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ClearBridge MLP & Midstream Fund Inc.

CEMDelisted Sep 9, 2024
SEC CIK
0001488775

ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.

13F holders, Q1 2024

Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
76
−1 vs. Q4 2023
Shares held
5.54M
+151.5K (+2.8%) vs. Q4 2023
Total value
$253.8M
+$37.6M (+17.4%) vs. Q4 2023
New holders
15
20 more added
Sold out
16
23 more reduced

1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2024: 76 institutions
Q1 2021: 67 institutionsQ2 2021: 72 institutionsQ3 2021: 72 institutionsQ4 2021: 73 institutionsQ1 2022: 74 institutionsQ2 2022: 74 institutionsQ3 2022: 72 institutionsQ4 2022: 75 institutionsQ1 2023: 69 institutionsQ2 2023: 69 institutionsQ3 2023: 72 institutionsQ4 2023: 78 institutionsQ1 2024: 76 institutionsQ2 2024: 51 institutionsQ3 2024: 1 institutionQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ1 2024: $253.8M
Q1 2021: $83.7MQ2 2021: $105.5MQ3 2021: $103.4MQ4 2021: $113.2MQ1 2022: $146.9MQ2 2022: $125.2MQ3 2022: $132.5MQ4 2022: $149.8MQ1 2023: $149.8MQ2 2023: $169.4MQ3 2023: $174.6MQ4 2023: $216.2MQ1 2024: $253.8MQ2 2024: $95.7MQ3 2024: $2.45MQ4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding CEM and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20241$2.45M
Q2 202451$95.7M
Q1 202476$253.8M
Q4 202378$216.2M
Q3 202372$174.6M
Q2 202369$169.4M
Q1 202369$149.8M
Q4 202275$149.8M
Q3 202272$132.5M
Q2 202274$125.2M
Q1 202274$146.9M
Q4 202173$113.2M
Q3 202172$103.4M
Q2 202172$105.5M
Q1 202167$83.7M

Institutions, Q1 2024

Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q4 2023.

