Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cary Street Partners Asset Management LLC | 16,056 | $1.31M | 0.46% | −1,171−6.8% | Reduced |
| Rothschild Investment Corp | 16,145 | $1.32M | 0.11% | 00.0% | Unchanged |
| Benedict Financial Advisors Inc | 16,219 | $1.33M | 0.37% | +771+5.0% | Added |
| LaFleur & Godfrey LLC | 16,359 | $1.34M | 0.18% | +478+3.0% | Added |
| Deutsche Bank AG | 16,379 | $1.34M | 0.00% | −496−2.9% | Reduced |
| Old National Bancorp | 16,543 | $1.35M | 0.05% | −4,487−21.3% | Reduced |
| Lester Murray Antman dba SimplyRich | 16,550 | $1.35M | 0.49% | −53−0.3% | Reduced |
| Annex Advisory Services, LLC | 16,593 | $1.36M | 0.11% | −296−1.8% | Reduced |
| CNB Bank | 16,650 | $1.36M | 0.82% | +1,907+12.9% | Added |
| Cetera Investment Advisers | 16,709 | $1.37M | 0.02% | −836−4.8% | Reduced |
| Boston Family Office LLC | 16,815 | $1.38M | 0.10% | −529−3.1% | Reduced |
| Roberts Glore & Co Inc | 16,903 | $1.38M | 0.42% | +50+0.3% | Added |
| Berkshire Bank | 17,132 | $1.40M | 0.34% | −1,259−6.8% | Reduced |
| TD Private Client Wealth LLC | 17,267 | $1.41M | 0.06% | −7,743−31.0% | Reduced |
| Prospera Financial Services Inc | 17,273 | $1.41M | 0.07% | +292+1.7% | Added |
| UBS Asset Management Americas Inc | 17,407 | $1.42M | 0.00% | −2,400−12.1% | Reduced |
| Sit Investment Associates Inc | 17,500 | $1.43M | 0.04% | 00.0% | Unchanged |
| Coastline Trust Co | 17,505 | $1.43M | 0.18% | +205+1.2% | Added |
| Summit Global Investments | 17,573 | $1.44M | 0.11% | +4,711+36.6% | Added |
| Independent Investors Inc | 17,900 | $1.46M | 0.36% | 00.0% | Unchanged |
| Laurel Wealth Advisors, Inc. | 18,123 | $1.48M | 0.27% | +284+1.6% | Added |
| Aevitas Wealth Management, Inc. | 18,209 | $1.49M | 0.95% | 00.0% | Unchanged |
| Mount Yale Investment Advisors, LLC | 18,420 | $1.51M | 0.17% | −894−4.6% | Reduced |
| Sawtooth Solutions, LLC | 18,421 | $1.51M | 0.23% | +4,819+35.4% | Added |
| Ariel Investments, LLC | 18,536 | $1.52M | 0.01% | −2,046−9.9% | Reduced |
| McKinley Capital Management LLC /Delaware | 18,590 | $1.52M | 0.14% | −730−3.8% | Reduced |
| Frontier Wealth Management LLC | 18,782 | $1.54M | 0.11% | −3,150−14.4% | Reduced |
| First Horizon Advisors, Inc. | 19,104 | $1.56M | 0.05% | +11,912+165.6% | Added |
| Regentatlantic Capital LLC | 19,139 | $1.56M | 0.05% | −1,510−7.3% | Reduced |
| South State Corp. | 19,558 | $1.60M | 0.13% | −1,029−5.0% | Reduced |
| Chelsea Counsel Co | 19,800 | $1.62M | 0.74% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 19,866 | $1.63M | 0.05% | −828−4.0% | Reduced |
| Advisors Management Group Inc | 19,867 | $1.63M | 0.50% | −120−0.6% | Reduced |
| Lowe Brockenbrough & Co Inc | 20,079 | $1.64M | 0.13% | +692+3.6% | Added |
| NorthCoast Asset Management LLC | 20,054 | $1.64M | 0.06% | −156−0.8% | Reduced |
| Providence Capital Advisors, LLC | 20,149 | $1.65M | 0.51% | +1,857+10.2% | Added |
| Signaturefd, LLC | 20,275 | $1.66M | 0.06% | −466−2.2% | Reduced |
| Hantz Financial Services, Inc. | 20,354 | $1.67M | 0.05% | +3,691+22.2% | Added |
| Kahn Brothers Group Inc | 20,398 | $1.67M | 0.23% | 00.0% | Unchanged |
| Creegan & Nassoura Financial Group, LLC | 20,425 | $1.67M | 1.42% | −225−1.1% | Reduced |
| Integrated Wealth Concepts LLC | 20,513 | $1.68M | 0.05% | +2,049+11.1% | Added |
| Horizon Kinetics Asset Management LLC | 20,930 | $1.71M | 0.04% | −380−1.8% | Reduced |
| HC Financial Advisors Inc | 21,083 | $1.72M | 1.04% | +820+4.0% | Added |
| Strategic Global Advisors, LLC | 21,151 | $1.73M | 0.25% | −59−0.3% | Reduced |
| Greenleaf Trust | 21,187 | $1.73M | 0.02% | −303−1.4% | Reduced |
| Somerset Trust Co | 21,285 | $1.74M | 0.71% | +1,629+8.3% | Added |
| Advisor Partners LLC | 21,461 | $1.75M | 0.12% | −3,180−12.9% | Reduced |
| Court Place Advisors, LLC | 21,465 | $1.75M | 0.52% | −360−1.6% | Reduced |
| Bessemer Group Inc | 21,574 | $1.76M | 0.00% | −491−2.2% | Reduced |
| Valley National Advisers Inc | 21,583 | $1.76M | 0.32% | −95−0.4% | Reduced |
