Reduced |
| Jarislowsky, Fraser Ltd | 130,605 | $11.5M | 0.06% | −86,301−39.8% | Reduced |
| Wilkins Investment Counsel Inc | 133,880 | $11.7M | 2.65% | +1,090+0.8% | Added |
| Grandfield & Dodd, LLC | 134,065 | $11.8M | 0.80% | +4,480+3.5% | Added |
| Mirae Asset Global Investments Co., Ltd. | 134,659 | $11.8M | 0.02% | −7,686−5.4% | Reduced |
| Advisor Group Holdings, Inc. | 130,133 | $11.9M | 0.02% | +5,341+4.3% | Added |
| Tekla Capital Management LLC | 136,225 | $12.0M | 0.42% | 00.0% | Unchanged |
| Guyasuta Investment Advisors Inc | 136,411 | $12.0M | 0.82% | −1,575−1.1% | Reduced |
| CIBC World Markets Inc. | 136,564 | $12.0M | 0.04% | −12,093−8.1% | Reduced |
| Grimes & Company, Inc. | 138,958 | $12.2M | 0.64% | +48,186+53.1% | Added |
| Banco Santander, S.A. | 139,100 | $12.2M | 0.13% | −56,839−29.0% | Reduced |
| Richard C. Young & CO., LTD. | 140,406 | $12.3M | 1.57% | +8,504+6.4% | Added |
| Schonfeld Strategic Advisors LLC | 144,915 | $12.7M | 0.14% | +136,015+1,528.3% | Added |
| Gamble Jones Investment Counsel | 146,944 | $12.9M | 0.80% | −962−0.7% | Reduced |
| Edgemoor Investment Advisors, Inc. | 147,217 | $12.9M | 1.36% | −3,183−2.1% | Reduced |
| American Century Companies Inc | 153,461 | $13.5M | 0.01% | +18,324+13.6% | Added |
| Assetmark, Inc | 154,298 | $13.5M | 0.06% | +143,165+1,286.0% | Added |
| SAL Trading, LLC | 155,783 | $13.7M | 9.49% | +155,783 | New |
| DDD Partners, LLC | 155,960 | $13.7M | 1.87% | +2,738+1.8% | Added |
| Mariner, LLC | 156,063 | $13.7M | 0.05% | +4,463+2.9% | Added |
| Exencial Wealth Advisors, LLC | 160,423 | $14.1M | 0.71% | −20,076−11.1% | Reduced |
| Somerville Kurt F | 161,512 | $14.2M | 2.28% | −13,140−7.5% | Reduced |
| Federated Hermes, Inc. | 162,000 | $14.2M | 0.03% | +64,879+66.8% | Added |
| Bank of Montreal | 165,921 | $14.6M | 0.01% | −95,734−36.6% | Reduced |
| Citigroup Inc | 166,466 | $14.6M | 0.02% | +12,745+8.3% | Added |
| First Fiduciary Investment Counsel, Inc. | 169,371 | $14.9M | 2.90% | −852−0.5% | Reduced |
| M&T Bank Corp | 169,616 | $14.9M | 0.07% | +14,749+9.5% | Added |
| Confluence Investment Management LLC | 182,602 | $16.0M | 0.22% | +674+0.4% | Added |
| Tocqueville Asset Management L.P. | 184,852 | $16.2M | 0.25% | −8,085−4.2% | Reduced |
| Segall Bryant & Hamill, LLC | 185,243 | $16.3M | 0.16% | +185,243 | New |
| John G Ullman & Associates Inc | 186,419 | $16.4M | 2.27% | +8,180+4.6% | Added |
| CORDA Investment Management, LLC. | 187,092 | $16.4M | 1.27% | +2,166+1.2% | Added |
| First Republic Investment Management, Inc. | 187,515 | $16.5M | 0.04% | +4,779+2.6% | Added |
| Old Mission Capital LLC | 199,491 | $17.5M | 0.52% | +199,491 | New |
| Rockefeller Capital Management L.P. | 201,279 | $17.7M | 0.09% | −22,266−10.0% | Reduced |
| First Manhattan Co | 202,783 | $17.8M | 0.06% | −94,754−31.8% | Reduced |
| Hemenway Trust Co LLC | 203,606 | $17.9M | 1.72% | −3,771−1.8% | Reduced |
| Oak Associates, Ltd | 209,020 | $18.3M | 1.12% | −4,454−2.1% | Reduced |
| Manufacturers Life Insurance Company, The | 209,545 | $18.4M | 0.01% | +42,478+25.4% | Added |
| Bartlett & Co. LLC | 215,442 | $18.9M | 0.33% | −543−0.3% | Reduced |
| Bartlett & Co. Wealth Management LLC | 215,442 | $18.9M | 0.33% | −543−0.3% | Reduced |
| Commonwealth Equity Services, LLC | 217,596 | $19.1M | 0.04% | +730.0% | Added |
| JPMorgan Chase & Co | 218,594 | $19.2M | 0.00% | −49,776−18.5% | Reduced |
| Van Eck Associates Corp | 219,555 | $19.3M | 0.04% | +1,900+0.9% | Added |
| GW Henssler & Associates Ltd | 226,121 | $19.8M | 1.21% | +17,967+8.6% | Added |
| Boston Common Asset Management, LLC | 233,216 | $20.5M | 0.88% | +53,293+29.6% | Added |
| US Bancorp | 236,862 | $20.8M | 0.03% | −10,510−4.2% | Reduced |
| Brandes Investment Partners, LP | 247,016 | $21.7M | 0.46% | +22,350+9.9% | Added |
