Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q3 2022
Institutional positions in Nuveen Floating Rate Income Opportunity Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 76
- −5 vs. Q2 2022
- Shares held
- 10.7M
- +7.33K (+0.1%) vs. Q2 2022
- Total value
- $86.4M
- −$1.22M (−1.4%) vs. Q2 2022
- New holders
- 5
- 27 more added
- Sold out
- 10
- 28 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $8 |
| Q1 2026 | 1 | $8 |
| Q4 2025 | 1 | $8 |
| Q3 2025 | 1 | $8 |
| Q2 2025 | 1 | $8 |
| Q1 2025 | 1 | $8 |
| Q4 2024 | 1 | $8 |
| Q3 2024 | 1 | $8 |
| Q2 2024 | 1 | $8 |
| Q1 2024 | 1 | $8 |
| Q4 2023 | 1 | $8 |
| Q3 2023 | 3 | $4.18K |
| Q2 2023 | 97 | $92.8M |
| Q1 2023 | 96 | $91.9M |
| Q4 2022 | 90 | $85.2M |
| Q3 2022 | 76 | $86.4M |
| Q2 2022 | 81 | $87.6M |
| Q1 2022 | 75 | $98.8M |
| Q4 2021 | 84 | $117.7M |
| Q3 2021 | 86 | $138.3M |
| Q2 2021 | 89 | $153.2M |
| Q1 2021 | 85 | $171.6M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Opportunity Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lindbrook Capital, LLC | 28 | $0 | 0.00% | −184−86.8% | Reduced |
| Signaturefd, LLC | 9 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Beacon Capital Management, LLC | 477 | $4.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 600 | $5.00K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 681 | $5.49K | 0.00% | +681 | New |
| Princeton Global Asset Management LLC | 1,040 | $8.00K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 1,132 | $9.00K | 0.00% | +15+1.3% | Added |
| American Portfolios Advisors | 1,450 | $11.7K | 0.00% | −1,000−40.8% | Reduced |
| Rockefeller Capital Management L.P. | 1,570 | $12.0K | 0.00% | +1,570 | New |
| McIlrath & Eck, LLC | 1,647 | $13.0K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,955 | $24.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,178 | $26.0K | 0.00% | −2,579−44.8% | Reduced |
| CoreFirst Bank & Trust | 3,192 | $26.0K | 0.02% | 00.0% | Unchanged |
| Gradient Investments LLC | 3,573 | $29.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 4,400 | $35.0K | 0.01% | −2,975−40.3% | Reduced |
| Cullen/Frost Bankers, Inc. | 5,000 | $40.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 5,244 | $42.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 4,215 | $45.0K | 0.00% | +38+0.9% | Added |
| Envestnet Asset Management Inc | 10,069 | $81.0K | 0.00% | −10,892−52.0% | Reduced |
| The PNC Financial Services Group, Inc. | 10,160 | $81.0K | 0.00% | −40.0% | Reduced |
| CTC Capital Management, LLC | 10,730 | $86.0K | 0.07% | 00.0% | Unchanged |
| Synovus Financial Corp | 11,065 | $89.0K | 0.00% | +11,065 | New |
| Truist Financial Corp | 12,564 | $101.0K | 0.00% | −10,440−45.4% | Reduced |
| Apollon Wealth Management, LLC | 12,819 | $103.0K | 0.01% | +282+2.2% | Added |
| Transform Wealth, LLC | 13,944 | $113.0K | 0.01% | 00.0% | Unchanged |
| Sheets Smith Wealth Management | 14,400 | $116.0K | 0.02% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 14,564 | $117.0K | 0.01% | +12+0.1% | Added |
| Koshinski Asset Management, Inc. | 14,753 | $119.0K | 0.01% | +2,600+21.4% | Added |
| Lloyd Park, LLC | 15,429 | $125.0K | 0.15% | −10,332−40.1% | Reduced |
| National Asset Management, Inc. | 16,113 | $130.0K | 0.00% | +18+0.1% | Added |
| Steward Partners Investment Advisory, LLC | 20,004 | $161.0K | 0.00% | −4,130−17.1% | Reduced |
| Integrated Wealth Concepts LLC | 20,385 | $164.0K | 0.01% | +1,004+5.2% | Added |
| Western Wealth Management, LLC | 21,155 | $167.0K | 0.01% | +24+0.1% | Added |
| Klingman & Associates, LLC | 21,084 | $170.0K | 0.02% | +463+2.2% | Added |
| Oppenheimer & Co Inc | 22,221 | $179.0K | 0.00% | +3,459+18.4% | Added |
| Kovack Advisors, Inc. | 23,193 | $187.0K | 0.03% | +60.0% | Added |
