Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2021
Institutional positions in Novartis AG as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,123
- −5 vs. Q1 2021
- Shares held
- 216.9M
- −1.40M (−0.6%) vs. Q1 2021
- Total value
- $19.8B
- +$1.16B (+6.2%) vs. Q1 2021
- New holders
- 74
- 400 more added
- Sold out
- 79
- 416 more reduced
10 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Park Avenue Securities LLC | 14,884 | $1.36M | 0.03% | +398+2.7% | Added |
| Cambridge Advisors Inc. | 14,825 | $1.35M | 0.33% | −100−0.7% | Reduced |
| MUFG Americas Holdings Corp | 14,822 | $1.35M | 0.02% | −1,588−9.7% | Reduced |
| West Oak Capital, LLC | 14,775 | $1.35M | 0.53% | −2,340−13.7% | Reduced |
| CNB Bank | 14,743 | $1.34M | 0.84% | −27−0.2% | Reduced |
| Semmax Financial Advisors Inc. | 14,702 | $1.34M | 0.43% | −1,057−6.7% | Reduced |
| Douglass Winthrop Advisors, LLC | 14,658 | $1.34M | 0.03% | −500−3.3% | Reduced |
| Venture Visionary Partners LLC | 14,586 | $1.33M | 0.11% | −2,420−14.2% | Reduced |
| Baker Ellis Asset Management LLC | 14,508 | $1.32M | 0.26% | −3,301−18.5% | Reduced |
| Toronto Dominion Bank | 14,464 | $1.32M | 0.00% | −5,304−26.8% | Reduced |
| Patten Group, Inc. | 14,421 | $1.32M | 0.39% | −1,176−7.5% | Reduced |
| PRW Wealth Management LLC | 14,421 | $1.32M | 0.39% | +14,421 | New |
| Krilogy Financial LLC | 14,402 | $1.31M | 0.13% | +597+4.3% | Added |
| Wedbush Securities Inc | 14,246 | $1.30M | 0.06% | −605−4.1% | Reduced |
| AIMZ Investment Advisors, LLC | 14,246 | $1.30M | 0.58% | 00.0% | Unchanged |
| MAI Capital Management | 14,180 | $1.29M | 0.03% | +544+4.0% | Added |
| True North Advisors, LLC | 14,180 | $1.29M | 0.27% | +17+0.1% | Added |
| Beacon Pointe Advisors, LLC | 14,167 | $1.29M | 0.05% | +7,596+115.6% | Added |
| Boston Private Wealth LLC | 14,138 | $1.29M | 0.02% | −901−6.0% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 14,033 | $1.28M | 0.07% | +12+0.1% | Added |
| Johnson Investment Counsel Inc | 13,858 | $1.26M | 0.02% | −33−0.2% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 13,749 | $1.25M | 0.13% | −1,922−12.3% | Reduced |
| Altium Wealth Management LLC | 13,718 | $1.25M | 0.09% | +3,417+33.2% | Added |
| Bryn Mawr Trust Co | 13,595 | $1.24M | 0.05% | −613−4.3% | Reduced |
| Sawtooth Solutions, LLC | 13,602 | $1.24M | 0.25% | +1,769+14.9% | Added |
| Cerity Partners LLC | 13,566 | $1.24M | 0.03% | −1,303−8.8% | Reduced |
| First Horizon Corp | 13,455 | $1.23M | 0.11% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 13,391 | $1.22M | 0.00% | −2,702−16.8% | Reduced |
| Delphi Management Inc | 13,305 | $1.21M | 1.16% | +431+3.3% | Added |
| Ativo Capital Management LLC | 13,239 | $1.21M | 0.51% | −893−6.3% | Reduced |
