Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2021
Institutional positions in Novartis AG as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,123
- −5 vs. Q1 2021
- Shares held
- 216.9M
- −1.40M (−0.6%) vs. Q1 2021
- Total value
- $19.8B
- +$1.16B (+6.2%) vs. Q1 2021
- New holders
- 74
- 400 more added
- Sold out
- 79
- 416 more reduced
10 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bahl & Gaynor Inc | 141,176 | $12.9M | 0.08% | −19,234−12.0% | Reduced |
| Gluskin Sheff & Assoc Inc | 142,047 | $13.0M | 0.60% | +14,796+11.6% | Added |
| Jones Financial Companies LLLP | 145,717 | $13.3M | 0.02% | +5,133+3.7% | Added |
| Gamble Jones Investment Counsel | 146,348 | $13.4M | 0.87% | −80−0.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 146,627 | $13.4M | 0.04% | −205−0.1% | Reduced |
| CIBC World Markets Inc. | 149,338 | $13.6M | 0.04% | +4,975+3.4% | Added |
| DDD Partners, LLC | 149,572 | $13.6M | 2.07% | +4,177+2.9% | Added |
| Brown Brothers Harriman & Co | 152,548 | $13.9M | 0.08% | −45,346−22.9% | Reduced |
| Cardinal Capital Management, Inc. | 164,745 | $15.0M | 0.81% | +16,545+11.2% | Added |
| Boston Common Asset Management, LLC | 166,004 | $15.1M | 0.65% | +8,673+5.5% | Added |
| CORDA Investment Management, LLC. | 168,114 | $15.3M | 1.32% | +4,444+2.7% | Added |
| First Fiduciary Investment Counsel, Inc. | 169,328 | $15.4M | 2.96% | −4,303−2.5% | Reduced |
| Banco Santander, S.A. | 171,465 | $15.6M | 0.09% | +16,190+10.4% | Added |
| Scout Investments, Inc. | 172,321 | $15.7M | 0.23% | +46,998+37.5% | Added |
| John G Ullman & Associates Inc | 175,134 | $16.0M | 2.08% | −2,330−1.3% | Reduced |
| Scotia Capital Inc. | 176,083 | $16.1M | 0.12% | −36,691−17.2% | Reduced |
| Somerville Kurt F | 180,624 | $16.5M | 2.46% | −630−0.3% | Reduced |
| Jane Street Group, LLC | 182,080 | $16.6M | 0.04% | +172,030+1,711.7% | Added |
| Artisan Partners Limited Partnership | 183,621 | $16.8M | 0.02% | +176,058+2,327.9% | Added |
| Edgemoor Investment Advisors, Inc. | 189,633 | $17.3M | 1.61% | −552−0.3% | Reduced |
| Comerica Bank | 187,614 | $17.5M | 0.11% | +726+0.4% | Added |
| GW Henssler & Associates Ltd | 196,627 | $17.9M | 1.18% | +7,664+4.1% | Added |
| Rockefeller Capital Management L.P. | 200,866 | $18.3M | 0.10% | +67,553+50.7% | Added |
| Reilly Financial Advisors, LLC | 202,468 | $18.5M | 1.49% | −1,711−0.8% | Reduced |
| M&T Bank Corp | 204,941 | $18.7M | 0.08% | −8,570−4.0% | Reduced |
| McDaniel Terry & Co | 206,020 | $18.8M | 2.17% | +2,861+1.4% | Added |
| Exencial Wealth Advisors, LLC | 206,151 | $18.8M | 1.02% | −15,545−7.0% | Reduced |
| Oak Associates, Ltd | 215,078 | $19.6M | 1.11% | −1,250−0.6% | Reduced |
| Bartlett & Co. LLC | 222,033 | $20.3M | 0.39% | −7,837−3.4% | Reduced |
| Bartlett & Co. Wealth Management LLC | 222,033 | $20.3M | 0.39% | −7,837−3.4% | Reduced |
| Hemenway Trust Co LLC | 225,815 | $20.6M | 2.08% | −3,434−1.5% | Reduced |
| First Republic Investment Management, Inc. | 227,753 | $20.8M | 0.05% | +23,449+11.5% | Added |
| Woodley Farra Manion Portfolio Management Inc | 232,804 | $21.2M | 1.64% | −85,772−26.9% | Reduced |
| Brandes Investment Partners, LP | 235,822 | $21.5M | 0.48% | +17,052+7.8% | Added |
| Janney Montgomery Scott LLC | 237,825 | $21.7M | 0.10% | +7,150+3.1% | Added |
| Financial Counselors Inc | 247,495 | $22.6M | 0.49% | +1,857+0.8% | Added |
| Professional Advisory Services Inc | 248,702 | $22.7M | 3.29% | +2,846+1.2% | Added |
| Eaton Vance Management | 248,991 | $22.7M | 0.03% | −14,083−5.4% | Reduced |
| Tocqueville Asset Management L.P. | 251,964 | $23.0M | 0.33% | −45,703−15.4% | Reduced |
| Commonwealth Equity Services, LLC | 252,262 | $23.0M | 0.06% | +2,126+0.8% | Added |
| LPL Financial LLC | 264,123 | $24.1M | 0.02% | −3,424−1.3% | Reduced |
| Segall Bryant & Hamill, LLC | 264,681 | $24.2M | 0.23% | −25,786−8.9% | Reduced |
| Confluence Investment Management LLC | 265,378 | $24.2M | 0.32% | +14,547+5.8% | Added |
| Gofen & Glossberg LLC | 267,141 | $24.4M | 0.58% | −222−0.1% | Reduced |
| Martin Investment Management, LLC | 268,569 | $24.5M | 6.31% | +7,560+2.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 273,838 | $25.0M | 0.05% | +16,385+6.4% | Added |
| Osterweis Capital Management Inc | 274,065 | $25.0M | 1.29% | −9,930−3.5% | Reduced |
| Saturna Capital CORP | 283,673 | $25.9M | 0.53% | +2,700+1.0% | Added |
| Citigroup Inc | 286,347 | $26.1M | 0.02% | +10,830+3.9% | Added |
| Everett Harris & Co | 296,108 | $27.0M | 0.43% | +3,962+1.4% | Added |
| Citadel Advisors LLC | 296,334 | $27.0M | 0.03% | +240,836+434.0% | Added |
| First Manhattan Co | 299,889 | $27.4M | 0.10% | −232−0.1% | Reduced |
| JPMorgan Chase & Co | 302,157 | $27.6M | 0.00% | +16,007+5.6% | Added |
| Brown Advisory Inc | 311,673 | $28.4M | 0.04% | +14,520+4.9% | Added |
| HighTower Advisors, LLC | 311,865 | $28.5M | 0.08% | +12,734+4.3% | Added |
| Nichols & Pratt Advisers LLP | 314,376 | $28.7M | 2.16% | −1,425−0.5% | Reduced |
| Jarislowsky, Fraser Ltd | 314,922 | $28.7M | 0.13% | −124,014−28.3% | Reduced |
| US Bancorp | 323,621 | $29.5M | 0.06% | +19,444+6.4% | Added |
| Voloridge Investment Management, LLC | 323,908 | $29.6M | 0.20% | +159,811+97.4% | Added |
| Oppenheimer Asset Management Inc. | 324,799 | $29.6M | 0.42% | +22,819+7.6% | Added |
| Stifel Financial Corp | 327,372 | $29.9M | 0.04% | −6,736−2.0% | Reduced |
| Arrowstreet Capital, Limited Partnership | 336,700 | $30.7M | 0.04% | +135,046+67.0% | Added |
| The PNC Financial Services Group, Inc. | 337,792 | $30.8M | 0.03% | −9,317−2.7% | Reduced |
| CIBC Private Wealth Group, LLC | 361,185 | $33.0M | 0.08% | +10,886+3.1% | Added |
| Bank of Montreal | 365,069 | $33.8M | 0.02% | +194,537+114.1% | Added |