| Gofen & Glossberg LLC | 247,819 | $21.7M | 0.50% | −16,569−6.3% | Reduced |
| Financial Counselors Inc | 261,984 | $23.0M | 0.48% | +25,878+11.0% | Added |
| Woodley Farra Manion Portfolio Management Inc | 275,336 | $24.2M | 1.80% | +22,765+9.0% | Added |
| Cambridge Trust Co | 279,064 | $24.5M | 0.86% | +6,086+2.2% | Added |
| LPL Financial LLC | 279,162 | $24.5M | 0.02% | +28,646+11.4% | Added |
| Nichols & Pratt Advisers LLP | 282,836 | $24.8M | 1.80% | −7,311−2.5% | Reduced |
| Janney Montgomery Scott LLC | 292,561 | $25.7M | 0.11% | +46,946+19.1% | Added |
| HighTower Advisors, LLC | 300,142 | $26.3M | 0.06% | −6,051−2.0% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 308,000 | $27.0M | 0.10% | −237,900−43.6% | Reduced |
| Eaton Vance Management | 311,623 | $27.3M | 0.03% | +56,343+22.1% | Added |
| Millennium Management LLC | 314,324 | $27.6M | 0.03% | −528,345−62.7% | Reduced |
| Martin Investment Management, LLC | 318,637 | $28.0M | 7.08% | +2,638+0.8% | Added |
| Twin Tree Management, LP | 323,725 | $28.4M | 0.56% | +323,725 | New |
| Saturna Capital CORP | 325,738 | $28.6M | 0.58% | +5,610+1.8% | Added |
| Invesco Ltd. | 327,674 | $28.8M | 0.01% | +36,184+12.4% | Added |
| Douglas Lane & Associates, LLC | 332,264 | $29.2M | 0.41% | −46,825−12.4% | Reduced |
| Creative Planning | 342,466 | $30.1M | 0.05% | +256,185+296.9% | Added |
| Brown Advisory Inc | 344,557 | $30.2M | 0.05% | +7,498+2.2% | Added |
| Oppenheimer Asset Management Inc. | 360,086 | $31.6M | 0.45% | +26,754+8.0% | Added |
| The PNC Financial Services Group, Inc. | 366,653 | $32.2M | 0.03% | −21,691−5.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 370,630 | $32.5M | 0.06% | +70,325+23.4% | Added |
| Stifel Financial Corp | 374,265 | $32.8M | 0.04% | +28,574+8.3% | Added |
| CIBC Private Wealth Group, LLC | 387,311 | $34.0M | 0.07% | +19,827+5.4% | Added |
| Causeway Capital Management LLC | 391,762 | $34.4M | 0.82% | +9,795+2.6% | Added |
| TCTC Holdings, LLC | 402,366 | $35.3M | 1.45% | −1,266−0.3% | Reduced |
| Fayez Sarofim & Co | 415,356 | $36.4M | 0.12% | +4,156+1.0% | Added |
| Managed Asset Portfolios, LLC | 417,183 | $36.6M | 5.02% | +30,260+7.8% | Added |
| Morningstar Investment Services LLC | 429,087 | $37.7M | 0.42% | +870+0.2% | Added |
| D.A. Davidson & Co. | 469,585 | $41.2M | 0.45% | +20,123+4.5% | Added |
| D. E. Shaw & Co., Inc. | 479,889 | $42.1M | 0.06% | −1,340,015−73.6% | Reduced |
| Capital World Investors | 517,113 | $45.4M | 0.01% | −22,665−4.2% | Reduced |
| Aristotle Capital Management, LLC | 585,489 | $51.4M | 0.09% | +23,280+4.1% | Added |
| Jane Street Group, LLC | 592,675 | $52.0M | 0.10% | +263,945+80.3% | Added |
| SEI Investments Co | 670,395 | $58.8M | 0.12% | +8,044+1.2% | Added |
| Marshall Wace, LLP | 678,661 | $59.6M | 0.12% | +522,888+335.7% | Added |
| Bristol John W & Co Inc | 708,618 | $62.2M | 1.23% | −16,862−2.3% | Reduced |
| First Trust Advisors LP | 711,296 | $62.4M | 0.06% | +2,198+0.3% | Added |
| Chevy Chase Trust Holdings, Inc. | 770,746 | $67.6M | 0.23% | −12,890−1.6% | Reduced |
| Bank of New York Mellon Corp | 775,789 | $68.1M | 0.01% | +35,370+4.8% | Added |
| Madison Asset Management, LLC | 776,652 | $68.2M | 0.97% | +3,280+0.4% | Added |
| Neuberger Berman Group LLC | 822,183 | $72.1M | 0.06% | −44,936−5.2% | Reduced |
| Macquarie Group Ltd | 835,785 | $73.3M | 0.07% | +29,415+3.6% | Added |
| Mondrian Investment Partners LTD | 866,698 | $76.1M | 1.65% | +60,000+7.4% | Added |
| Raymond James & Associates | 890,881 | $78.2M | 0.07% | +51,021+6.1% | Added |
| Earnest Partners LLC | 893,526 | $78.4M | 0.46% | −11,292−1.2% | Reduced |
| Capital Research Global Investors | 985,114 | $86.4M | 0.02% | +82,458+9.1% | Added |
| Royal Bank of Canada | 1,008,332 | $88.5M | 0.02% | +21,522+2.2% | Added |