| Albert D Mason Inc | 13,160 | $1.20M | 0.74% | −430−3.2% | Reduced |
| Wambolt & Associates, LLC | 12,951 | $1.19M | 0.50% | −370−2.8% | Reduced |
| Kensington Investment Counsel, LLC | 12,994 | $1.19M | 0.81% | +495+4.0% | Added |
| Burns J W & Co Inc | 12,959 | $1.18M | 0.19% | +251+2.0% | Added |
| Eagle Asset Management Inc | 12,886 | $1.18M | 0.01% | +746+6.1% | Added |
| Summit Global Investments | 12,862 | $1.17M | 0.07% | −651−4.8% | Reduced |
| Boit C F David | 12,800 | $1.17M | 0.89% | +12,800 | New |
| Norris Perne & French LLP | 12,778 | $1.17M | 0.10% | −186,859−93.6% | Reduced |
| Buckingham Strategic Wealth, LLC | 12,751 | $1.16M | 0.03% | +175+1.4% | Added |
| Patton Albertson Miller Group, LLC | 12,740 | $1.16M | 0.26% | −1,062−7.7% | Reduced |
| Trust Co of Oklahoma | 12,686 | $1.16M | 0.39% | −457−3.5% | Reduced |
| Beacon Investment Advisory Services, Inc. | 12,664 | $1.16M | 0.05% | −34,722−73.3% | Reduced |
| Silvercrest Asset Management Group LLC | 12,632 | $1.15M | 0.01% | −126−1.0% | Reduced |
| Fred Alger Management, LLC | 12,591 | $1.15M | 0.00% | 00.0% | Unchanged |
| Becker Capital Management Inc | 12,502 | $1.14M | 0.05% | −115−0.9% | Reduced |
| Financial Architects, Inc | 12,372 | $1.13M | 0.16% | −474−3.7% | Reduced |
| Simmons Bank | 12,347 | $1.13M | 0.08% | −709−5.4% | Reduced |
| Optiver Holding B.V. | 12,292 | $1.12M | 0.15% | −468,320−97.4% | Reduced |
| Knowledge Leaders Capital, LLC | 12,236 | $1.12M | 0.75% | +2,724+28.6% | Added |
| Comerica Securities,inc. | 12,166 | $1.11M | 0.08% | −298−2.4% | Reduced |
| Old Port Advisors | 11,989 | $1.11M | 0.40% | +6,231+108.2% | Added |
| LCNB Corp | 12,073 | $1.10M | 0.55% | −114−0.9% | Reduced |
| Fortem Financial Group, LLC | 12,047 | $1.10M | 0.56% | +1,690+16.3% | Added |
| West Family Investments, Inc. | 12,045 | $1.10M | 0.31% | +12,045 | New |
| Abbrea Capital, LLC | 11,831 | $1.08M | 0.16% | 00.0% | Unchanged |
| Tiaa, FSB | 11,813 | $1.08M | 0.00% | −356−2.9% | Reduced |
| Parallel Advisors, LLC | 11,774 | $1.07M | 0.05% | +3,484+42.0% | Added |
| Stratos Wealth Partners, LTD. | 11,716 | $1.07M | 0.03% | −994−7.8% | Reduced |
| Richard P Slaughter Associates Inc | 11,643 | $1.06M | 0.41% | −10.0% | Reduced |
| JNBA Financial Advisors | 11,537 | $1.05M | 0.14% | 00.0% | Unchanged |
| Sigma Planning Corp | 11,532 | $1.05M | 0.03% | −331−2.8% | Reduced |
| Hutner Capital Management Inc | 11,333 | $1.03M | 0.66% | −4,761−29.6% | Reduced |
| Greenwich Wealth Management LLC | 11,291 | $1.03M | 0.09% | 00.0% | Unchanged |
| Accretive Wealth Partners, LLC | 11,133 | $1.02M | 0.73% | +1,609+16.9% | Added |
| Carnegie Capital Asset Management, LLC | 11,116 | $1.01M | 0.04% | +252+2.3% | Added |
