Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2021
Institutional positions in Novartis AG as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,123
- −5 vs. Q1 2021
- Shares held
- 216.9M
- −1.40M (−0.6%) vs. Q1 2021
- Total value
- $19.8B
- +$1.16B (+6.2%) vs. Q1 2021
- New holders
- 74
- 400 more added
- Sold out
- 79
- 416 more reduced
10 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Marietta Investment Partners LLC | 2,362 | $216.0K | 0.05% | +2,362 | New |
| Good Life Advisors, LLC | 2,361 | $215.0K | 0.04% | −104−4.2% | Reduced |
| Proficio Capital Partners LLC | 2,346 | $214.0K | 0.03% | −4−0.2% | Reduced |
| Ironwood Investment Counsel, LLC | 2,337 | $213.0K | 0.06% | +2,337 | New |
| Perigon Wealth Management, LLC | 2,328 | $212.0K | 0.02% | +2,328 | New |
| RNC Capital Management LLC | 2,316 | $211.0K | 0.01% | +2,316 | New |
| Summit X, LLC | 2,307 | $209.0K | 0.05% | −94−3.9% | Reduced |
| Epoch Investment Partners, Inc. | 2,276 | $208.0K | 0.00% | −98−4.1% | Reduced |
| Arete Wealth Advisors, LLC | 3,445 | $207.0K | 0.03% | +124+3.7% | Added |
| Adams Chetwood Wealth Management LLC | 2,260 | $206.0K | 0.15% | −100−4.2% | Reduced |
| New England Asset Management Inc | 2,250 | $205.0K | 0.00% | 00.0% | Unchanged |
| Opus Capital Group, LLC | 2,231 | $204.0K | 0.05% | −455−16.9% | Reduced |
| LVW Advisors, LLC | 2,234 | $204.0K | 0.04% | +2,234 | New |
| Mezzasalma Advisors, LLC | 2,231 | $204.0K | 0.11% | +2,231 | New |
| Matrix Private Capital Group LLC | 2,233 | $204.0K | 0.11% | +2,233 | New |
| 9258 Wealth Management, LLC | 2,224 | $203.0K | 0.05% | −552−19.9% | Reduced |
| Arkadios Wealth Advisors | 2,222 | $202.0K | 0.02% | +1,417+176.0% | Added |
| Founders Financial Securities LLC | 2,217 | $202.0K | 0.04% | +2,217 | New |
| Almanack Investment Partners, LLC. | 2,191 | $200.0K | 0.02% | −3,462−61.2% | Reduced |
| CoreFirst Bank & Trust | 2,135 | $195.0K | 0.13% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 2,109 | $192.0K | 0.02% | −70−3.2% | Reduced |
| Atlantic Trust, LLC | 2,075 | $189.0K | 0.12% | 00.0% | Unchanged |
| First PREMIER Bank | 2,065 | $188.0K | 0.05% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 2,003 | $183.0K | 0.02% | −297−12.9% | Reduced |
| North Star Investment Management Corp. | 1,962 | $179.0K | 0.01% | +54+2.8% | Added |
| JFS Wealth Advisors, LLC | 1,891 | $173.0K | 0.03% | +139+7.9% | Added |
| Cary Street Partner Investment Advisory LLC | 1,877 | $171.0K | 0.06% | +770+69.6% | Added |
| Harbor Investment Advisory, LLC | 1,813 | $165.0K | 0.02% | +78+4.5% | Added |
| Zions Bancorporation, N.A. | 1,797 | $164.0K | 0.02% | +473+35.7% | Added |
| Graves-Light Private Wealth Management, Inc. | 1,776 | $162.0K | 0.03% | +140+8.6% | Added |
| Duncker Streett & Co Inc | 1,733 | $158.0K | 0.03% | −1,525−46.8% | Reduced |
| Webster Bank, N. A. | 1,650 | $151.0K | 0.02% | −125−7.0% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 1,634 | $149.0K | 0.03% | −289−15.0% | Reduced |
| AllSquare Wealth Management LLC | 1,579 | $144.0K | 0.08% | −304−16.1% | Reduced |
| IFP Advisors, Inc | 1,566 | $143.0K | 0.00% | +196+14.3% | Added |
| Column Capital Advisors, LLC | 1,544 | $141.0K | 0.03% | +105+7.3% | Added |
| Rosenberg Matthew Hamilton | 1,548 | $141.0K | 0.07% | +170+12.3% | Added |
| Belpointe Asset Management LLC | 1,526 | $140.0K | 0.01% | −50−3.2% | Reduced |
| Evoke Wealth, LLC | 1,521 | $139.0K | 0.01% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 1,498 | $137.0K | 0.05% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 1,459 | $133.0K | 0.02% | +326+28.8% | Added |
| Heritage Wealth Advisors | 1,450 | $132.3K | 0.01% | 00.0% | Unchanged |
| Orion Capital Management LLC | 1,450 | $132.0K | 0.08% | 00.0% | Unchanged |
| Piscataqua Savings Bank | 1,429 | $130.0K | 0.11% | 00.0% | Unchanged |
| First National Bank of South Miami | 1,366 | $125.0K | 0.09% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 1,357 | $124.0K | 0.05% | +69+5.4% | Added |
