ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
Q1 2024 vs. Q4 2023
How the institutions holding ClearBridge MLP & Midstream Fund Inc. changed between Q4 2023 and Q1 2024.
All holders in Q1 2024All holders in Q4 2023
| Measure | Q4 2023 | Of which not filed for Q1 2024 | Q1 2024 | Change |
|---|---|---|---|---|
| Holders | 78 | 1 | 76 | −1 |
| Shares | 5.39M | 1.39K | 5.54M | +151.5K (+2.8%) |
| Value | $216.2M | $55.8K | $253.8M | +$37.6M (+17.4%) |
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so the changes leave them out.
New holders (15)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q1 2024 but not at the end of Q4 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Penserra Capital Management LLC | 267,804 | $12.3M | 0.15% |
| Almitas Capital LLC | 62,472 | $2.86M | 1.18% |
| Icon Advisers Inc | 38,537 | $1.76M | 0.38% |
| Wolverine Asset Management LLC | 34,128 | $1.56M | 0.03% |
| Rivernorth Capital Management, LLC | 25,604 | $1.17M | 0.06% |
| De Lisle Partners LLP | 22,869 | $1.05M | 0.24% |
| Absolute Investment Advisers LLC | 22,833 | $1.05M | 0.14% |
| Lincoln National Corp | 6,450 | $295.3K | 0.00% |
| Janney Montgomery Scott LLC | 5,877 | $269.0K | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 4,864 | $223.0K | 0.00% |
| Snowden Capital Advisors LLC | 4,425 | $202.6K | 0.01% |
| Gilliland Jeter Wealth Management LLC | 641 | $29.3K | 0.01% |
| LRI Investments, LLC | 409 | $18.7K | 0.00% |
| The PNC Financial Services Group, Inc. | 250 | $11.4K | 0.00% |
| CoreCap Advisors, LLC | 20 | $916 | 0.00% |
Sold out (16)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q4 2023 and filed for Q1 2024 without it.
| Institution | Shares, Q4 2023 | Value, Q4 2023 |
|---|---|---|
| Woodline Partners LP | 48,233 | $1.93M |
| Sea Otter Advisors LLC | 30,300 | $1.21M |
| Clough Capital Partners L P | 20,850 | $835.9K |
| Blackstone Group Inc. | 14,754 | $591.5K |
| Quantedge Capital Pte Ltd | 14,478 | $580.4K |
| Susquehanna International Group, LLP | 11,888 | $476.6K |
| Proficio Capital Partners LLC | 10,615 | $425.6K |
| US Bancorp | 10,029 | $402.1K |
| HighTower Advisors, LLC | 7,345 | $293.0K |
| Millennium Management LLC | 6,348 | $254.5K |
| Laidlaw Wealth Management LLC | 5,086 | $203.9K |
| Marathon Trading Investment Management LLC | 5,000 | $200.4K |
| Richardson Capital Management LLC | 2,000 | $80.2K |
| Tradition Wealth Management, LLC | 579 | $23.0K |
| Creative Financial Designs Inc | 104 | $4.17K |
| Larson Financial Group LLC | 99 | $3.97K |
Not filed for Q1 2024 yet (1)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q4 2023 and haven't filed a 13F for Q1 2024. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2023 | Value, Q4 2023 |
|---|---|---|
| Hobbs Group Advisors, LLC | 1,392 | $55.8K |