Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q4 2022
Institutional positions in Nuveen Floating Rate Income Opportunity Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 90
- +18 vs. Q3 2022
- Shares held
- 10.9M
- +588.2K (+5.7%) vs. Q3 2022
- Total value
- $85.2M
- +$2.14M (+2.6%) vs. Q3 2022
- New holders
- 21
- 32 more added
- Sold out
- 3
- 22 more reduced
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $8 |
| Q1 2026 | 1 | $8 |
| Q4 2025 | 1 | $8 |
| Q3 2025 | 1 | $8 |
| Q2 2025 | 1 | $8 |
| Q1 2025 | 1 | $8 |
| Q4 2024 | 1 | $8 |
| Q3 2024 | 1 | $8 |
| Q2 2024 | 1 | $8 |
| Q1 2024 | 1 | $8 |
| Q4 2023 | 1 | $8 |
| Q3 2023 | 3 | $4.18K |
| Q2 2023 | 97 | $92.8M |
| Q1 2023 | 96 | $91.9M |
| Q4 2022 | 90 | $85.2M |
| Q3 2022 | 76 | $86.4M |
| Q2 2022 | 81 | $87.6M |
| Q1 2022 | 75 | $98.8M |
| Q4 2021 | 84 | $117.7M |
| Q3 2021 | 86 | $138.3M |
| Q2 2021 | 89 | $153.2M |
| Q1 2021 | 85 | $171.6M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Opportunity Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 12 | $0 | 0.00% | +12 | New |
| Huntington National Bank | – | $8 | 0.00% | – | New |
| Signaturefd, LLC | 9 | $71 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 28 | $219 | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 477 | $3.73K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 600 | $4.67K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 705 | $5.51K | 0.00% | +24+3.5% | Added |
| JPMorgan Chase & Co | 879 | $7.00K | 0.00% | +879 | New |
| Northwestern Mutual Wealth Management Co | 1,024 | $8.00K | 0.00% | −2,154−67.8% | Reduced |
| Princeton Global Asset Management LLC | 1,040 | $8.00K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 1,150 | $8.98K | 0.00% | +18+1.6% | Added |
| McIlrath & Eck, LLC | 1,647 | $12.9K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,758 | $19.0K | 0.00% | −2,457−58.3% | Reduced |
| Rockefeller Capital Management L.P. | 2,724 | $21.0K | 0.00% | +1,154+73.5% | Added |
| Hexagon Capital Partners LLC | 2,955 | $23.1K | 0.01% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 3,192 | $24.9K | 0.02% | 00.0% | Unchanged |
| Gradient Investments LLC | 3,231 | $25.2K | 0.00% | −342−9.6% | Reduced |
| Cullen/Frost Bankers, Inc. | 5,000 | $39.0K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 7,120 | $55.6K | 0.01% | +7,120 | New |
| CWM, LLC | 7,692 | $60.0K | 0.00% | +2,448+46.7% | Added |
| Belpointe Asset Management LLC | 8,000 | $62.5K | 0.00% | +8,000 | New |
| Cary Street Partner Investment Advisory LLC | 8,750 | $68.3K | 0.01% | +8,750 | New |
| CoreCap Advisors, LLC | 9,290 | $72.6K | 0.01% | +9,290 | New |
| Cerity Partners LLC | 10,000 | $78.1K | 0.00% | +10,000 | New |
| The PNC Financial Services Group, Inc. | 10,160 | $79.3K | 0.00% | 00.0% | Unchanged |
| CTC Capital Management, LLC | 10,730 | $83.8K | 0.10% | 00.0% | Unchanged |
| Synovus Financial Corp | 11,065 | $86.4K | 0.00% | 00.0% | Unchanged |
| Weiss Asset Management LP | 11,087 | $86.6K | 0.00% | +11,087 | New |
| Wealth Alliance Advisory Group, LLC | 12,412 | $96.9K | 0.04% | +12,412 | New |
| Koshinski Asset Management, Inc. | 12,553 | $98.0K | 0.01% | −2,200−14.9% | Reduced |
| Melfa Wealth Management, LLC | 12,666 | $98.9K | 0.10% | +12,666 | New |
| Truist Financial Corp | 12,876 | $100.6K | 0.00% | +312+2.5% | Added |
| Apollon Wealth Management, LLC | 13,271 | $103.7K | 0.01% | +452+3.5% | Added |
| Sheets Smith Wealth Management | 14,400 | $112.5K | 0.02% | 00.0% | Unchanged |
| Transform Wealth, LLC | 15,519 | $121.2K | 0.01% | +1,575+11.3% | Added |
| Walleye Capital LLC | 15,803 | $123.4K | 0.00% | −15,879−50.1% | Reduced |
| National Asset Management, Inc. | 17,382 | $135.8K | 0.00% | +1,269+7.9% | Added |
| Western Wealth Management, LLC | 18,111 | $141.4K | 0.01% | −3,044−14.4% | Reduced |
| Axxcess Wealth Management, LLC | 18,512 | $144.6K | 0.01% | +18,512 | New |
| Steward Partners Investment Advisory, LLC | 19,923 | $155.6K | 0.00% | −81−0.4% | Reduced |
| Integrated Wealth Concepts LLC | 20,383 | $159.0K | 0.00% | −20.0% | Reduced |
| Klingman & Associates, LLC | 21,828 | $170.5K | 0.01% | +744+3.5% | Added |
