Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
Q4 2022 vs. Q3 2022
How the institutions holding Nuveen Floating Rate Income Opportunity Fund changed between Q3 2022 and Q4 2022.
All holders in Q4 2022All holders in Q3 2022
| Measure | Q3 2022 | Of which not filed for Q4 2022 | Q4 2022 | Change |
|---|---|---|---|---|
| Holders | 76 | 4 | 90 | +18 |
| Shares | 10.7M | 409.1K | 10.9M | +588.2K (+5.7%) |
| Value | $86.4M | $3.30M | $85.2M | +$2.14M (+2.6%) |
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (21)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q4 2022 but not at the end of Q3 2022.
Sold out (3)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q3 2022 and filed for Q4 2022 without it.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| Mariner Investment Group LLC | 52,000 | $419.0K |
| GPS Wealth Strategies Group, LLC | 4,400 | $35.0K |
| FMR LLC | 1 | $0 |
Not filed for Q4 2022 yet (4)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| Eaton Vance Management | 274,352 | $2.21M |
| FourThought Financial, LLC | 117,913 | $950.0K |
| Lloyd Park, LLC | 15,429 | $125.0K |
| American Portfolios Advisors | 1,450 | $11.7K |