ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 73
- +2 vs. Q3 2021
- Shares held
- 4.20M
- +409.9K (+10.8%) vs. Q3 2021
- Total value
- $113.2M
- +$10.1M (+9.8%) vs. Q3 2021
- New holders
- 12
- 25 more added
- Sold out
- 10
- 23 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Eaton Vance Management | 18 | $0 | 0.00% | 00.0% | Unchanged |
| Cribstone Capital Management, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 20 | $0 | 0.00% | +20 | New |
| Geneos Wealth Management Inc. | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 20 | $1.00K | 0.00% | +20 | New |
| Harbour Investments, Inc. | 88 | $2.00K | 0.00% | −21−19.3% | Reduced |
| SOA Wealth Advisors, LLC. | 150 | $3.00K | 0.00% | +2+1.4% | Added |
| Wolff Wiese Magana LLC | 105 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 133 | $4.00K | 0.00% | +3+2.3% | Added |
| Capital Analysts, LLC | 152 | $4.00K | 0.00% | +152 | New |
| Amplius Wealth Advisors, LLC | 167 | $4.00K | 0.00% | +167 | New |
| JPMorgan Chase & Co | 200 | $5.00K | 0.00% | −240−54.5% | Reduced |
| Caldwell Trust Co | 200 | $5.38K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 481 | $13.0K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 753 | $20.0K | 0.00% | +13+1.8% | Added |
| Paragon Capital Management Ltd | 902 | $24.0K | 0.00% | +902 | New |
| Bessemer Group Inc | 1,013 | $27.0K | 0.00% | +1,013 | New |
| Spire Wealth Management | 1,334 | $36.0K | 0.00% | +1,264+1,805.7% | Added |
| Northwestern Mutual Wealth Management Co | 1,490 | $40.0K | 0.00% | −2,442−62.1% | Reduced |
| The PNC Financial Services Group, Inc. | 1,600 | $43.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,637 | $44.0K | 0.01% | 00.0% | Unchanged |
| Assetmark, Inc | 1,634 | $44.0K | 0.00% | +1,634 | New |
| Ellis Investment Partners, LLC | 1,889 | $50.0K | 0.01% | +16+0.9% | Added |
| Harbor Investment Advisory, LLC | 2,114 | $57.0K | 0.01% | −89−4.0% | Reduced |
| Eagle Bay Advisors LLC | 2,400 | $65.0K | 0.04% | −2,400−50.0% | Reduced |
| US Bancorp | 2,700 | $73.0K | 0.00% | −12,000−81.6% | Reduced |
| Cullen/Frost Bankers, Inc. | 3,300 | $89.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 3,485 | $94.0K | 0.01% | −2,492−41.7% | Reduced |
| Rockefeller Capital Management L.P. | 4,800 | $129.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 6,170 | $167.0K | 0.00% | −9,970−61.8% | Reduced |
| Icon Wealth Partners, LLC | 7,439 | $200.0K | 0.02% | −4,650−38.5% | Reduced |
| Cetera Advisor Networks LLC | 7,489 | $202.0K | 0.00% | −365−4.6% | Reduced |
| Laidlaw Wealth Management LLC | 9,598 | $258.0K | 0.04% | +9,598 | New |
| Laurel Wealth Advisors, Inc. | 9,728 | $262.0K | 0.02% | −320−3.2% | Reduced |
| Oxbow Advisors, LLC | 9,925 | $267.0K | 0.03% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 9,946 | $268.0K | 0.00% | +102+1.0% | Added |
| Steward Partners Investment Advisory, LLC | 11,676 | $314.0K | 0.00% | +1,495+14.7% | Added |
| Truist Financial Corp | 11,731 | $316.0K | 0.00% | +633+5.7% | Added |
| Stifel Financial Corp | 13,648 | $367.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 14,938 | $402.0K | 0.00% | +2,215+17.4% | Added |