| Oppenheimer & Co Inc | 23,994 | $187.4K | 0.00% | +1,773+8.0% | Added |
| GWM Advisors LLC | 24,300 | $189.8K | 0.01% | −2,100−8.0% | Reduced |
| ProVise Management Group, LLC | 24,550 | $191.7K | 0.02% | −2,725−10.0% | Reduced |
| Farther Finance Advisors, LLC | 28,154 | $219.9K | 0.09% | +28,154 | New |
| Envestnet Asset Management Inc | 28,766 | $224.7K | 0.00% | +18,697+185.7% | Added |
| Rivernorth Capital Management, LLC | 28,766 | $224.7K | 0.01% | +28,766 | New |
| Ameritas Advisory Services, LLC | 29,168 | $227.8K | 0.01% | +14,604+100.3% | Added |
| Kovack Advisors, Inc. | 32,604 | $254.6K | 0.04% | +9,411+40.6% | Added |
| Sigma Planning Corp | 33,466 | $261.4K | 0.01% | +10,220+44.0% | Added |
| CNH Partners LLC | 35,345 | $276.0K | 0.01% | +35,345 | New |
| FourThought Financial Partners, LLC | 36,862 | $287.9K | 0.04% | +36,862 | New |
| Ahrens Investment Partners LLC | 37,000 | $289.0K | 0.13% | +37,000 | New |
| Landscape Capital Management, L.L.C. | 37,833 | $295.5K | 0.04% | −9,536−20.1% | Reduced |
| Virtus ETF Advisers LLC | 40,057 | $312.8K | 0.16% | −4,634−10.4% | Reduced |
| Wedbush Securities Inc | 42,600 | $333.0K | 0.02% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 53,559 | $418.0K | 0.00% | −1,239−2.3% | Reduced |
| Shaker Financial Services, LLC | 54,693 | $427.2K | 0.20% | −1,410−2.5% | Reduced |
| Horizon Kinetics Asset Management LLC | 56,984 | $445.0K | 0.01% | +1,115+2.0% | Added |
| Gladstone Institutional Advisory LLC | 57,995 | $452.9K | 0.03% | +230.0% | Added |
| Next Capital Management LLC | 59,807 | $467.0K | 0.25% | +59,807 | New |
| Cambridge Investment Research Advisors, Inc. | 60,349 | $471.0K | 0.00% | +4,659+8.4% | Added |
| Wells Fargo & Company | 64,626 | $504.7K | 0.00% | −47,973−42.6% | Reduced |
| D.A. Davidson & Co. | 64,966 | $507.4K | 0.01% | −5,420−7.7% | Reduced |
| Congress Park Capital LLC | 75,000 | $585.8K | 0.37% | +17,500+30.4% | Added |
| Wolverine Asset Management LLC | 75,961 | $593.3K | 0.01% | +75,961 | New |
| Capital Investment Advisors, LLC | 98,025 | $766.0K | 0.02% | +1,058+1.1% | Added |
| Cohen & Steers, Inc. | 117,756 | $920.0K | 0.00% | +29,022+32.7% | Added |
| Ameriprise Financial Inc | 124,451 | $968.0K | 0.00% | +21,370+20.7% | Added |
| 1607 Capital Partners, LLC | 154,800 | $1.21M | 0.08% | +154,800 | New |
| International Assets Investment Management, LLC | 169,445 | $1.32M | 0.14% | +17,581+11.6% | Added |
| Aviance Capital Partners, LLC | 182,027 | $1.42M | 0.33% | −45,819−20.1% | Reduced |
| UBS Group AG | 191,438 | $1.50M | 0.00% | −1,208−0.6% | Reduced |
| RFG Advisory, LLC | 196,536 | $1.68M | 0.08% | +37,958+23.9% | Added |
| Royal Bank of Canada | 248,864 | $1.94M | 0.00% | +5,039+2.1% | Added |
| Logan Stone Capital, LLC | 251,901 | $1.97M | 0.74% | +251,901 | New |
| Advisor Group Holdings, Inc. | 264,001 | $2.06M | 0.00% | +17,323+7.0% | Added |
| Sit Investment Associates Inc | 319,357 | $2.49M | 0.07% | +30,000+10.4% | Added |
| City of London Investment Management Co Ltd | 347,665 | $2.71M | 0.22% | +133,860+62.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 366,505 | $2.86M | 0.01% | +9,298+2.6% | Added |
| Invesco Ltd. | 404,746 | $3.16M | 0.00% | +14,565+3.7% | Added |
| Raymond James & Associates | 409,075 | $3.19M | 0.00% | +196,951+92.8% | Added |
| Goldman Sachs Group Inc | 432,590 | $3.38M | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 460,969 | $3.60M | 0.07% | −97,928−17.5% | Reduced |
| LPL Financial LLC | 494,339 | $3.86M | 0.00% | −268,338−35.2% | Reduced |
| Guggenheim Capital LLC | 678,323 | $5.30M | 0.05% | −120,099−15.0% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 807,842 | $6.31M | 0.07% | +40,112+5.2% | Added |
| Bank of America Corp | 1,209,448 | $9.45M | 0.00% | −409,233−25.3% | Reduced |
| Morgan Stanley | 1,509,835 | $11.8M | 0.00% | +240,964+19.0% | Added |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −52,000−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −4,400−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Eaton Vance Management | – | – | – | – | Not filed |
| FourThought Financial, LLC | – | – | – | – | Not filed |
| Lloyd Park, LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |