Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Cathay General Bancorp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 260
- −9 vs. Q2 2025
- Shares held
- 50.0M
- −971.8K (−1.9%) vs. Q2 2025
- Total value
- $2.40B
- +$79.1M (+3.4%) vs. Q2 2025
- New holders
- 20
- 90 more added
- Sold out
- 29
- 109 more reduced
4 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Neuberger Berman Group LLC | 7,339 | $352.3K | 0.00% | +971+15.2% | Added |
| Cerity Partners LLC | 7,598 | $364.8K | 0.00% | −969−11.3% | Reduced |
| Balyasny Asset Management LLC | 7,674 | $368.4K | 0.00% | +307+4.2% | Added |
| Mutual of America Capital Management LLC | 7,740 | $371.6K | 0.00% | −1,266−14.1% | Reduced |
| Commerce Bank | 8,176 | $392.5K | 0.00% | −460−5.3% | Reduced |
| LPL Financial LLC | 8,226 | $394.9K | 0.00% | +2,449+42.4% | Added |
| Coldstream Capital Management Inc | 8,434 | $404.9K | 0.01% | −364−4.1% | Reduced |
| Commonwealth Equity Services, LLC | 8,425 | $405.0K | 0.00% | −16−0.2% | Reduced |
| Teacher Retirement System of Texas | 8,729 | $419.1K | 0.00% | −2,019−18.8% | Reduced |
| Harvest Investment Services, LLC | 8,896 | $427.1K | 0.09% | +8,896 | New |
| Envestnet Asset Management Inc | 9,033 | $433.7K | 0.00% | −23,282−72.0% | Reduced |
| Pictet Asset Management Holding SA | 9,457 | $454.0K | 0.00% | 00.0% | Unchanged |
| Maryland State Retirement & Pension System | 9,933 | $476.9K | 0.01% | −10,671−51.8% | Reduced |
| IFG Advisory, LLC | 10,120 | $485.9K | 0.02% | −69−0.7% | Reduced |
| Los Angeles Capital Management LLC | 10,643 | $511.0K | 0.00% | 00.0% | Unchanged |
| Weiss Asset Management LP | 10,650 | $511.3K | 0.01% | −41,381−79.5% | Reduced |
| ISAM Funds (UK) Ltd | 11,579 | $555.9K | 0.11% | +11,579 | New |
| Wealth Enhancement Advisory Services, LLC | 11,688 | $571.4K | 0.00% | +1,268+12.2% | Added |
| NewEdge Wealth, LLC | 13,105 | $609.5K | 0.01% | +2,024+18.3% | Added |
| ProShare Advisors LLC | 12,729 | $611.1K | 0.00% | −2,366−15.7% | Reduced |
| Marshall Wace, LLP | 13,374 | $642.1K | 0.00% | −920−6.4% | Reduced |
| Snowden Capital Advisors LLC | 13,976 | $671.0K | 0.02% | −35−0.2% | Reduced |
| KLP Kapitalforvaltning AS | 14,100 | $676.9K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 14,298 | $686.4K | 0.00% | −6,725−32.0% | Reduced |
| Amundi | 14,116 | $690.2K | 0.00% | +727+5.4% | Added |
| CAPROCK Group, Inc. | 13,882 | $697.6K | 0.02% | +13,882 | New |
| Ensign Peak Advisors, Inc | 14,775 | $709.3K | 0.00% | −8,550−36.7% | Reduced |
| Elo Mutual Pension Insurance Co | 15,015 | $720.9K | 0.01% | +15,015 | New |
| O'Shaughnessy Asset Management, LLC | 15,454 | $741.9K | 0.00% | +1,600+11.5% | Added |
| RSM US Wealth Management LLC | 15,594 | $748.7K | 0.01% | +583+3.9% | Added |
| Oregon Public Employees Retirement Fund | 15,600 | $749.0K | 0.01% | −500−3.1% | Reduced |
| Quadrant Capital Group LLC | 15,666 | $752.1K | 0.02% | −768−4.7% | Reduced |
| Capital Fund Management S.A. | 15,974 | $766.9K | 0.01% | −13,996−46.7% | Reduced |
| Handelsbanken Fonder AB | 16,088 | $772.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 16,137 | $774.7K | 0.00% | +1,488+10.2% | Added |
| Unison Advisors LLC | 16,260 | $780.6K | 0.07% | +115+0.7% | Added |
| Macquarie Group Ltd | 16,300 | $783.0K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 16,498 | $792.1K | 0.00% | −26,897−62.0% | Reduced |
| SummerHaven Investment Management, LLC | 17,516 | $840.9K | 0.49% | −3,589−17.0% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 17,596 | $844.8K | 0.00% | −404−2.2% | Reduced |
| BNP Paribas Arbitrage, SA | 17,726 | $851.0K | 0.00% | −2,925−14.2% | Reduced |
| Trexquant Investment LP | 18,036 | $865.9K | 0.01% | −28,490−61.2% | Reduced |
| Police & Firemen's Retirement System of New Jersey | 18,660 | $895.9K | 0.01% | +3,188+20.6% | Added |
| Arizona State Retirement System | 19,703 | $945.9K | 0.01% | +307+1.6% | Added |
| Amalgamated Bank | 19,836 | $952.0K | 0.01% | −50−0.3% | Reduced |
| State Board of Administration of Florida Retirement System | 19,857 | $953.3K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 19,969 | $958.0K | 0.00% | −67,604−77.2% | Reduced |
| Teachers Retirement System of the State of Kentucky | 20,060 | $963.0K | 0.01% | −3,200−13.8% | Reduced |