| Sigma Planning Corp | 23,246 | $187.0K | 0.01% | +1,000+4.5% | Added |
| GWM Advisors LLC | 26,400 | $213.0K | 0.00% | −1,000−3.6% | Reduced |
| ProVise Management Group, LLC | 27,275 | $220.0K | 0.02% | −900−3.2% | Reduced |
| Walleye Capital LLC | 31,682 | $255.0K | 0.01% | −26,006−45.1% | Reduced |
| Wedbush Securities Inc | 42,600 | $343.0K | 0.02% | −4,550−9.7% | Reduced |
| Virtus ETF Advisers LLC | 44,691 | $360.0K | 0.14% | −13,309−22.9% | Reduced |
| Landscape Capital Management, L.L.C. | 47,369 | $382.0K | 0.05% | −16,235−25.5% | Reduced |
| Mariner Investment Group LLC | 52,000 | $419.0K | 0.47% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 54,798 | $441.0K | 0.00% | +1,881+3.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 55,690 | $449.0K | 0.00% | +1,700+3.1% | Added |
| Horizon Kinetics Asset Management LLC | 55,869 | $450.0K | 0.01% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 56,103 | $452.0K | 0.22% | −7,460−11.7% | Reduced |
| Congress Park Capital LLC | 57,500 | $463.0K | 0.31% | +27,500+91.7% | Added |
| Gladstone Institutional Advisory LLC | 57,972 | $467.0K | 0.04% | +140.0% | Added |
| D.A. Davidson & Co. | 70,386 | $567.0K | 0.01% | +1,900+2.8% | Added |
| Cohen & Steers, Inc. | 88,734 | $715.0K | 0.00% | +12,114+15.8% | Added |
| Capital Investment Advisors, LLC | 96,967 | $782.0K | 0.03% | −1,647−1.7% | Reduced |
| Ameriprise Financial Inc | 103,081 | $831.0K | 0.00% | +16,194+18.6% | Added |
| Wells Fargo & Company | 112,599 | $908.0K | 0.00% | −14,435−11.4% | Reduced |
| FourThought Financial, LLC | 117,913 | $950.0K | 0.14% | +8,746+8.0% | Added |
| International Assets Investment Management, LLC | 151,864 | $1.22M | 0.26% | +42,239+38.5% | Added |
| RFG Advisory, LLC | 158,578 | $1.30M | 0.07% | −38,221−19.4% | Reduced |
| UBS Group AG | 192,646 | $1.55M | 0.00% | −1,714−0.9% | Reduced |
| Raymond James & Associates | 212,124 | $1.71M | 0.00% | −32,680−13.3% | Reduced |
| City of London Investment Management Co Ltd | 213,805 | $1.72M | 0.15% | +213,805 | New |
| Aviance Capital Partners, LLC | 227,846 | $1.84M | 0.46% | −569−0.2% | Reduced |
| Royal Bank of Canada | 243,825 | $1.97M | 0.00% | +72,619+42.4% | Added |
| Advisor Group Holdings, Inc. | 246,678 | $1.99M | 0.00% | +27,213+12.4% | Added |
| Eaton Vance Management | 274,352 | $2.21M | 0.00% | −269,352−49.5% | Reduced |
| Sit Investment Associates Inc | 289,357 | $2.33M | 0.07% | −7,543−2.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 357,207 | $2.88M | 0.01% | +213,083+147.8% | Added |
| Invesco Ltd. | 390,181 | $3.15M | 0.00% | +93,372+31.5% | Added |
| Goldman Sachs Group Inc | 432,590 | $3.49M | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 558,897 | $4.50M | 0.09% | +12,263+2.2% | Added |
| LPL Financial LLC | 762,677 | $6.15M | 0.01% | −57,270−7.0% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 767,730 | $6.19M | 0.07% | +127,222+19.9% | Added |
| Guggenheim Capital LLC | 798,422 | $6.43M | 0.06% | −21,836−2.7% | Reduced |
| Morgan Stanley | 1,268,871 | $10.2M | 0.00% | −122,732−8.8% | Reduced |
| Bank of America Corp | 1,618,681 | $13.0M | 0.00% | −94,113−5.5% | Reduced |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| Proequities, Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −40,924−100.0% | Sold out |
| Roosevelt Investment Group LLC | 0 | $0 | 0.00% | −21,410−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −13,500−100.0% | Sold out |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −12,126−100.0% | Sold out |
| Pekin Hardy Strauss, Inc. | 0 | $0 | 0.00% | −10,600−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −10,315−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Hazlett, Burt & Watson, Inc. | 0 | $0 | 0.00% | −788−100.0% | Sold out |