| Envestnet Asset Management Inc | 14,948 | $402.0K | 0.00% | +2,480+19.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 19,562 | $526.0K | 0.00% | +2,285+13.2% | Added |
| J.W. Cole Advisors, Inc. | 20,517 | $552.0K | 0.04% | +861+4.4% | Added |
| Bank of Montreal | 19,551 | $618.0K | 0.00% | +19,551 | New |
| Landscape Capital Management, L.L.C. | 23,719 | $638.0K | 0.09% | −47,374−66.6% | Reduced |
| Invesco Ltd. | 27,048 | $728.0K | 0.00% | +11,230+71.0% | Added |
| Raymond James & Associates | 28,978 | $780.0K | 0.00% | −2,322−7.4% | Reduced |
| Transcend Wealth Collective, LLC | 29,048 | $782.0K | 0.07% | −300−1.0% | Reduced |
| Walleye Capital LLC | 36,312 | $977.0K | 0.03% | +36,312 | New |
| 6 Meridian | 37,246 | $1.00M | 0.07% | −11,938−24.3% | Reduced |
| Edgemoor Investment Advisors, Inc. | 41,175 | $1.11M | 0.11% | +1,130+2.8% | Added |
| Ameriprise Financial Inc | 54,549 | $1.46M | 0.00% | −1,945−3.4% | Reduced |
| Advisors Asset Management, Inc. | 54,363 | $1.46M | 0.02% | −8,582−13.6% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 54,596 | $1.47M | 0.53% | −9,595−14.9% | Reduced |
| Matisse Capital | 56,526 | $1.52M | 1.05% | +56,526 | New |
| Commonwealth Equity Services, LLC | 58,016 | $1.56M | 0.00% | +3,505+6.4% | Added |
| Clearbridge Investments, LLC | 61,560 | $1.66M | 0.00% | −200−0.3% | Reduced |
| Segantii Capital Management Ltd | 61,625 | $1.66M | 0.05% | +61,625 | New |
| Guggenheim Capital LLC | 74,436 | $2.00M | 0.01% | −2,461−3.2% | Reduced |
| Royal Bank of Canada | 79,119 | $2.13M | 0.00% | +1,064+1.4% | Added |
| Kayne Anderson Capital Advisors LP | 84,942 | $2.29M | 0.07% | +102+0.1% | Added |
| UBS Group AG | 102,814 | $2.77M | 0.00% | +9,295+9.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 118,528 | $3.19M | 0.01% | +25,101+26.9% | Added |
| Wells Fargo & Company | 126,630 | $3.41M | 0.00% | −3,990−3.1% | Reduced |
| Quantedge Capital Pte Ltd | 130,261 | $3.50M | 1.48% | +5,544+4.4% | Added |
| Wolverine Asset Management LLC | 153,861 | $4.14M | 0.05% | +58,112+60.7% | Added |
| Terril Brothers, Inc. | 164,402 | $4.42M | 0.97% | +57,643+54.0% | Added |
| Aristides Capital LLC | 216,852 | $5.83M | 3.37% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 295,545 | $7.95M | 0.43% | +28,563+10.7% | Added |
| Bank of America Corp | 352,400 | $9.48M | 0.00% | +26,235+8.0% | Added |
| McGowan Group Asset Management, Inc. | 386,571 | $10.4M | 1.83% | −10,314−2.6% | Reduced |
| Sit Investment Associates Inc | 388,161 | $10.4M | 0.25% | +180,171+86.6% | Added |
| Morgan Stanley | 684,999 | $18.4M | 0.00% | −19,122−2.7% | Reduced |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −38,203−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −2,055−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,774−100.0% | Sold out |
| Jacobi Capital Management LLC | 0 | $0 | 0.00% | −540−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −268−100.0% | Sold out |
| Eukles Asset Management | 0 | $0 | 0.00% | −135−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| West Branch Capital LLC | 0 | $0 | 0.00% | −114−100.0% | Sold out |
| Herold Advisors, Inc. | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Black Maple Capital Management LP | – | – | – | – | Not filed |