| Natixis Advisors, L.P. | 20,198 | $970.0K | 0.00% | −117−0.6% | Reduced |
| Brevan Howard Capital Management LP | 20,564 | $987.3K | 0.01% | −2,059−9.1% | Reduced |
| Two Sigma Advisers, LP | 20,700 | $993.8K | 0.00% | +8,200+65.6% | Added |
| Jupiter Asset Management Ltd | 20,849 | $1.00M | 0.01% | +2,595+14.2% | Added |
| Access Investment Management LLC | 21,145 | $1.02M | 0.27% | +255+1.2% | Added |
| Yousif Capital Management, LLC | 21,351 | $1.03M | 0.01% | −4,931−18.8% | Reduced |
| SEI Investments Co | 21,903 | $1.05M | 0.00% | +2,049+10.3% | Added |
| Pathstone Holdings, LLC | 22,222 | $1.07M | 0.00% | +160+0.7% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 22,906 | $1.10M | 0.00% | +2,859+14.3% | Added |
| Captrust Financial Advisors | 25,541 | $1.23M | 0.00% | +1,236+5.1% | Added |
| Quantinno Capital Management LP | 25,967 | $1.25M | 0.00% | +18,437+244.8% | Added |
| Janus Henderson Group PLC | 28,326 | $1.36M | 0.00% | +2,434+9.4% | Added |
| Gsa Capital Partners LLP | 28,518 | $1.37M | 0.11% | +20,433+252.7% | Added |
| Quest Partners LLC | 28,733 | $1.38M | 0.09% | +7,306+34.1% | Added |
| Citizens Business Bank | 14,520 | $1.39M | 0.23% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 30,129 | $1.45M | 0.00% | −11,734−28.0% | Reduced |
| ORG Partners LLC | 30,815 | $1.48M | 0.27% | 00.0% | Unchanged |
| Amussen Hunsaker Associates LLC | 31,125 | $1.49M | 0.15% | −31,126−50.0% | Reduced |
| Mirae Asset Global ETFs Holdings Ltd. | 31,317 | $1.50M | 0.00% | −5,629−15.2% | Reduced |
| Louisiana State Employees Retirement System | 31,800 | $1.53M | 0.03% | −1,000−3.0% | Reduced |
| Cetera Investment Advisers | 32,561 | $1.56M | 0.00% | +405+1.3% | Added |
| Manufacturers Life Insurance Company, The | 33,168 | $1.59M | 0.00% | −2,130−6.0% | Reduced |
| Advisor Group Holdings, Inc. | 33,339 | $1.63M | 0.00% | +40.0% | Added |
| Mercer Global Advisors Inc | 34,825 | $1.67M | 0.00% | +171+0.5% | Added |
| Intech Investment Management LLC | 35,029 | $1.68M | 0.01% | −2,994−7.9% | Reduced |
| Bridgeway Capital Management, LLC | 35,500 | $1.70M | 0.04% | −25,000−41.3% | Reduced |
| Comerica Bank | 36,172 | $1.74M | 0.01% | −2,929−7.5% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 36,452 | $1.75M | 0.04% | +5,204+16.7% | Added |
| Illinois Municipal Retirement Fund | 37,153 | $1.78M | 0.02% | +450+1.2% | Added |
| State of Alaska, Department of Revenue | 37,676 | $1.81M | 0.02% | −4,064−9.7% | Reduced |
| MetLife Investment Management | 39,190 | $1.88M | 0.01% | −1,001−2.5% | Reduced |
| Russell Investments Group, Ltd. | 39,323 | $1.89M | 0.00% | +2,274+6.1% | Added |
| Virginia Retirement Systems Et Al | 40,237 | $1.93M | 0.01% | +2,600+6.9% | Added |
| Willner & Heller, LLC | 42,432 | $2.04M | 1.56% | −741−1.7% | Reduced |
| Legato Capital Management LLC | 42,779 | $2.05M | 0.22% | +10,357+31.9% | Added |
| Royce & Associates LP | 47,090 | $2.26M | 0.02% | −11,004−18.9% | Reduced |
| Dana Investment Advisors, Inc. | 49,132 | $2.36M | 0.07% | −1,495−3.0% | Reduced |
| Susquehanna International Group, LLP | 49,680 | $2.39M | 0.00% | −81,712−62.2% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 49,730 | $2.39M | 0.01% | −7,898−13.7% | Reduced |
| Thrivent Financial for Lutherans | 50,777 | $2.44M | 0.00% | −3,076−5.7% | Reduced |
| Kondo Wealth Advisors, Inc. | 50,981 | $2.45M | 0.99% | −51−0.1% | Reduced |
| Deutsche Bank AG | 53,160 | $2.55M | 0.00% | +6,157+13.1% | Added |
| NorthCrest Asset Manangement, LLC | 54,437 | $2.66M | 0.06% | +4,732+9.5% | Added |
| Wells Fargo & Company | 56,366 | $2.71M | 0.00% | +10,684+23.4% | Added |
| Great West Life Assurance Co | 57,345 | $2.75M | 0.00% | −268−0.5% | Reduced |
| SG Americas Securities, LLC | 58,995 | $2.83M | 0.01% | +46,932+389.1% | Added |
| Price T Rowe Associates Inc | 59,392 | $2.85M | 0.00% | +3,302+5.9% | Added |
| California State Teachers Retirement System | 61,010 | $2.93M | 0.00% | −2,303−3.6% | Reduced |
| Voya Investment Management LLC | 62,484 | $3.00M | 0.00% | −12,004−16.1% | Reduced |
| New York State Common Retirement Fund | 63,487 | $3.05M | 0.00% | 00.0% | Unchanged |
| Wedge Capital Management L L P | 64,230 | $3.08M | 0.05% | −2,701−4.0% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 64,438 | $3.09M | 0.01% | +641+1.0% | Added |