Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
Q3 2022 vs. Q2 2022
How the institutions holding Nuveen Floating Rate Income Opportunity Fund changed between Q2 2022 and Q3 2022.
All holders in Q3 2022All holders in Q2 2022
| Measure | Q2 2022 | Q3 2022 | Change |
|---|---|---|---|
| Holders | 81 | 76 | −5 |
| Shares | 10.7M | 10.7M | +7.33K (+0.1%) |
| Value | $87.6M | $86.4M | −$1.22M (−1.4%) |
New holders (5)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q3 2022 but not at the end of Q2 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| City of London Investment Management Co Ltd | 213,805 | $1.72M | 0.15% |
| Synovus Financial Corp | 11,065 | $89.0K | 0.00% |
| Rockefeller Capital Management L.P. | 1,570 | $12.0K | 0.00% |
| Glen Eagle Advisors, LLC | 681 | $5.49K | 0.00% |
| FMR LLC | 1 | $0 | 0.00% |
Sold out (10)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q2 2022 and filed for Q3 2022 without it.
| Institution | Shares, Q2 2022 | Value, Q2 2022 |
|---|---|---|
| Wolverine Asset Management LLC | 40,924 | $334.0K |
| Roosevelt Investment Group LLC | 21,410 | $175.0K |
| Quantedge Capital Pte Ltd | 13,500 | $110.0K |
| Bluefin Capital Management, LLC | 12,126 | $99.0K |
| Pekin Hardy Strauss, Inc. | 10,600 | $87.0K |
| CoreCap Advisors, LLC | 10,315 | $84.0K |
| Allworth Financial LP | 2,000 | $16.0K |
| Huntington National Bank | – | $8.00K |
| Proequities, Inc. | 1,000 | $8.00K |
| Hazlett, Burt & Watson, Inc. | 788 | $6.00K |