ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
Q4 2021 vs. Q3 2021
How the institutions holding ClearBridge MLP & Midstream Fund Inc. changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 72 | 1 | 73 | +2 |
| Shares | 3.81M | 11.3K | 4.20M | +409.9K (+10.8%) |
| Value | $103.4M | $307.0K | $113.2M | +$10.1M (+9.8%) |
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (12)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Segantii Capital Management Ltd | 61,625 | $1.66M | 0.05% |
| Matisse Capital | 56,526 | $1.52M | 1.05% |
| Walleye Capital LLC | 36,312 | $977.0K | 0.03% |
| Bank of Montreal | 19,551 | $618.0K | 0.00% |
| Laidlaw Wealth Management LLC | 9,598 | $258.0K | 0.04% |
| Assetmark, Inc | 1,634 | $44.0K | 0.00% |
| Bessemer Group Inc | 1,013 | $27.0K | 0.00% |
| Paragon Capital Management Ltd | 902 | $24.0K | 0.00% |
| Capital Analysts, LLC | 152 | $4.00K | 0.00% |
| Amplius Wealth Advisors, LLC | 167 | $4.00K | 0.00% |
| Strategic Asset Management, LLC | 20 | $1.00K | 0.00% |
| Snowden Capital Advisors LLC | 20 | $0 | 0.00% |
Sold out (10)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| HighTower Advisors, LLC | 38,203 | $1.05M |
| Arkadios Wealth Advisors | 2,055 | $55.0K |
| FNY Investment Advisers, LLC | 1,774 | $48.0K |
| Jacobi Capital Management LLC | 540 | $15.0K |
| Citigroup Inc | 300 | $8.00K |
| Ellevest, Inc. | 268 | $7.00K |
| Eukles Asset Management | 135 | $4.00K |
| Tower Research Capital LLC (TRC) | 100 | $3.00K |
| West Branch Capital LLC | 114 | $3.00K |
| Herold Advisors, Inc. | 50 | $1.00K |
Not filed for Q4 2021 yet (1)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Black Maple Capital Management LP | 11,297 | $307.0K |