| Westwood Holdings Group Inc. | 21,962 | $1.80M | 0.02% | −1,482−6.3% | Reduced |
| HighPoint Advisor Group LLC | 22,188 | $1.81M | 0.18% | −3,284−12.9% | Reduced |
| Palisade Asset Management, LLC | 22,193 | $1.81M | 0.22% | 00.0% | Unchanged |
| Azzad Asset Management Inc | 22,366 | $1.83M | 0.27% | −6,572−22.7% | Reduced |
| Cascade Investment Advisors, Inc. | 22,470 | $1.84M | 1.20% | +900+4.2% | Added |
| Baker Tilly Wealth Management, LLC | 22,483 | $1.84M | 0.24% | +3,569+18.9% | Added |
| Telos Capital Management, Inc. | 22,523 | $1.84M | 0.25% | −785−3.4% | Reduced |
| GWM Advisors LLC | 22,579 | $1.85M | 0.05% | −646−2.8% | Reduced |
| NBT Bank N A | 22,877 | $1.87M | 0.26% | −50−0.2% | Reduced |
| National Asset Management, Inc. | 22,755 | $1.87M | 0.06% | −94−0.4% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 22,966 | $1.88M | 0.34% | −310−1.3% | Reduced |
| Trexquant Investment LP | 23,059 | $1.89M | 0.15% | +23,059 | New |
| Cox Capital Mgt LLC | 23,381 | $1.91M | 1.29% | −21−0.1% | Reduced |
| Fca Corp | 23,512 | $1.92M | 0.58% | +241+1.0% | Added |
| O'Shaughnessy Asset Management, LLC | 23,735 | $1.94M | 0.04% | −7,681−24.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 23,779 | $1.95M | 0.03% | −20,106−45.8% | Reduced |
| Logan Capital Management Inc | 23,932 | $1.96M | 0.09% | −92−0.4% | Reduced |
| Sandy Spring Bank | 24,143 | $1.97M | 0.10% | −2,587−9.7% | Reduced |
| Advisors Asset Management, Inc. | 24,246 | $1.98M | 0.03% | −51,809−68.1% | Reduced |
| FineMark National Bank & Trust | 24,327 | $1.99M | 0.08% | −2,547−9.5% | Reduced |
| Mirador Capital Partners LP | 24,384 | $1.99M | 0.45% | +543+2.3% | Added |
| EagleClaw Capital Managment, LLC | 24,560 | $2.00M | 0.52% | +650+2.7% | Added |
| Trust Co of Toledo NA | 24,628 | $2.01M | 0.33% | +2,154+9.6% | Added |
| Dempze Nancy E | 24,706 | $2.02M | 1.58% | −140−0.6% | Reduced |
| Clearstead Advisors, LLC | 24,718 | $2.02M | 0.15% | −420−1.7% | Reduced |
| Commerce Bank | 24,756 | $2.02M | 0.01% | −1,189−4.6% | Reduced |
| Crossmark Global Holdings, Inc. | 25,010 | $2.04M | 0.05% | −28,820−53.5% | Reduced |
| Ipswich Investment Management Co., Inc. | 25,119 | $2.05M | 0.53% | −500−2.0% | Reduced |
| Welch Group, LLC | 25,176 | $2.06M | 0.14% | −354,635−93.4% | Reduced |
| Taylor, Cottrill, Erickson & Associates, Inc. | 25,222 | $2.06M | 0.29% | −850−3.3% | Reduced |
| Telemus Capital, LLC | 25,707 | $2.10M | 0.18% | +385+1.5% | Added |
| Naples Global Advisors, LLC | 25,728 | $2.10M | 0.28% | +564+2.2% | Added |
| Geneos Wealth Management Inc. | 25,752 | $2.11M | 0.08% | +550+2.2% | Added |
| Hall Laurie J Trustee | 25,846 | $2.11M | 0.82% | 00.0% | Unchanged |
| Synovus Financial Corp | 25,914 | $2.12M | 0.02% | −12,057−31.8% | Reduced |
| Cresset Asset Management, LLC | 25,962 | $2.12M | 0.03% | +5,478+26.7% | Added |
| D. E. Shaw & Co., Inc. | 25,970 | $2.12M | 0.00% | +15,329+144.1% | Added |
| Parsons Capital Management Inc | 26,238 | $2.15M | 0.17% | −3,493−11.7% | Reduced |
| Schonfeld Strategic Advisors LLC | 26,400 | $2.16M | 0.02% | +26,400 | New |
| AE Wealth Management LLC | 26,656 | $2.18M | 0.02% | +636+2.4% | Added |
| Abbot Financial Management, Inc. | 26,733 | $2.19M | 0.99% | −350−1.3% | Reduced |
| Fairhaven Wealth Management, LLC | 27,295 | $2.23M | 0.92% | +3,814+16.2% | Added |
| Oppenheimer & Co Inc | 27,452 | $2.25M | 0.04% | −4,846−15.0% | Reduced |
| Snowden Capital Advisors LLC | 27,530 | $2.25M | 0.11% | +428+1.6% | Added |
| HRT Financial LP | 27,900 | $2.28M | 0.01% | +27,900 | New |
| Cetera Advisor Networks LLC | 28,086 | $2.30M | 0.03% | −405−1.4% | Reduced |
| Huntington National Bank | 28,083 | $2.30M | 0.02% | +3,525+14.4% | Added |
| Stonebridge Capital Management Inc | 28,515 | $2.33M | 0.86% | 00.0% | Unchanged |
| Stephens Inc | 28,675 | $2.35M | 0.04% | +4,510+18.7% | Added |
| Cohen Lawrence B | 28,822 | $2.36M | 1.24% | −1,459−4.8% | Reduced |