Institutions holding CEM in Q1 2024
InstitutionSharesValue% of portfolioChange in sharesAction
Global Retirement Partners, LLC2$920.00%00.0%Unchanged
CoreCap Advisors, LLC20$9160.00%+20New
Geneos Wealth Management Inc.56$2.57K0.00%+1+1.8%Added
Clear Point Advisors Inc.148$6.76K0.01%+3+2.1%Added
SOA Wealth Advisors, LLC.178$8.13K0.00%+3+1.7%Added
Piscataqua Savings Bank214$9.79K0.01%00.0%Unchanged
Highlander Capital Management, LLC215$9.84K0.00%−75−25.9%Reduced
Avion Wealth200$10.0K0.00%00.0%Unchanged
The PNC Financial Services Group, Inc.250$11.4K0.00%+250New
LRI Investments, LLC409$18.7K0.00%+409New
JPMorgan Chase & Co434$19.9K0.00%−28,901−98.5%Reduced
NBC Securities, Inc.630$28.0K0.00%00.0%Unchanged
Gilliland Jeter Wealth Management LLC641$29.3K0.01%+641New
Bogart Wealth, LLC767$35.1K0.00%00.0%Unchanged
Covestor Ltd1,174$54.0K0.03%00.0%Unchanged
Comerica Bank1,560$71.4K0.00%+4+0.3%Added
Robinson Capital Management, LLC1,587$72.4K0.03%00.0%Unchanged
Northwestern Mutual Wealth Management Co1,917$87.8K0.00%+10+0.5%Added
Harbor Investment Advisory, LLC1,959$89.7K0.01%+9+0.5%Added
Eagle Bay Advisors LLC2,900$132.8K0.08%00.0%Unchanged
GPS Wealth Strategies Group, LLC3,107$142.2K0.02%−469−13.1%Reduced
Cullen/Frost Bankers, Inc.4,060$185.9K0.00%00.0%Unchanged
Snowden Capital Advisors LLC4,425$202.6K0.01%+4,425New
Sunbelt Securities, Inc.4,600$210.6K0.02%00.0%Unchanged
Cambridge Investment Research Advisors, Inc.4,864$223.0K0.00%+4,864New
Commonwealth Financial Services, LLC5,580$223.7K0.05%00.0%Unchanged
Janney Montgomery Scott LLC5,877$269.0K0.00%+5,877New
Lincoln National Corp6,450$295.3K0.00%+6,450New
Goldman Sachs Group Inc6,544$299.6K0.00%−50,464−88.5%Reduced
Icon Wealth Advisors, LLC6,637$303.8K0.03%−151−2.2%Reduced
InterOcean Capital Group, LLC8,000$366.2K0.01%00.0%Unchanged
D.A. Davidson & Co.8,062$369.1K0.00%−1,747−17.8%Reduced
Quarry LP8,397$384.4K0.16%−12,453−59.7%Reduced
Oxbow Advisors, LLC8,530$390.5K0.05%00.0%Unchanged
Stephens Inc8,624$394.8K0.01%+61+0.7%Added
Integrated Wealth Concepts LLC9,728$445.3K0.01%00.0%Unchanged
Verus Capital Partners, LLC11,250$515.0K0.06%−200−1.7%Reduced
Terril Brothers, Inc.12,000$549.4K0.19%−127,670−91.4%Reduced
Stifel Financial Corp13,269$607.4K0.00%+597+4.7%Added
Raymond James & Associates15,312$701.0K0.00%−2,136−12.2%Reduced
Yakira Capital Management, Inc.16,858$771.8K0.27%+1,323+8.5%Added
M&T Bank Corp17,000$778.3K0.00%−165−1.0%Reduced
LPL Financial LLC17,664$808.7K0.00%+729+4.3%Added
IFP Advisors, Inc18,376$841.3K0.04%+2,150+13.3%Added
Absolute Investment Advisers LLC22,833$1.05M0.14%+22,833New
De Lisle Partners LLP22,869$1.05M0.24%+22,869New
Transcend Wealth Collective, LLC23,548$1.08M0.09%00.0%Unchanged
Invesco Ltd.23,722$1.09M0.00%+1,359+6.1%Added
Advisor Group Holdings, Inc.24,716$1.13M0.00%+5,099+26.0%Added
Rivernorth Capital Management, LLC25,604$1.17M0.06%+25,604New
Delphi Financial Group, Inc.33,150$1.52M0.98%00.0%Unchanged
Wolverine Asset Management LLC34,128$1.56M0.03%+34,128New
Guggenheim Capital LLC36,849$1.69M0.01%−2,221−5.7%Reduced
Icon Advisers Inc38,537$1.76M0.38%+38,537New
Blue Bell Private Wealth Management, LLC39,497$1.81M0.39%+30,151+322.6%Added
Edgemoor Investment Advisors, Inc.45,147$2.07M0.20%+13,225+41.4%Added
Ameriprise Financial Inc46,516$2.12M0.00%−2,008−4.1%Reduced
Kayne Anderson Capital Advisors LP48,048$2.20M0.06%+13,208+37.9%Added
Steward Partners Investment Advisory, LLC56,559$2.59M0.03%+6,221+12.4%Added
Commonwealth Equity Services, LLC60,753$2.78M0.00%−23,902−28.2%Reduced
Royal Bank of Canada62,307$2.85M0.00%+400+0.6%Added
Almitas Capital LLC62,472$2.86M1.18%+62,472New
Thomas J. Herzfeld Advisors, Inc.70,197$3.21M1.14%−33,096−32.0%Reduced
CSS LLC72,603$3.32M0.27%−9,171−11.2%Reduced
UBS Group AG79,267$3.63M0.00%−3,291−4.0%Reduced
Alpine Global Management, LLC90,000$4.12M0.80%+22,600+33.5%Added
Bulldog Investors, LLP97,213$4.45M1.47%+89,000+1,083.6%Added
Raymond James Financial Services Advisors, Inc.126,401$5.79M0.01%−612−0.5%Reduced
Wells Fargo & Company139,567$6.39M0.00%−2,242−1.6%Reduced
Aristides Capital LLC193,475$8.86M3.75%00.0%Unchanged
Advisors Asset Management, Inc.209,012$9.57M0.18%−884−0.4%Reduced
Sit Investment Associates Inc226,198$10.4M0.24%−1,589−0.7%Reduced
Bank of America Corp247,207$11.3M0.00%−2,954−1.2%Reduced
Penserra Capital Management LLC267,804$12.3M0.15%+267,804New
Morgan Stanley587,147$26.9M0.00%−37,682−6.0%Reduced
Saba Capital Management, L.P.2,189,802$100.2M2.20%00.0%Unchanged
Woodline Partners LP0$00.00%−48,233−100.0%Sold out
Sea Otter Advisors LLC0$00.00%−30,300−100.0%Sold out
Clough Capital Partners L P0$00.00%−20,850−100.0%Sold out
Blackstone Group Inc.0$00.00%−14,754−100.0%Sold out
Quantedge Capital Pte Ltd0$00.00%−14,478−100.0%Sold out
Susquehanna International Group, LLP0$00.00%−11,888−100.0%Sold out
Proficio Capital Partners LLC0$00.00%−10,615−100.0%Sold out
US Bancorp0$00.00%−10,029−100.0%Sold out
HighTower Advisors, LLC0$00.00%−7,345−100.0%Sold out
Millennium Management LLC0$00.00%−6,348−100.0%Sold out
Laidlaw Wealth Management LLC0$00.00%−5,086−100.0%Sold out
Marathon Trading Investment Management LLC0$00.00%−5,000−100.0%Sold out
Richardson Capital Management LLC0$00.00%−2,000−100.0%Sold out
Tradition Wealth Management, LLC0$00.00%−579−100.0%Sold out
Creative Financial Designs Inc0$00.00%−104−100.0%Sold out
Larson Financial Group LLC0$00.00%−99−100.0%Sold out
Hobbs Group Advisors, LLC––––Not filed