ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 75
- +7 vs. Q3 2022
- Shares held
- 4.58M
- −69.6K (−1.5%) vs. Q3 2022
- Total value
- $149.8M
- +$17.8M (+13.5%) vs. Q3 2022
- New holders
- 16
- 20 more added
- Sold out
- 9
- 20 more reduced
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 1 | $0 | 0.00% | +1 | New |
| FMR LLC | 1 | $33 | 0.00% | +1 | New |
| Harbour Investments, Inc. | 28 | $934 | 0.00% | −60−68.2% | Reduced |
| Accurate Wealth Management, LLC | 100 | $3.43K | 0.00% | +100 | New |
| Geneos Wealth Management Inc. | 104 | $3.47K | 0.00% | +54+108.0% | Added |
| Wolff Wiese Magana LLC | 105 | $3.50K | 0.00% | 00.0% | Unchanged |
| Lansing Street Advisors | 112 | $3.74K | 0.00% | +112 | New |
| Bogart Wealth, LLC | 142 | $4.73K | 0.00% | +3+2.2% | Added |
| SOA Wealth Advisors, LLC. | 161 | $5.38K | 0.00% | +3+1.9% | Added |
| Cambridge Trust Co | 193 | $6.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 175 | $6.00K | 0.00% | −2−1.1% | Reduced |
| Robinson Capital Management, LLC | 200 | $6.34K | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 200 | $6.67K | 0.00% | 00.0% | Unchanged |
| Lakewood Asset Management LLC | 200 | $7.00K | 0.01% | +200 | New |
| Cribstone Capital Management, LLC | 401 | $13.4K | 0.01% | +400+40,000.0% | Added |
| JPMorgan Chase & Co | 480 | $16.0K | 0.00% | +480 | New |
| Freedom Wealth Alliance, LLC | 516 | $17.2K | 0.02% | +516 | New |
| Tradition Wealth Management, LLC | 535 | $18.0K | 0.00% | −257−32.4% | Reduced |
| Private Trust Co NA | 544 | $18.0K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 700 | $20.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 616 | $20.6K | 0.00% | −180−22.6% | Reduced |
| GWM Advisors LLC | 1,164 | $38.8K | 0.00% | +1,164 | New |
| The PNC Financial Services Group, Inc. | 1,600 | $53.4K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,061 | $68.8K | 0.01% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 2,900 | $96.7K | 0.05% | +100+3.6% | Added |
| Cullen/Frost Bankers, Inc. | 4,060 | $135.4K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 4,800 | $160.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 12,716 | $178.0K | 0.01% | −3,661−22.4% | Reduced |
| Stifel Financial Corp | 6,047 | $201.7K | 0.00% | +6,047 | New |
| First Republic Investment Management, Inc. | 6,522 | $217.6K | 0.00% | +6,522 | New |
| Coastal Investment Advisors, Inc. | 7,418 | $247.5K | 0.06% | +7,418 | New |
| Icon Wealth Advisors, LLC | 7,439 | $248.2K | 0.03% | 00.0% | Unchanged |
| InterOcean Capital Group, LLC | 8,000 | $266.9K | 0.01% | 00.0% | Unchanged |
| Stephens Inc | 8,062 | $269.0K | 0.01% | +327+4.2% | Added |
| Laidlaw Wealth Management LLC | 8,179 | $272.9K | 0.06% | +8,179 | New |
| Oxbow Advisors, LLC | 8,530 | $284.6K | 0.05% | 00.0% | Unchanged |
| Laurel Wealth Advisors, Inc. | 9,728 | $325.0K | 0.03% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 10,070 | $335.9K | 0.00% | +17+0.2% | Added |
| Invesco Ltd. | 10,782 | $359.7K | 0.00% | −4,905−31.3% | Reduced |
| US Bancorp | 12,500 | $417.0K | 0.00% | +9,800+363.0% | Added |
| Weiss Asset Management LP | 12,688 | $423.3K | 0.02% | +12,688 | New |
| Advisor Group Holdings, Inc. | 13,120 | $436.6K | 0.00% | +3,043+30.2% | Added |
| Verus Capital Partners, LLC | 13,880 | $463.0K | 0.09% | +400+3.0% | Added |
