ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
Q4 2022 vs. Q3 2022
How the institutions holding ClearBridge MLP & Midstream Fund Inc. changed between Q3 2022 and Q4 2022.
All holders in Q4 2022All holders in Q3 2022
| Measure | Q3 2022 | Of which not filed for Q4 2022 | Q4 2022 | Change |
|---|---|---|---|---|
| Holders | 72 | 4 | 75 | +7 |
| Shares | 4.66M | 13.5K | 4.58M | −69.6K (−1.5%) |
| Value | $132.5M | $402.4K | $149.8M | +$17.8M (+13.5%) |
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (16)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q4 2022 but not at the end of Q3 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Woodline Partners LP | 169,106 | $2.88M | 0.04% |
| Almitas Capital LLC | 30,444 | $1.02M | 0.47% |
| HighTower Advisors, LLC | 15,155 | $503.0K | 0.00% |
| Weiss Asset Management LP | 12,688 | $423.3K | 0.02% |
| Laidlaw Wealth Management LLC | 8,179 | $272.9K | 0.06% |
| Coastal Investment Advisors, Inc. | 7,418 | $247.5K | 0.06% |
| First Republic Investment Management, Inc. | 6,522 | $217.6K | 0.00% |
| Stifel Financial Corp | 6,047 | $201.7K | 0.00% |
| GWM Advisors LLC | 1,164 | $38.8K | 0.00% |
| Freedom Wealth Alliance, LLC | 516 | $17.2K | 0.02% |
| JPMorgan Chase & Co | 480 | $16.0K | 0.00% |
| Lakewood Asset Management LLC | 200 | $7.00K | 0.01% |
| Lansing Street Advisors | 112 | $3.74K | 0.00% |
| Accurate Wealth Management, LLC | 100 | $3.43K | 0.00% |
| FMR LLC | 1 | $33 | 0.00% |
| Tower Research Capital LLC (TRC) | 1 | $0 | 0.00% |
Sold out (9)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q3 2022 and filed for Q4 2022 without it.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| Wolverine Asset Management LLC | 39,434 | $1.18M |
| OTA Financial Group L.P. | 33,999 | $1.01M |
| Proficio Capital Partners LLC | 15,401 | $370.0K |
| Envestnet Asset Management Inc | 10,593 | $316.0K |
| Truist Financial Corp | 9,071 | $270.0K |
| HBK Sorce Advisory LLC | 215,000 | $215.0K |
| Ellis Investment Partners, LLC | 1,910 | $56.0K |
| GPS Wealth Strategies Group, LLC | 1,703 | $51.0K |
| HM Payson & Co | 700 | $21.0K |
Not filed for Q4 2022 yet (4)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| Hightower 6M Holding, LLC | 9,693 | $289.0K |
| FourThought Financial, LLC | 3,713 | $111.0K |
| American Portfolios Advisors | 48 | $1.43K |
| Strategic Asset Management, LLC | 20 | $1.00K |