| Security National Trust Co | 1,350 | $123.0K | 0.03% | −97−6.7% | Reduced |
| CVA Family Office, LLC | 1,346 | $123.0K | 0.04% | +169+14.4% | Added |
| Vigilant Capital Management, LLC | 1,312 | $120.0K | 0.01% | +35+2.7% | Added |
| FinTrust Capital Advisors, LLC | 1,300 | $119.0K | 0.03% | +255+24.4% | Added |
| Optimum Investment Advisors | 1,290 | $118.0K | 0.04% | −570−30.6% | Reduced |
| Hoese & Co LLP | 1,275 | $116.0K | 0.13% | +825+183.3% | Added |
| Monetary Management Group Inc | 1,259 | $115.0K | 0.03% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 1,210 | $115.0K | 0.09% | +1,210 | New |
| Thomas J. Herzfeld Advisors, Inc. | 1,244 | $114.0K | 0.05% | +12+1.0% | Added |
| San Francisco Sentry Investment Group (Ca) | 1,225 | $112.0K | 0.06% | 00.0% | Unchanged |
| CKW Financial Group | 1,212 | $111.0K | 0.02% | +212+21.2% | Added |
| City Holding Co | 1,192 | $109.0K | 0.02% | −80−6.3% | Reduced |
| Tacita Capital Inc | 1,200 | $109.0K | 0.07% | 00.0% | Unchanged |
| Truehand, Inc | 1,161 | $106.0K | 0.06% | 00.0% | Unchanged |
| Bollard Group LLC | 1,146 | $105.0K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 1,147 | $105.0K | 0.03% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 1,130 | $103.0K | 0.01% | −25−2.2% | Reduced |
| WealthShield Partners, LLC | 1,118 | $102.0K | 0.02% | −23−2.0% | Reduced |
| Hudock, Inc. | 1,101 | $100.0K | 0.03% | 00.0% | Unchanged |
| Barrett Asset Management, LLC | 1,050 | $96.0K | 0.00% | 00.0% | Unchanged |
| Hanson & Doremus Investment Management | 1,076 | $94.0K | 0.03% | −3,727−77.6% | Reduced |
| Resources Management Corp | 995 | $91.0K | 0.01% | −190−16.0% | Reduced |
| Cedar Wealth Management, LLC | 1,000 | $91.0K | 0.04% | 00.0% | Unchanged |
| Fortis Advisors, LLC | 1,000 | $91.0K | 0.05% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 0 | $91.0K | 0.04% | 0 | Unchanged |
| Focused Wealth Management, Inc | 936 | $85.0K | 0.01% | +1+0.1% | Added |
| Hexagon Capital Partners LLC | 905 | $83.0K | 0.02% | 00.0% | Unchanged |
| First Financial Corp | 904 | $82.0K | 0.05% | 00.0% | Unchanged |
| Lee Financial Co | 900 | $82.0K | 0.02% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 895 | $82.0K | 0.01% | +100+12.6% | Added |
| Leonteq Securities AG | 892 | $81.4K | 0.01% | −460−34.0% | Reduced |
| Ellis Investment Partners, LLC | 885 | $80.0K | 0.02% | 00.0% | Unchanged |
| Key Financial Inc | 859 | $79.0K | 0.04% | 00.0% | Unchanged |
| Dividend Assets Capital, LLC | 857 | $78.0K | 0.02% | −25−2.8% | Reduced |
| Castleview Partners, LLC | 850 | $78.0K | 0.03% | +850 | New |
| Howe & Rusling Inc | 811 | $74.0K | 0.01% | −22−2.6% | Reduced |
| Pflug Koory, LLC | 810 | $74.0K | 0.04% | +100+14.1% | Added |
| Meeder Asset Management Inc | 811 | $74.0K | 0.00% | +389+92.2% | Added |
| Bourgeon Capital Management LLC | 800 | $73.0K | 0.02% | 00.0% | Unchanged |
| Edmond de Rothschild Holding S.A. | 800 | $73.0K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 792 | $72.0K | 0.02% | +17+2.2% | Added |
| Independence Bank of Kentucky | 768 | $70.0K | 0.03% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 745 | $68.0K | 0.02% | +61+8.9% | Added |
| Center for Financial Planning, Inc. | 732 | $67.0K | 0.02% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 729 | $67.0K | 0.02% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 704 | $64.0K | 0.02% | 00.0% | Unchanged |
| Cordasco Financial Network | 700 | $64.0K | 0.04% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 704 | $64.0K | 0.01% | +61+9.5% | Added |
| Asset Dedication, LLC | 680 | $61.0K | 0.01% | 00.0% | Unchanged |
| M&R Capital Management Inc | 675 | $61.0K | 0.01% | 00.0% | Unchanged |
| Evolution Wealth Advisors, LLC | 662 | $60.0K | 0.01% | −77−10.4% | Reduced |
| Wealth Quarterback LLC | 653 | $60.0K | 0.04% | +653 | New |
| Red Door Wealth Management, LLC | 634 | $57.0K | 0.02% | +634 | New |
| Kemnay Advisory Services Inc. | 600 | $55.0K | 0.01% | 00.0% | Unchanged |