| Welch Group, LLC | 379,811 | $34.7M | 2.36% | +16,047+4.4% | Added |
| Managed Asset Portfolios, LLC | 380,661 | $34.7M | 5.17% | +32,701+9.4% | Added |
| TCTC Holdings, LLC | 406,124 | $37.1M | 1.70% | +1,821+0.5% | Added |
| Fayez Sarofim & Co | 414,271 | $37.8M | 0.13% | −12,954−3.0% | Reduced |
| Causeway Capital Management LLC | 426,982 | $39.0M | 0.80% | +29,624+7.5% | Added |
| D.A. Davidson & Co. | 430,369 | $39.3M | 0.46% | +17,893+4.3% | Added |
| Morningstar Investment Services LLC | 438,961 | $40.3M | 0.48% | −1,562−0.4% | Reduced |
| Invesco Ltd. | 513,880 | $46.9M | 0.01% | −229,298−30.9% | Reduced |
| Capital World Investors | 530,679 | $48.5M | 0.01% | +48,391+10.0% | Added |
| First Trust Advisors LP | 625,098 | $57.0M | 0.06% | −45,660−6.8% | Reduced |
| Mondrian Investment Partners LTD | 633,510 | $57.8M | 1.10% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 646,264 | $59.0M | 0.01% | +22,588+3.6% | Added |
| Douglas Lane & Associates, LLC | 652,567 | $59.5M | 0.83% | −40,411−5.8% | Reduced |
| Bristol John W & Co Inc | 745,268 | $68.0M | 1.25% | −5,776−0.8% | Reduced |
| Macquarie Group Ltd | 784,328 | $71.6M | 0.06% | +67,092+9.4% | Added |
| Raymond James & Associates | 828,468 | $75.6M | 0.07% | −94,313−10.2% | Reduced |
| SEI Investments Co | 845,792 | $77.1M | 0.17% | +37,401+4.6% | Added |
| Madison Asset Management, LLC | 880,025 | $80.3M | 1.08% | +122,760+16.2% | Added |
| Capital Research Global Investors | 902,720 | $82.4M | 0.02% | −1,463,025−61.8% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 911,695 | $83.2M | 0.28% | +44,601+5.1% | Added |
| Parnassus Investments | 939,794 | $85.7M | 0.19% | +8,485+0.9% | Added |
| Earnest Partners LLC | 995,249 | $90.8M | 0.53% | −77,132−7.2% | Reduced |
| Truist Financial Corp | 999,838 | $91.2M | 0.15% | +31,103+3.2% | Added |
| Envestnet Asset Management Inc | 1,035,698 | $94.5M | 0.05% | +77,686+8.1% | Added |
| Neuberger Berman Group LLC | 1,067,486 | $96.8M | 0.08% | −209,953−16.4% | Reduced |
| Lazard Asset Management LLC | 1,138,164 | $103.8M | 0.12% | +2,223+0.2% | Added |
| Scharf Investments, LLC | 1,262,593 | $115.2M | 3.50% | +57,893+4.8% | Added |
| FMR LLC | 1,266,203 | $115.5M | 0.01% | +102,131+8.8% | Added |
| Natixis Advisors, L.P. | 1,370,883 | $125.1M | 0.59% | −32,675−2.3% | Reduced |
| BlackRock Inc. | 1,440,567 | $131.4M | 0.00% | +190,337+15.2% | Added |
| Royal Bank of Canada | 1,498,587 | $136.7M | 0.04% | −6,052−0.4% | Reduced |
| Two Sigma Investments, LP | 1,571,341 | $143.4M | 0.38% | +1,571,341 | New |
| Principal Financial Group Inc | 1,666,979 | $152.1M | 0.10% | −20,061−1.2% | Reduced |
| Ameriprise Financial Inc | 1,728,787 | $157.7M | 0.05% | +3,619+0.2% | Added |
| Manning & Napier Group, LLC | 1,884,329 | $171.9M | 1.41% | +153,982+8.9% | Added |