| LPL Financial LLC | 13,928 | $464.6K | 0.00% | +170+1.2% | Added |
| HighTower Advisors, LLC | 15,155 | $503.0K | 0.00% | +15,155 | New |
| Cambridge Investment Research Advisors, Inc. | 15,270 | $509.0K | 0.00% | −301−1.9% | Reduced |
| M&T Bank Corp | 17,165 | $572.6K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 19,045 | $635.3K | 0.00% | −5,981−23.9% | Reduced |
| Transcend Wealth Collective, LLC | 24,048 | $802.2K | 0.09% | +500+2.1% | Added |
| Almitas Capital LLC | 30,444 | $1.02M | 0.47% | +30,444 | New |
| Edgemoor Investment Advisors, Inc. | 32,525 | $1.09M | 0.14% | −1,600−4.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 33,821 | $1.13M | 0.02% | +2,438+7.8% | Added |
| Guggenheim Capital LLC | 35,049 | $1.17M | 0.01% | +8,375+31.4% | Added |
| Sit Investment Associates Inc | 41,736 | $1.39M | 0.04% | −3,000−6.7% | Reduced |
| Ameriprise Financial Inc | 47,518 | $1.58M | 0.00% | −1,477−3.0% | Reduced |
| Cornerstone Advisors, LLC | 52,518 | $1.75M | 0.09% | −240,527−82.1% | Reduced |
| Clearbridge Investments, LLC | 56,360 | $1.88M | 0.00% | −700−1.2% | Reduced |
| Matisse Capital | 58,000 | $1.93M | 1.72% | 00.0% | Unchanged |
| Royal Bank of Canada | 61,666 | $2.06M | 0.00% | −5,599−8.3% | Reduced |
| Quantedge Capital Pte Ltd | 71,546 | $2.39M | 0.80% | −48,515−40.4% | Reduced |
| Kayne Anderson Capital Advisors LP | 74,440 | $2.48M | 0.07% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 74,832 | $2.50M | 0.01% | +5,303+7.6% | Added |
| Woodline Partners LP | 169,106 | $2.88M | 0.04% | +169,106 | New |
| Advisors Asset Management, Inc. | 104,509 | $3.49M | 0.07% | +11,071+11.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 125,070 | $4.17M | 0.01% | −1,463−1.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 130,039 | $4.34M | 1.78% | −3,028−2.3% | Reduced |
| UBS Group AG | 152,347 | $5.08M | 0.00% | +44,124+40.8% | Added |
| 1832 Asset Management L.P. | 165,359 | $5.52M | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 171,972 | $5.74M | 0.00% | −7,897−4.4% | Reduced |
| Terril Brothers, Inc. | 175,159 | $5.84M | 2.86% | +14,112+8.8% | Added |
| Aristides Capital LLC | 216,852 | $7.23M | 4.46% | 00.0% | Unchanged |
| McGowan Group Asset Management, Inc. | 276,833 | $9.24M | 1.47% | −96,785−25.9% | Reduced |
| Bank of America Corp | 332,413 | $11.1M | 0.00% | −34,906−9.5% | Reduced |
| Morgan Stanley | 686,310 | $22.9M | 0.00% | +17,980+2.7% | Added |
| Saba Capital Management, L.P. | 922,884 | $30.8M | 0.52% | +342,691+59.1% | Added |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −39,434−100.0% | Sold out |
| OTA Financial Group L.P. | 0 | $0 | 0.00% | −33,999−100.0% | Sold out |
| Proficio Capital Partners LLC | 0 | $0 | 0.00% | −15,401−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −10,593−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −9,071−100.0% | Sold out |
| HBK Sorce Advisory LLC | 0 | $0 | 0.00% | −215,000−100.0% | Sold out |
| Ellis Investment Partners, LLC | 0 | $0 | 0.00% | −1,910−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −1,703−100.0% | Sold out |
| HM Payson & Co | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Hightower 6M Holding, LLC | – | – | – | – | Not filed |
| FourThought Financial, LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |
| Strategic Asset Management, LLC | – | – | – | – | Not filed |