| Covenant Partners, LLC | 11,106 | $1.01M | 0.38% | −3,282−22.8% | Reduced |
| Elmwood Wealth Management, Inc. | 11,042 | $1.01M | 0.53% | +25+0.2% | Added |
| Cypress Asset Management Inc | 10,984 | $1.00M | 0.26% | −1,481−11.9% | Reduced |
| Mutual Advisors, LLC | 10,869 | $992.0K | 0.06% | +688+6.8% | Added |
| First Hawaiian Bank | 10,808 | $986.0K | 0.04% | +149+1.4% | Added |
| FRG Family Wealth Advisors LLC | 10,772 | $983.0K | 0.19% | 00.0% | Unchanged |
| 17 Capital Partners, LLC | 10,768 | $982.0K | 0.91% | +10,768 | New |
| Associated Banc-Corp | 10,699 | $977.0K | 0.04% | −1,703−13.7% | Reduced |
| Princeton Global Asset Management LLC | 10,710 | $977.0K | 0.30% | −472−4.2% | Reduced |
| Liberty One Investment Management, LLC | 10,704 | $977.0K | 0.17% | +923+9.4% | Added |
| D. E. Shaw & Co., Inc. | 10,641 | $971.0K | 0.00% | +10,641 | New |
| Federation des caisses Desjardins du Quebec | 10,612 | $968.2K | 0.01% | −3,681−25.8% | Reduced |
| Financial Advocates Investment Management | 10,611 | $968.0K | 0.07% | −3,195−23.1% | Reduced |
| Corient Capital Partners, LLC | 10,596 | $967.0K | 0.07% | +1,344+14.5% | Added |
| GFS Advisors, LLC | 10,475 | $956.0K | 0.22% | 00.0% | Unchanged |
| Blume Capital Management, Inc. | 10,363 | $946.0K | 0.35% | +7,645+281.3% | Added |
| Mayflower Financial Advisors, LLC | 10,352 | $945.0K | 0.13% | +1,726+20.0% | Added |
| Brookstone Capital Management | 10,174 | $943.0K | 0.02% | +2,091+25.9% | Added |
| Pathstone Family Office, LLC | 10,332 | $943.0K | 0.03% | +3,241+45.7% | Added |
| Nicholas Hoffman & Company, LLC. | 10,309 | $941.0K | 0.17% | +53+0.5% | Added |
| Credential Qtrade Securities Inc. | 10,216 | $932.1K | 0.07% | −40,614−79.9% | Reduced |
| CX Institutional | 10,202 | $931.0K | 0.08% | 00.0% | Unchanged |
| Wade G W & Inc | 10,173 | $928.0K | 0.04% | +353+3.6% | Added |
| D.B. Root & Company, LLC | 10,142 | $925.0K | 0.35% | +553+5.8% | Added |
| Bluestein R H & Co | 10,100 | $922.0K | 0.04% | 00.0% | Unchanged |
| Norway Savings Bank | 10,033 | $915.0K | 0.45% | −2,215−18.1% | Reduced |
| Ritholtz Wealth Management | 10,028 | $915.0K | 0.07% | +1,861+22.8% | Added |
| Voya Financial Advisors, Inc. | 9,951 | $914.0K | 0.12% | −34,792−77.8% | Reduced |
| Arjuna Capital | 9,952 | $908.0K | 0.39% | +222+2.3% | Added |
| Delta Financial Advisors LLC | 9,936 | $907.0K | 0.40% | 00.0% | Unchanged |
| BTC Capital Management, Inc. | 9,910 | $906.0K | 0.10% | −1,832−15.6% | Reduced |
| Neville Rodie & Shaw Inc | 9,932 | $906.0K | 0.07% | 00.0% | Unchanged |
| Graypoint LLC | 9,923 | $905.0K | 0.12% | −617−5.9% | Reduced |
| Roundview Capital LLC | 9,879 | $901.0K | 0.10% | 00.0% | Unchanged |
| JustInvest LLC | 9,862 | $900.0K | 0.09% | −2,761−21.9% | Reduced |